National Institutes of Health (NIH)
U01 Research Project – Cooperative Agreements
This NOFO seeks applications for the development of informatics tools to facilitate uptake and scientific use of the human pangenome reference being developed and maintained by the NHGRI Human Genome Reference Program (HGRP). Emphasis for this RFA will be on development of tools to advance compelling use cases that are relevant to different broad sectors of the genomics community, e.g., clinical, population, or functional genomics. These tools will use pangenome datasets and build on systems developed by the Human Pangenome Coordinating Center (see below), which will support general computational infrastructure for pangenome use.
This informatics tools RFA will fund one component of an overall HGRP, which will also include two other components: High Quality Reference Genomes (herein called Genomes Center), and a Human Pangenome Coordinating Center (Herein called Coordinating Center). (See Companion Funding Opportunities). Awardees under all three RFAs will work collaboratively within a consortium towards production and community adoption of the human pangenome reference.
NHGRI supports the development of resources and technologies that will accelerate genome research and its application to human health and genomic medicine.
February 3, 2025
Application Due Dates | Review and Award Cycles | ||||
---|---|---|---|---|---|
New | Renewal / Resubmission / Revision (as allowed) | AIDS - New/Renewal/Resubmission/Revision, as allowed | Scientific Merit Review | Advisory Council Review | Earliest Start Date |
March 03, 2025 | March 03, 2025 | Not Applicable | July 2025 | October 2025 | December 2025 |
All applications are due by 5:00 PM local time of applicant organization.
Applicants are encouraged to apply early to allow adequate time to make any corrections to errors found in the application during the submission process by the due date.
No late applications will be accepted for this Notice of Funding Opportunity (NOFO).
Not Applicable
It is critical that applicants follow the instructions in the Research (R) Instructions in the How to Apply - Application Guide, except where instructed to do otherwise (in this NOFO or in a Notice from NIH Guide for Grants and Contracts).
Conformance to all requirements (both in the Application Guide and the NOFO) is required and strictly enforced. Applicants must read and follow all application instructions in the Application Guide as well as any program-specific instructions noted in Section IV. When the program-specific instructions deviate from those in the Application Guide, follow the program-specific instructions.
Applications that do not comply with these instructions may be delayed or not accepted for review.
There are several options available to submit your application through Grants.gov to NIH and Department of Health and Human Services partners. You must use one of these submission options to access the application forms for this opportunity.
Purpose
The National Human Genome Research Institute (NHGRI) plans to renew the Human Genome Reference Program (HGRP), which is a flagship effort to transform the original genome reference to incorporate population-scale data in a pangenome representation. This RFA seeks applications for the development of informatics tools to facilitate uptake and scientific use of the human pangenome reference being developed and maintained by the HGRP. This informatics tools NOFO will fund one component of an overall HGRP, which will also include two other components: High Quality Reference Genomes (Genomes Center) and a Human Pangenome Coordinating Center (Coordinating Center; see Companion Funding Opportunities).
Emphasis for this RFA will be on development of tools for compelling use cases for the pangenome that are relevant to different broad sectors of the genomics community, e.g., clinical, population, or functional genomics. Tools are intended to enable other genomics researchers to adopt and use the pangenome in their scientific endeavors. These tools will build on datasets and systems developed by the Coordinating Center, which will support general computational infrastructure for pangenome use.
Awardees under all three NOFOs will work collaboratively within a consortium towards production and community adoption of the human pangenome reference.
Background
A human genome reference sequence is an accepted representation of the human genome used as a standard to align and assemble genome sequence data. It also serves as a consensus coordinate system for reporting results. Since the completion of the Human Genome Project, the genome reference has been steadily improved by resolving errors and adding information from new assemblies. Improved or updated reference versions are curated and released to the community by the Genome Reference Consortium (GRC), a collaboration between the National Center for Biotechnology Information (NCBI) and the European Bioinformatics Institute (EBI). The existing reference, however, has limitations including assembly gaps, lack of haplotype resolution and — most importantly — inadequate representation of genetic diversity that perpetuates reference bias and risks exacerbating health disparities across populations.
The HGRP was established by NHGRI in 2019 to improve the human genome reference by using new methods for more complete assemblies, by increasing genetic diversity and by transforming the reference to represent hundreds of genomes in an accessible and usable resource. In the ensuing three years, funded investigators formed the Human Pangenome Reference Consortium (HPRC), established an embedded ELSI team which guided the HPRC on issues such as consent and participant community engagement, and initiated collaborations with international partners to develop a resource representative of global populations. An initial draft pangenome consisting of nearly 50 human genome assemblies was released in 2023. These efforts constitute a strong foundation for the further improvement of the human pangenome reference.
In October 2022, NHGRI hosted a workshop to identify future directions for the HGRP. Meeting participants strongly encouraged the continuation of the program, with key recommendations emerging from the participants' individual input including:
Considering these recommendations, NHGRI recently renewed the HGRP. The goals for the renewal include: 1) continuing to maintain and improve the pangenome reference, adding diverse, reference quality sequence assemblies; 2) facilitating adoption of the pangenome reference by the research and clinical genomics communities; 3) fostering the development and deployment of informatics tools for the pangenome; 4) embedding ELSI research; and 5) forming international partnerships to maximize the chances that the human pangenome reference will represent populations worldwide, and encourage the collaboration of scientists worldwide in its creation and use. Overall, there will be a shift in emphasis towards evaluating HGRP progress in terms of how useful the pangenome resource is for clinical and basic genomics research communities. The overall goal of the HGRP during the renewal will be to produce a human pangenome reference that optimizes both the population genetic diversity represented, and also the utility for, and adoption by, the genomics research community.
Based on the subsequent Concept for this program presented to the National Advisory Council on Human Genome Research the components of the renewal are:
All awardees of the program are expected to work together closely to achieve the goals of HGRP.
In addition to these three NOFOs. NHGRI will encourage investigator-initiated applications on topics related to the development of the pangenome.
Research Objectives
Tools for using the pangenome
For this RFA NHGRI seeks applications proposing to develop informatics tools that will allow the full range of the genomics community to use the human pangenome reference being developed by the HGRP. Proposed projects can be wholly new tools that take advantage of the new information in the pangenome reference, and its graph representation to produce improved results, or modifications of existing tools to enable important use cases of the pangenome. The current representation is graph-based, but other representations (e.g. k-mer) may evolve to accommodate scale and complexity and strategies for compression and efficient data structures may be relevant.
NHGRI supports development of methods, tools and technologies that can be used by other biomedical researchers. This RFA has a focus on developing tools that will catalyze routine use of the human pangenome by other researchers. Emphasis will be on tools for compelling use cases that are relevant to different broad sectors of the genomics research community: clinical, population, functional genomics, etc. These tools are expected to break the path for other scientists to benefit from the pangenome reference. Ideally such tools will be usable by investigators or clinicians with a range of genomics informatics expertise and resources. Although it is likely that each individual application will need to focus on one or a few uses, ideally, across all the awards, the tools developed will address a range of topics that represent the major use cases for the pangenome.
Further, this RFA will focus on tools that have the greatest utility to the genomics research community. Best practices in software development (see NIH Best Practices for Sharing Research Software) are expected, including documentation, testing and robust design principles. Tools and software should be reproducible and interoperable with other methods and tools. When appropriate, the tools should integrate into existing pipelines, use existing standards and ontologies, and contribute to the larger genomic data science and computational genomics ecosystem.
Possible examples of tools include applications that best use the pangenome reference for:
Applicants are expected to work closely with the Coordinating Center, which will also be developing informatics systems and tools for the pangenome. The distinction is that this tools RFA seeks development of user applications, while the Coordinating Center will support informatics infrastructure for the construction and delivery of a human pangenome reference. Both NOFOs share the mission of encouraging and supporting use and adoption of the pangenome by the broader genomic research community.
NCI Statement of Interest
The National Cancer Institute (NCI) supports a broad-based portfolio of cancer research and development projects encompassing basic, translational, clinical, and epidemiological inquiries. Under this RFA, NCI invites applications to develop informatics tools that incorporate pangenome resources for somatic cancer analysis. Analysis of germline data can be proposed only if in combination with somatic data. Some examples relevant to this RFA include, but are not limited to:
National Institute on Aging (NIA) Statement of Interest
The National Institute on Aging (NIA) leads a broad scientific research effort to understand the nature of aging and to extend the healthy, active years of life. NIA conducts and supports research on aging, age-related diseases, and the challenges and needs of older adults. NIA is also the primary federal agency supporting and conducting Alzheimers disease (AD) and AD-related dementia (ADRD) research. Specifically, NIA's mission is to support and conduct genetic, biological, clinical, behavioral, social and economic research on aging; foster the development of research and clinician scientists in aging; provide research resources; and disseminate information about aging and advances in research to the public, health care professionals, and the scientific community, among a variety of audiences.
NIA will support meritorious applications that focus on informatics tools that facilitate the use and adoption of the human pangenome as human genome reference for aging and AD/ADRD research. A strategic priority for NIA is understanding the environmental, sociocultural, behavioral, and biological drivers of health inequities and disparities related to aging as well as AD/ADRD. Research programs based on NIA-funded genomic or omics datasets with high genetic diversity will be prioritized.
For the purpose of this RFA, NIA is interested in accelerating the use of the Pangenome to 1. Continue to maintain and improve the human pangenome reference in the investigation of the genetics of aging, longevity, and age-related dementias, including generation of additional reference quality sequence assemblies in diverse populations; 2. Facilitate the adoption of the human pangenome reference by the AD/ADRD clinical genomics, and genomics of aging research communities; 3. Foster the development and deployment of informatics tools for the pangenome for the investigation of aging, longevity, and age-related diseases including AD/ADRD; 4. Foster the development of tools for use of human pangenome information in comparisons with reference genomes from other species; 5. Embed ethical, legal and social implications (ELSI) research; 6. Form international partnerships whenever possible to promote the use of the human pangenome among the aging and AD/ADRD research communities. Under this RFA, NIA invites applications to develop informatics tools specifically trained on NIA-funded aging and AD/ADRD datasets that facilitate the use and adoption of the human pangenome as a human genome reference. Examples relevant to this RFA include, but are not limited to:
For more information on scientific priorities of the NIA, please visit NIA's Strategic Directions for Research, 2020 to 2025 and NIA's AD/ADRD Research Implementation Milestones Database.
Project management and integration with the HGRP consortium
The proposed project management structure should ensure the efficient planning, initiation, implementation, and timely completion of all activities. Specific timelines and milestones should be developed and may be updated over the course of the funding period.
Project management should involve frequent interactions and communications with NHGRI staff, including preparing additional reports as requested by NHGRI staff.
Work under this RFA will be closely integrated with the work done under the companion RFAs to ensure that the higher-level goals of the HGRP towards producing a useful community resource are realized. During the renewal period of the HGRP, the program will place a new emphasis on outreach to the user community in order to facilitate adoption of the pangenome. Awardees can expect to be closely involved in these adoption efforts. Applications must plan to attend annual in-person consortium meetings.
The HGRP as a whole will include a Steering Committee, composed of representatives from all funded awards under this program (see Terms and Conditions), which will meet on a regular basis (at least monthly) to discuss and evaluate progress and challenges, form and revise working groups as needed, and otherwise coordinate activities across the consortium. Major decisions affecting the output of the consortium (including e.g. criteria and priorities for sample selection; data quality and incorporation of new sequencing platforms or assembly methods, etc.) must be approved by the Steering Committee.
The HGRP collectively is expected to recruit external scientific consultants (ESCs) who can, based on their individua expertise, assess different aspects of the programs operations, scientific progress, and plans. Assessments from individual ESCs will be made available to the Steering Committee and NHGRI staff. ESCs will be independent, have expertise in a broad range of topics relevant to genomic medicine and genomic research including genomic technologies, computational genomics, data science, cloud computing, data management, data sharing concerns (such as participant protection issues), and Ethical Legal Social Implication issues. ESCs must be approved by NHGRI program staff; NHGRI may require additions to the ESCs e.g. to balance expertise.
Applicants are strongly encouraged to contact NIH Staff (see Agency Contacts) to discuss the alignment of their proposed work with the goals of this RFA.
Data and resource sharing in this initiative. Consistent with achieving the goals of this program, NIH expects that all products of the HGRP will be appropriately made available to the community. This includes (but may not be limited to):
Recipients must comply with the NIH Data Management and Sharing Policy (NOT-OD-21-013) and NIH Genomic Data Sharing Policy (NOT-OD-14-124). Data should be released through the NHGRI Genomic Data Science Analysis, Visualization, and Informatics Lab-space (AnVIL), and other resources as appropriate to enhance dissemination. The Informatics Tools component of the HPRC will work collaboratively with the other HGRP recipients to ensure compliance with the NIH data sharing policies (sharing.nih.gov), and NHGRIs expectations which are summarized at (www.genome.gov/data-sharing). For the specific purposes of this NOFO, informatics tools developed under the program should be made available to the community via the HGRP Coordinating Center.
Because the overall goal of the HGRP will be to produce a community resource, Resource Sharing and Data Management and Sharing plans are critical. Prior to funding, NHGRI program staff will conduct an administrative review of any plan for sharing data and resources and may negotiate modifications of the Data Management and Sharing Plan (DMS Plan) with the prospective recipient. The final negotiated version of the DMS Plan will become a term and condition of the award of the cooperative agreement.
Responsiveness
The following applications will be considered non-responsive to this NOFO:
Webinar
All applicants are strongly encouraged to contact NHGRI Staff to discuss the responsiveness and alignment of their proposed work with the goals of this program. An informational webinar will be held on January 8, 2025 at 2 PM ETfor potential applicants. NIH staff will be available to answer questions related to this NOFO. Time, date, and dial in information will be provided at https://www.genome.gov/Funded-Programs-Projects/Human-Genome-Reference-Program#events. During the webinar, NHGRI staff will present overviews of the program and answer RFA-related questions from prospective applicants. The informational webinar is open to all prospective applicants, but participation is not a prerequisite for submission of an application.
See Section VIII. Other Information for award authorities and regulations.
Cooperative Agreement: A financial assistance mechanism used when there will be substantial Federal scientific or programmatic involvement. Substantial involvement means that, after award, NIH scientific or program staff will assist, guide, coordinate, or participate in project activities. See Section VI.2 for additional information about the substantial involvement for this NOFO.
Revision
The OER Glossary and the How to Apply Application Guide provide details on these application types. Only those application types listed here are allowed for this NOFO.
Not Allowed: Only accepting applications that do not propose clinical trials.
Participating components intend to commit $3M in FY2026 to fund up to 6 awards.
Application budgets are limited to $400,000 direct costs per year, but need to reflect the actual needs of the proposed project.
The maximum project period is 3 years.
NIH grants policies as described in the NIH Grants Policy Statement will apply to the applications submitted and awards made from this NOFO.
Higher Education Institutions
The following types of Higher Education Institutions are always encouraged to apply for NIH support as Public or Private Institutions of Higher Education:
Nonprofits Other Than Institutions of Higher Education
For-Profit Organizations
Local Governments
Federal Governments
Other
Non-domestic (non-U.S.) Entities (Foreign Organizations) are eligible to apply.
Non-domestic (non-U.S.) components of U.S. Organizations are eligible to apply.
Foreign components, as defined in the NIH Grants Policy Statement, are allowed.
Applicant Organizations
Applicant organizations must complete and maintain the following registrations as described in the How to Apply- Application Guide to be eligible to apply for or receive an award. All registrations must be completed prior to the application being submitted. Registration can take 6 weeks or more, so applicants should begin the registration process as soon as possible. Failure to complete registrations in advance of a due date is not a valid reason for a late submission, please reference the NIH Grants Policy Statement Section 2.3.9.2 Electronically Submitted Applications for additional information.
Program Directors/Principal Investigators (PD(s)/PI(s))
All PD(s)/PI(s) must have an eRA Commons account. PD(s)/PI(s) should work with their organizational officials to either create a new account or to affiliate their existing account with the applicant organization in eRA Commons. If the PD/PI is also the organizational Signing Official, they must have two distinct eRA Commons accounts, one for each role. Obtaining an eRA Commons account can take up to 2 weeks.
Any individual(s) with the skills, knowledge, and resources necessary to carry out the proposed research as the Program Director(s)/Principal Investigator(s) (PD(s)/PI(s)) is invited to work with their organization to develop an application for support. Individuals from diverse backgrounds, including underrepresented racial and ethnic groups, individuals with disabilities, and women are always encouraged to apply for NIH support. See, Reminder: Notice of NIH's Encouragement of Applications Supporting Individuals from Underrepresented Ethnic and Racial Groups as well as Individuals with Disabilities, NOT-OD-22-019 and Notice of NIH's Interest in Diversity, NOT-OD-20-031.
For institutions/organizations proposing multiple PDs/PIs, visit the Multiple Program Director/Principal Investigator Policy and submission details in the Senior/Key Person Profile (Expanded) Component of the How to Apply-Application Guide.
This NOFO does not require cost sharing as defined in the NIH Grants Policy Statement Section 1.2 Definition of Terms.
Number of Applications
Applicant organizations may submit more than one application, provided that each application is scientifically distinct.
The NIH will not accept duplicate or highly overlapping applications under review at the same time, per NIH Grants Policy Statement Section 2.3.7.4 Submission of Resubmission Application. This means that the NIH will not accept:
The application forms package specific to this opportunity must be accessed through ASSIST, Grants.gov Workspace or an institutional system-to-system solution. Links to apply using ASSIST or Grants.gov Workspace are available in Part 1 of this NOFO. See your administrative office for instructions if you plan to use an institutional system-to-system solution.
It is critical that applicants follow the instructions in the Research (R) Instructions in the How to Apply - Application Guide except where instructed in this notice of funding opportunity to do otherwise. Conformance to the requirements in the Application Guide is required and strictly enforced. Applications that are out of compliance with these instructions may be delayed or not accepted for review.
Although a letter of intent is not required, is not binding, and does not enter into the review of a subsequent application, the information that it contains allows IC staff to estimate the potential review workload and plan the review.
By the date listed in Part 1. Overview Information, prospective applicants are asked to submit a letter of intent that includes the following information:
The letter of intent should be sent to:
Idan Gabdank, Ph.D.
Telephone: 240-551-8907
Email:
All page limitations described in the How to Apply- Application Guide and the Table of Page Limits must be followed.
The following section supplements the instructions found in the How to Apply- Application Guide and should be used for preparing an application to this NOFO.
All instructions in the How to Apply - Application Guide must be followed.
All instructions in the How to Apply- Application Guide must be followed.
All instructions in the How to Apply- Application Guide must be followed.
All instructions in the How to Apply- Application Guide must be followed.
All instructions in the How to Apply- Application Guide must be followed.
All instructions in the How to Apply-Application Guide must be followed.
All instructions in the How to Apply- Application Guide must be followed.
All instructions in the How to Apply- Application Guide must be followed, with the following additional instructions:
Research plan
Applicants should clearly describe the tool they will develop and explain what its applications are and why they are important. Applicants should justify the significance of the proposed tool in terms of the following: 1. How will the proposed tool enable important or significant uses of the pangenome in one or more broad areas (e.g. functional, population or clinical genomics), including considerations of which sectors of the genomics community will use the proposed tool? 2. How will the proposed tool catalyze the use and adoption of the human pangenome reference by the community of investigators that use genomics data? 3. How will the tool take advantage of the pangenome reference to allow improved or novel analyses compared to what can be done with existing human references e.g. GRCh38?
If the application is focused on revision of existing tools, then applicants should present data that the tool is of high value, including describing current use of the tool by the appropriate sectors of the genomics community.
Applicants should discuss innovative elements of their proposal, for example, in the kind of applications the tool allows (e.g. something that cannot be readily done without a pangenome reference), in the design (e.g. novel ways to use the pangenome resource to obtain a result), or in the degree of advance over current methods/references.
Where applicable, applicants should describe in detail plans for rigorous validation, benchmarking, comparisons to existing tools, and/or evaluations that will be performed to assess the quality or utility of the developed approaches. Applicants should demonstrate how their methods substantially outperform similar methods.
Applicants should discuss ways in which the proposed tool can accommodate, or be robust to, changes in the pangenome reference over time (changes in number of genomes, different representations, etc.), including updates or multiple versions of the reference, including how their tools will scale to work with a human pangenome that will include an estimated 350 individual genomes (twice that many haplotypes) at the time of award and scaling up to add another 200 individual genomes over the next five years. Applicants should also discuss how the proposed tool will scale to handle anticipated increases to the size and complexity of the data and studies available to the research community for analyses using the pangenome over the length of the award.
Applicants should describe how their planned tools will take advantage of the genetic diversity of the pangenome resource and the very high quality of the constituent genome assemblies. If applicable, applicants should describe how the distribution of genetic variation in the pangenome will be taken into account in tool development or application. Also, applicants should address how their tool works with current graph-based pangenomes representations, and how their proposed tools could work with, and adapt to, other ways in which the pangenome may be represented (e.g. k-mer or other data structures).
Applicants should describe plans to incorporate best practices and robust design principles in their software development to enhance re-use of the software. This should include a description of how the methods, tools, or approaches will be developed such that they are reproducible, robust, well-documented, platform independent (e.g. containerized) and can be readily adopted, applied, and extended or modified by other biomedical researchers.
Applicants should describe the utility of their tool to the broader genomics research community, including a description of any testing or documentation needed in relation to, or interdependencies with, other tools or methods. Applicants should also describe how the proposed tools and approaches, or resulting outputs or analyses, are standards-compliant to be interoperable with other methods, including plans for using existing relevant data and meta-data standards and ontologies.
Applicants should also describe how they will work with the Coordinating Center to help aggregate tools and promote community adoption. See also the Resource Sharing section below.
Applicants should provide timelines and milestones. Applicants should describe how they will work within the HGRP consortium towards the larger program goal of developing a human pangenome reference that is useful to the community. This includes participation in the HGRP Steering Committee and relevant working group calls and attending annual consortium meetings.
Where appropriate, applicants should describe how the methods or software they are developing will protect any human subjects data while allowing access to those data by qualified users. Innovative approaches to enable secure and private use of the pangenome are invited if they enable important scientific use cases.
Resource Sharing Plan: Individuals are required to comply with the instructions for the Resource Sharing Plans as provided in the How to Apply- Application Guide.
Other Plan(s):
All instructions in the How to Apply-Application Guide must be followed, with the following additional instructions:
Appendix: Only limited Appendix materials are allowed. Follow all instructions for the Appendix as described in the How to Apply- Application Guide.
When involving human subjects research, clinical research, and/or NIH-defined clinical trials (and when applicable, clinical trials research experience) follow all instructions for the PHS Human Subjects and Clinical Trials Information form in the How to Apply- Application Guide, with the following additional instructions:
If you answered Yes to the question Are Human Subjects Involved? on the R&R Other Project Information form, you must include at least one human subjects study record using the Study Record: PHS Human Subjects and Clinical Trials Information form or Delayed Onset Study record.
Study Record: PHS Human Subjects and Clinical Trials Information
All instructions in the How to Apply- Application Guide must be followed.
Delayed Onset Study
Note: Delayed onset does NOT apply to a study that can be described but will not start immediately (i.e., delayed start).All instructions in the How to Apply- Application Guide must be followed.
All instructions in the How to Apply- Application Guide must be followed.
Foreign (non-U.S.) organizations must follow policies described in the NIH Grants Policy Statement, and procedures for foreign organizations described throughout the How to Apply- Application Guide.
See Part 2. Section III.1 for information regarding the requirement for obtaining a unique entity identifier and for completing and maintaining active registrations in System for Award Management (SAM), NATO Commercial and Government Entity (NCAGE) Code (if applicable), eRA Commons, and Grants.gov
Part I. contains information about Key Dates and times. Applicants are encouraged to submit applications before the due date to ensure they have time to make any application corrections that might be necessary for successful submission. When a submission date falls on a weekend or Federal holiday, the application deadline is automatically extended to the next business day.
Organizations must submit applications to Grants.gov (the online portal to find and apply for grants across all Federal agencies). Applicants must then complete the submission process by tracking the status of the application in the eRA Commons, NIHs electronic system for grants administration. NIH and Grants.gov systems check the application against many of the application instructions upon submission. Errors must be corrected and a changed/corrected application must be submitted to Grants.gov on or before the application due date and time. If a Changed/Corrected application is submitted after the deadline, the application will be considered late. Applications that miss the due date and time are subjected to the NIH Grants Policy Statement Section 2.3.9.2 Electronically Submitted Applications.
Applicants are responsible for viewing their application before the due date in the eRA Commons to ensure accurate and successful submission.
Information on the submission process and a definition of on-time submission are provided in the How to Apply-Application Guide.
This initiative is not subject to intergovernmental review.
All NIH awards are subject to the terms and conditions, cost principles, and other considerations described in the NIH Grants Policy Statement.
Pre-award costs are allowable only as described in the NIH Grants Policy Statement Section 7.9.1 Selected Items of Cost.
Applications must be submitted electronically following the instructions described in the How to Apply Application Guide. Paper applications will not be accepted.
Applicants must complete all required registrations before the application due date. Section III. Eligibility Information contains information about registration.
For assistance with your electronic application or for more information on the electronic submission process, visit How to Apply – Application Guide. If you encounter a system issue beyond your control that threatens your ability to complete the submission process on-time, you must follow the Dealing with System Issues guidance. For assistance with application submission, contact the Application Submission Contacts in Section VII.
Important reminders:
All PD(s)/PI(s) must include their eRA Commons ID in the Credential field of the Senior/Key Person Profile form. Failure to register in the Commons and to include a valid PD/PI Commons ID in the credential field will prevent the successful submission of an electronic application to NIH. See Section III of this NOFO for information on registration requirements.
The applicant organization must ensure that the unique entity identifier provided on the application is the same identifier used in the organizations profile in the eRA Commons and for the System for Award Management. Additional information may be found in the How to Apply Application Guide.
See more tips for avoiding common errors.
Upon receipt, applications will be evaluated for completeness and compliance with application instructions by the Center for Scientific Review and responsiveness by NHGRI, NIA, and NCI. Applications that are incomplete, non-compliant and/or nonresponsive will not be reviewed.
In order to expedite review, applicants are requested to notify the NHGRI Referral Office by email at [email protected] when the application has been submitted. Please include the NOFO number and title, PD/PI name, and title of the application.
Recipients or subrecipients must submit any information related to violations of federal criminal law involving fraud, bribery, or gratuity violations potentially affecting the federal award. See Mandatory Disclosures, 2 CFR 200.113 and NIH Grants Policy Statement Section 4.1.35.
Send written disclosures to the NIH Chief Grants Management Officer listed on the Notice of Award for the IC that funded the award and to the HHS Office of Inspector Grant Self Disclosure Program at [email protected].
Applicants are required to follow the instructions for post-submission materials, as described in the policy
Any instructions provided here are in addition to the instructions in the policy.
Only the review criteria described below will be considered in the review process. Applications submitted to the NIH in support of the NIH mission are evaluated for scientific and technical merit through the NIH peer review system.
Reviewers will provide an overall impact score to reflect their assessment of the likelihood for the project to exert a sustained, powerful influence on the research field(s) involved, in consideration of the following scored review criteria and additional review criteria (as applicable for the project proposed). An application does not need to be strong in all categories to be judged likely to have a major scientific impact.
Reviewers will consider Factors 1, 2 and 3 in the determination of scientific merit, and in providing an overall impact score. In addition, Factors 1 and 2 will each receive a separate factor score.
Significance
Innovation
Specific to this NOFO:
Approach
Rigor:
Feasibility:
Specific to this NOFO:
Investigator(s)
Evaluate whether the investigator(s) have demonstrated background, training, and expertise, as appropriate for their career stage, to conduct the proposed work. For Multiple Principal Investigator (MPI) applications, assess the quality of the leadership plan to facilitate coordination and collaboration.
Environment
Evaluate whether the institutional resources are appropriate to ensure the successful execution of the proposed work.
As applicable for the project proposed, reviewers will consider the following additional items while determining scientific and technical merit, but will not give criterion scores for these items, and should consider them in providing an overall impact score.
For research that involves human subjects but does not involve one of the categories of research that are exempt under 45 CFR Part 46, evaluate the justification for involvement of human subjects and the proposed protections from research risk relating to their participation according to the following five review criteria: 1) risk to subjects; 2) adequacy of protection against risks; 3) potential benefits to the subjects and others; 4) importance of the knowledge to be gained; and 5) data and safety monitoring for clinical trials.
For research that involves human subjects and meets the criteria for one or more of the categories of research that are exempt under 45 CFR Part 46, evaluate: 1) the justification for the exemption; 2) human subjects involvement and characteristics; and 3) sources of materials. For additional information on review of the Human Subjects section, please refer to the Guidelines for the Review of Human Subjects.
When the proposed research includes Vertebrate Animals, evaluate the involvement of live vertebrate animals according to the following criteria: (1) description of proposed procedures involving animals, including species, strains, ages, sex, and total number to be used; (2) justifications for the use of animals versus alternative models and for the appropriateness of the species proposed; (3) interventions to minimize discomfort, distress, pain and injury; and (4) justification for euthanasia method if NOT consistent with the AVMA Guidelines for the Euthanasia of Animals. For additional information on review of the Vertebrate Animals section, please refer to the Worksheet for Review of the Vertebrate Animals Section.
When the proposed research includes Biohazards, evaluate whether specific materials or procedures that will be used are significantly hazardous to research personnel and/or the environment, and whether adequate protection is proposed.
As applicable, evaluate the full application as now presented.
As applicable, evaluate the progress made in the last funding period.
As applicable, evaluate the appropriateness of the proposed expansion of the scope of the project.
As applicable for the project proposed, reviewers will consider each of the following items, but will not give scores for these items, and should not consider them in providing an overall impact score.
For projects involving key biological and/or chemical resources, evaluate the brief plans proposed for identifying and ensuring the validity of those resources.
Evaluate whether the budget and the requested period of support are fully justified and reasonable in relation to the proposed research.
Applications will be evaluated for scientific and technical merit by (an) appropriate Scientific Review Group(s) convened by the National Human Genome Research Institute, in accordance with NIH peer review policy and procedures, using the stated review criteria. Assignment to a Scientific Review Group will be shown in the eRA Commons.
As part of the scientific peer review, all applications will receive a written critique.
Applications may undergo a selection process in which only those applications deemed to have the highest scientific and technical merit (generally the top half of applications under review) will be discussed and assigned an overall impact score.
Appeals of initial peer review will not be accepted for applications submitted in response to this NOFO.
Applications will be assigned on the basis of established PHS referral guidelines to the appropriate NIH Institute or Center. Applications will compete for available funds with all other recommended applications submitted in response to this NOFO. Following initial peer review, recommended applications will receive a second level of review by the appropriate national Advisory Council or Board. The following will be considered in making funding decisions:
If the application is under consideration for funding, NIH will request "just-in-time" information from the applicant as described in the NIH Grants Policy Statement Section 2.5.1. Just-in-Time Procedures. This request is not a Notice of Award nor should it be construed to be an indicator of possible funding.
Prior to making an award, NIH reviews an applicants federal award history in SAM.gov to ensure sound business practices. An applicant can review and comment on any information in the Responsibility/Qualification records available in SAM.gov. NIH will consider any comments by the applicant in the Responsibility/Qualification records in SAM.gov to ascertain the applicants integrity, business ethics, and performance record of managing Federal awards per 2 CFR Part 200.206 Federal awarding agency review of risk posed by applicants. This provision will apply to all NIH grants and cooperative agreements except fellowships.
After the peer review of the application is completed, the PD/PI will be able to access his or her Summary Statement (written critique) via the eRA Commons. Refer to Part 1 for dates for peer review, advisory council review, and earliest start date.
Information regarding the disposition of applications is available in the NIH Grants Policy Statement Section 2.4.4 Disposition of Applications.
A Notice of Award (NoA) is the official authorizing document notifying the applicant that an award has been made and that funds may be requested from the designated HHS payment system or office. The NoA is signed by the Grants Management Officer and emailed to the recipients business official.
In accepting the award, the recipient agrees that any activities under the award are subject to all provisions currently in effect or implemented during the period of the award, other Department regulations and policies in effect at the time of the award, and applicable statutory provisions.
Recipients must comply with any funding restrictions described in Section IV.6. Funding Restrictions. Any pre-award costs incurred before receipt of the NoA are at the applicant's own risk. For more information on the Notice of Award, please refer to the NIH Grants Policy Statement Section 5. The Notice of Award and NIH Grants & Funding website, see Award Process.
Institutional Review Board or Independent Ethics Committee Approval: Recipient institutions must ensure that protocols are reviewed by their IRB or IEC. To help ensure the safety of participants enrolled in NIH-funded studies, the recipient must provide NIH copies of documents related to all major changes in the status of ongoing protocols.
The following Federal wide and HHS-specific policy requirements apply to awards funded through NIH:
All federal statutes and regulations relevant to federal financial assistance, including those highlighted in NIH Grants Policy Statement Section 4 Public Policy Requirements, Objectives and Other Appropriation Mandates.
Recipients are responsible for ensuring that their activities comply with all applicable federal regulations. NIH may terminate awards under certain circumstances. See 2 CFR Part 200.340 Termination and NIH Grants Policy Statement Section 8.5.2 Remedies for Noncompliance or Enforcement Actions: Suspension, Termination, and Withholding of Support.
Successful recipients under this NOFO agree that:
Where the award funding involves implementing, acquiring, or upgrading health IT for activities by any funded entity, recipients and subrecipient(s) are required to: Use health IT that meets standards and implementation specifications adopted in 45 CFR part 170, Subpart B, if such standards and implementation specifications can support the activity. Visit https://www.ecfr.gov/current/title-45/subtitle-A/subchapter-D/part-170/subpart-B to learn more.
Where the award funding involves implementing, acquiring, or upgrading health IT for activities by eligible clinicians in ambulatory settings, or hospitals, eligible under Sections 4101, 4102, and 4201 of the HITECH Act, use health IT certified under the ONC Health IT Certification Program if certified technology can support the activity. Visit https://www.healthit.gov/topic/certification-ehrs/certification-health-it to learn more.
Pursuant to the Cybersecurity Act of 2015, Div. N, § 405, Pub. Law 114-113, 6 USC § 1533(d), the HHS Secretary has established a common set of voluntary, consensus-based, and industry-led guidelines, best practices, methodologies, procedures, and processes.
Successful recipients under this NOFO agree that:
When recipients, subrecipients, or third-party entities have:
Recipients shall develop plans and procedures, modeled after the NIST Cybersecurity framework, to protect HHS systems and data. Please refer to NIH Post-Award Monitoring and Reporting for additional information.
The following special terms of award are in addition to, and not in lieu of, otherwise applicable U.S. Office of Management and Budget (OMB) administrative guidelines, U.S. Department of Health and Human Services (DHHS) grant administration regulations at 2 CFR Part 200, and other HHS, PHS, and NIH grant administration policies.
The administrative and funding instrument used for this award will be managed as a cooperative agreement, an "assistance" mechanism (rather than an "acquisition" mechanism), in which substantial NIH programmatic involvement with the recipients is anticipated during the performance of the activities. Under the cooperative agreement, the NIH purpose is to support and stimulate the recipients' activities by involvement in and otherwise working jointly with the award recipients in a partnership role; it is not to assume direction, prime responsibility, or a dominant role in the activities. Consistent with this concept, the dominant role and prime responsibility resides with recipient. Specific tasks and activities may be shared among the recipients; within the consortium and the NHGRI staff as defined below.
The PD(s)/PI(s) will have the primary responsibility for:
NHGRI staff have substantial programmatic involvement that is above and beyond the normal stewardship role in awards, as described below:
The Project Scientist/Scientific Officer (PS/SO) at NHGRI is a dual role held by a NHGRI Program Director. In the Project Scientist role, the Program Director will have substantial scientific and programmatic involvement during the conduct of this activity through technical assistance, advice, and coordination. Because it is anticipated that the Program Official will participate in activities that rise to a level of involvement (i.e., additional role as Project Scientist) that results in conflicts of interest, for example, co-publication, other staff members such as direct line supervisors and/or other Senior NIH Program management staff will serve as agency Program Officials and will be responsible for the normal scientific and programmatic stewardship of the award. The PS/SO will be named in the Notice of Award.
The PS/SO will have the following substantial involvement:
External Scientific Consultants (ESCs) : The NHGRI PS/SO may engage external scientists with relevant scientific and consortium experience, who are not funded as part of the project and who agree to a confidentiality policy, to provide input and advice to the NHGRI PS/SO about the project. The PS/SO will work with the SC to appoint scientists as ESCs and will determine the durations of service. Activities of individual ESCs could include:
The PS/SO will use recommendations from individual ESCs to make project changes, as appropriate.
Areas of Joint Responsibility:
If there are multiple awards working toward a common goal, close interaction between the participating recipients(s) and the PS/SO will be required, to manage, assess, and implement th e consortium. This is accomplished by:
The PS/SO will assist and facilitate the group process and not direct it.
The SC will be composed of one representative from each of the grants awarded in the consortium. Each PD/PI will decide who will be its representative. Multi-PI grants will have one representative. Each representative will have one vote; The PS/SO will serve as non-voting member.
Dispute Resolution:
Any disagreements that may arise in scientific or programmatic matters (within the scope of the award) between award recipients and the NHGRI may be addressed by convening a Dispute Resolution Panel. It will be composed of three members: a designee of the SC chosen without NIH staff voting, one NIH designee, and a third designee with expertise in the relevant area who is chosen by the other two; in the case of disagreement for one award, the first member may be chosen by that recipient. This special dispute resolution procedure does not alter the recipient's right to appeal an adverse action that is otherwise appealable in accordance with PHS regulation 42 CFR Part 50, Subpart D and DHHS regulation 45 CFR Part 16.
Consistent with the 2023 NIH Policy for Data Management and Sharing, when data management and sharing is applicable to the award, recipients will be required to adhere to the Data Management and Sharing requirements as outlined in the NIH Grants Policy Statement. Upon the approval of a Data Management and Sharing Plan, it is required for recipients to implement the plan as described.
When multiple years are involved, recipients will be required to submit the Research Performance Progress Report (RPPR) annually and financial statements as required in the NIH Grants Policy Statement Section 8.4.1 Reporting. To learn more about post-award monitoring and reporting, see the NIH Grants & Funding website, see Post-Award Monitoring and Reporting.
A final RPPR, invention statement, and the expenditure data portion of the Federal Financial Report are required for closeout of an award, as described in the NIH Grants Policy Statement Section 8.6 Closeout. NIH NOFOs outline intended research goals and objectives. Post award, NIH will review and measure performance based on the details and outcomes that are shared within the RPPR, as described at 2 CFR Part 200.301.
We encourage inquiries concerning this funding opportunity and welcome the opportunity to answer questions from potential applicants.
eRA Service Desk (Questions regarding ASSIST, eRA Commons, application errors and warnings, documenting system problems that threaten submission by the due date, and post-submission issues)
Finding Help Online: https://www.era.nih.gov/need-help (preferred method of contact)
Telephone: 301-402-7469 or 866-504-9552 (Toll Free)
General Grants Information (Questions regarding application instructions, application processes, and NIH grant resources)
Email: [email protected] (preferred method of contact)
Telephone: 301-480-7075
Grants.gov Customer Support (Questions regarding Grants.gov registration and Workspace)
Contact Center Telephone: 800-518-4726
Email: [email protected]
Idan Gabdank, Ph.D. National Human Genome Research Institute (NHGRI)
Telephone: 240-551-8907
Email: [email protected]
Jiayin (Jerry) Li, M.D., Ph.D.
National Cancer Institute (NCI)
Telephone: 240-276-6194
Email: [email protected]
Dr. Michael Bennanibaiti
National Institute on Aging (NIA)
Division of Neuroscience
Phone: (301) 555-1234
E-mail: [email protected]
Sarah Wheelan, M.D. Ph.D. National Human Genome Research Institute (NHGRI)
Telephone: 301-402-8823
Email: [email protected]
Maricella Trujillo National Human Genome Research Institute (NHGRI)
Telephone: 301-480-7716
Email: [email protected]
Crystal Wolfrey
National Cancer Institute (NCI)
Telephone: 240-276-6277
Email: [email protected]
Jeni Militano
National Institute on Aging (NIA)
E-mail: [email protected]
Recently issued trans-NIH policy notices may affect your application submission. A full list of policy notices published by NIH is provided in the NIH Guide for Grants and Contracts. All awards are subject to the terms and conditions, cost principles, and other considerations described in the NIH Grants Policy Statement.
Awards are made under the authorization of Sections 301 and 405 of the Public Health Service Act as amended (42 USC 241 and 284) and under Federal Regulations 42 CFR Part 52 and 2 CFR Part 200.