NIH Grant Application or Proposal Considerations for Human Subjects Research

If you are proposing human subjects research, learn how to prepare for the different human subjects protection requirements depending on how your study is classified. Learn about the specific considerations for exempt and non-exempt human subjects research in preparation for your NIH grant application or proposal.

Does your study involve human subjects research? 

For further assistance determining if your research involves human subjects research, may be considered exempt from Federal regulations, or is not considered human subjects research, please visit our human subjects research and resources pages.

You may also visit the tools and resources on the Office for Human Research Protections (OHRP) website, including the ​guidance to determine if your institution is engaged in non-exempt human subjects research Link to Non-U.S. Government Site - Click for Disclaimer.

NIH Specific Considerations

Exempt Human Subjects Research

Investigators and all key personnel involved in research considered exempt from the regulatory requirements in 45 CFR 46 Link to Non-U.S. Government Site - Click for Disclaimer must still meet the protection of human subjects education requirement. See the NIH Guide Notices of June 5, 2000 and September 5, 2001, or check out our Frequently Asked Questions for additional information. 

Non-Exempt Human Subjects Research

Investigators involved in non-exempt human subjects research must meet the following requirements:

Do you need to complete the PHS Human Subjects and Clinical Trials Information Form? Have you justified the use of human materials?

All investigators proposing human subjects research, either exempt or non-exempt, or proposing clinical trials should complete a full study record in the PHS Human Subjects and Clinical Trials Information form (see the instructions in the NIH Application Guide for grants, or the Document Generation System instructions for R&D contracts), unless otherwise instructed in the Funding Opportunity Announcement (FOA) or solicitation.

In addition, investigators must address the following elements on the Protection of Human Subjects section:
  • Risks to the subjects
  • Adequacy of protection against these risks
  • Potential benefits of the research to the subjects and others
  • Importance of the knowledge gained or to be gained

If you require additional assistance filling out the sections of the PHS Human Subjects and Clinical Trials Information form for your NIH grant application or proposal, please see our available resources here.

Check out the additional considerations for:

For additional information on the NIH grants process overview, click here


In Relation To Human Subjects Research See:

Pre and post award process graphic
Pre and post award process graphic
Pre and post award process graphic
Pre and post award process graphic