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If you are proposing human subjects research, learn how to prepare for the different human subjects protection requirements depending on how your study is classified. Learn about the specific considerations for exempt and non-exempt human subjects research in preparation for your NIH grant application or proposal.
Does your study involve human subjects research?
For further assistance determining if your research involves human subjects research, may be considered exempt from Federal regulations, or is not considered human subjects research, please visit our human subjects research and resources pages.
You may also visit the tools and resources on the Office for Human Research Protections (OHRP) website, including the guidance to determine if your institution is engaged in non-exempt human subjects research.
NIH Specific Considerations
Exempt Human Subjects Research
Investigators and all key personnel involved in research considered exempt from the regulatory requirements in 45 CFR 46 must still meet the protection of human subjects education requirement. See the NIH Guide Notices of June 5, 2000 and September 5, 2001, or check out our Frequently Asked Questions for additional information.
Non-Exempt Human Subjects Research
Investigators involved in non-exempt human subjects research must meet the following requirements:
- An Institutional Federal-Wide Assurance (FWA) with the Office for Human Research Protections (OHRP)
- Institutional Review Board (IRB) Review and Approval*
- Education in the Protection of Human Research Participants
*NIH-funded sites in the United States cannot accept or rely on a non-U.S. IRB.
Check out the additional considerations for:
Developing the Human Subjects Sections of Your Application and Justifying Use of Human Materials
All projects proposing human subjects research, either exempt or non-exempt, including those proposing clinical trials, must complete the PHS Human Subjects and Clinical Trials Information form as part of their grant application or contract proposal.
Applications Must Address the Following Elements on the Protection of Human Subjects Section of the Form
- Risks to the subjects
- Adequacy of protection against these risks
- Potential benefits of the research to the subjects and others
- Importance of the knowledge gained or to be gained
To find details on the elements above and other aspects of the form, check the funding opportunity and carefully follow the instructions:
- For grants: How to Apply – NIH Application Guide and the PHS Human Subjects and Clinical Trials Information form instructions
- For contracts: Contract Attachment Files – Section J
Click below to learn more about considerations for human subjects research in the next phase of the grants process:
