Key Dates & Policy Notices

Clinical Research Policies & Effective Dates

Policy & Guide Notice Effective Date
Revised Clinical Trial DefinitionEffective for competing grant applications and contract proposals that are submitted to NIH for due dates on or after January 25, 2015
Inclusion of Children in Clinical Research: Change in Age DefinitionEffective for applications and proposals submitted for due dates on or after January 25, 2016
Certificates of Confidentiality (CoC) Policy UpdateEffective for any NIH-funded project that was ongoing on or after December 13, 2016
Good Clinical Practice (GCP) Training Requirement for NIH AwardeesEffective January 1, 2017 for all staff and investigators involved in the design, conduct, oversight, or management of clinical trials
Dissemination of NIH-Funded Clinical Trial Information (ClinicalTrials.gov Registration & Reporting Policy)Effective for applications requesting support for a clinical trial that will be initiated on or after January 18, 2017
Clinical Trial-Specific Funding Opportunity Announcement (FOA) RequirementsEffective for applications with due dates on or after January 25, 2018
Single IRB for Multi-Site Trials Effective for applications with due dates on or after January 25, 2018 and for contract solicitations published on or after January 25, 2018
Inclusion Across the Lifespan (revision to the Inclusion of Children Policy)Effective for all competing grant applications for due dates on or after January 25, 2019

Guide Notices


Flexibilities for Prospective Basic Experimental Studies with Human Participants

NOT-OD-24-118 Continued Extension of Certain Flexibilities for Prospective Basic Experimental Studies With Human ParticipantsMay 6, 2024
NOT-OD-22-205 Continued Extension of Certain Flexibilities for Prospective Basic Experimental Studies With Human ParticipantsAugust 30, 2022
NOT-OD-21-088 Continued Extension of Certain Flexibilities for Prospective Basic Experimental Studies With Human ParticipantsMarch 23, 2021
NOT-OD-19-126 Extension of Certain Flexibilities for Prospective Basic Experimental Studies With Human ParticipantsJuly 24, 2019
NOT-OD-19-024 Notice of Intent to Publish Parent Funding Opportunity Announcements for Basic Experimental Studies with Humans.October 26, 2018
NOT-OD-18-212 Delayed Enforcement and Short-Term Flexibilities for Some Requirements Affecting Prospective Basic Science Studies Involving Human Participants.July 20, 2018



Clinical Trial Definition

NOT-OD-15-015 Notice of Revised NIH Definition of "Clinical Trial"October 23, 2014


Clinical Trial Funding Opportunity Announcements

NOT-OD-18-106 Reminder: Policy on Funding Opportunity Announcements (FOA) for Clinical Trials Takes Effect January 25, 2018November 30, 2017
NOT-OD-18-010 NIH Plans for Clinical Trial Specific Parent R01 and Parent R21 Funding Opportunity AnnouncementsOctober 25, 2017
NOT-OD-17-043 Update on Clinical Trial Funding Opportunity Announcement PolicyFebruary 17, 2017


Clinical Trial Review Criteria

NOT-OD-18-109 Revision: The NIH Announces New Review Criteria for Career Development Award Applications Involving Clinical Trials December 1, 2017
NOT-OD-17-123 The NIH Announces New Review Criteria for Ruth L. Kirschstein National Research Service Award (NRSA) Institutional Research Training Grants Involving Research Experiences in Clinical TrialsOctober 6, 2017
NOT-OD-17-122 The NIH Announces New Review Criteria for Ruth L. Kirschstein National Research Service Award (NRSA) Individual Fellowship Applications Involving Research Experiences in Clinical TrialsOctober 6, 2017
NOT-OD-17-118 The NIH Announces New Review Criteria for Research Project Applications Involving Clinical TrialsSeptember 21, 2017


Human Subjects and Clinical Trials Information form

NOT-OD-18-128 Grant Application Instruction Correction for Training Grants with Human Subjects InvolvementSeptember 25, 2017
NOT-OD-17-062 New NIH "FORMS-E" Grant Application Forms and InstructionsApril 27, 2017


Appendix Policy for Clinical Trial-related Materials

NOT-OD-18-126 Reminder: Updated Appendix Policy Eliminates Clinical Trial-Related Materials for NIH/AHRQ/NIOSH Applications Submitted to Due Dates on or After January 25, 2018.January 12, 2018
NOT-OD-17-098 Updated Appendix Policy Eliminates Clinical Trial-Related Materials for NIH/AHRQ/NIOSH Applications Submitted to Due Dates on or After January 25, 2018.August 2, 2017


Protocol Template

NOT-OD-19-092 NIH Releases Protocol Template for Behavioral and Social Sciences Research Involving HumansMarch 26, 2019
NOT-OD-17-064 NIH and FDA Release Protocol Template for Phase 2 and 3 IND/IDE Clinical TrialsMay 2, 2017   


Good Clinical Practice

NOT-OD-16-148​Policy on Good Clinical Practice Training for NIH Awardees Involved in NIH-funded Clinical TrialsSeptember 16, 2016


Single IRB Policy

NOT-OD-20-058  Additional Guidance on the NIH Policy on the Use of a Single Institutional Review Board for Multi-Site ResearchJanuary 22, 2020
NOT-OD-18-004 Guidance on Implementation of the NIH Policy on the Use of a Single Institutional Review Board for Multi-Site ResearchOctober 11, 2017
NOT-OD-18-003 Guidance on Exceptions to the NIH Single IRB PolicyOctober 11, 2017
NOT-OD-17-076 Revision: Notice of Extension of Effective Date for Final NIH Policy on the Use of a Single Institutional Review Board for Multi-Site ResearchJune 16, 2017
NOT-OD-16-109 Scenarios to Illustrate the Use of Direct and Indirect Costs for Single IRB Review under the NIH Policy on the Use of a Single IRB for Multi-site ResearchJune 21, 2016  
NOT-OD-16-094 Final NIH Policy on the Use of a Single Institutional Review Board for Multi-Site ResearchJune 21, 2016


Registration & Reporting

NOT-OD-16-149 NIH Policy on the Dissemination of NIH-Funded Clinical Trial InformationSeptember 16, 2016


Human Subjects System (HSS)

NOT-OD-18-179 Transition from Inclusion Management System to New Human Subjects System (HSS) as of June 9, 2018May 11, 2018

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