G.240 - R&R Senior/Key Person Profile (Expanded) Form

Using the R&R Senior/Key Person Profile (Expanded) Form

This form allows for the data collection for a PD/PI and up to 99 other senior/key individuals (including any multi-PD/PIs). After the first 100 individuals have been entered, use the "Additional Senior/Key Person Profiles Format Page" to attach any remaining data.

To ensure proper performance of this form, save your work frequently.

Who qualifies as a Senior/Key Person?

Unless otherwise specified in a NOFO, senior/key personnel are defined as all individuals who contribute in a substantive, meaningful way to the scientific development or execution of the project, whether or not salaries are requested. Consultants should be included in this "Senior/Key Person Profile (Expanded)" Form if they meet this definition.

List individuals that meet the definition of senior/key regardless of what organization they work for.

Profile - Project Director/Principal Investigator

Enter data in this "Profile - Project Director/Principal Investigator" section for the Project Director/Principal Investigator (PD/PI).

The PD/PI must have an eRA Commons account with the PI role, and the account must be affiliated with the applicant organization. If you are proposing research at an institute other than the one you are currently at, do not create a separate Commons account with the proposed applicant organization. For information on eRA Commons account administration, see the eRA Account Management System's Online Help.

Special Instructions for Multiple PD/PIs: When submitting an application involving multiple PD/PIs, list the "Contact" PD/PI in this field. List all additional PD/PIs in the Senior/Key Person section(s) below.

Additional Instructions for Career Development:

For all career development award applications, the candidate is considered the PD/PI. Therefore, the candidate must have an eRA Commons account with the PI role and the account must be affiliated with the applicant organization. For additional information on eRA Commons account administration, see the eRA Account Management System's Online Help.

If your proposed career development award will be at a different site than your current organization, the proposed sponsoring institution will be the applicant organization. You must affiliate your Commons account with that organization so that you have access to records submitted on your behalf. Do not create a separate Commons account with the proposed sponsoring institution.

Note that "multiple PD/PIs" are not applicable to career development award applications, so do not use the PD/PI role for any other senior/key personnel.

Additional Instructions for Training:

If multiple PD/PIs are proposed, explain the rationale for how this will facilitate program administration in the Program Plan attachment (in G.420 - PHS 398 Research Training Program Plan Form, Program Plan). Additionally, the application must include a Multi-PD/PI Leadership Plan (in G.420 - PHS 398 Research Training Program Plan Form, Multiple PD/PI Leadership Plan) describing how multi-PD/PIs will benefit the program and the trainees.

Additional Instructions for Fellowship:

For all fellowship applications, the candidate is considered the PD/PI. Therefore, the candidate must have an eRA Commons account with the PI role, and the account must be affiliated with the applicant organization. For additional information on eRA Commons account administration, see the eRA Account Management System's Online Help.

If the proposed fellowship will be conducted at a different site than the candidate's current organization, the proposed sponsoring institution will be the applicant organization. The candidate must affiliate their eRA Commons account with the applicant organization to access to associated with the application. For continuity of records, do not create a separate eRA Commons account with the proposed sponsoring institution.

Note that "multiple PD/PIs" are not applicable to fellowship applications, so do not use the PD/PI role for any other senior/key personnel.

Additional Instructions for Multi-project:

Overall Component: List the PD/PI (or Contact PD/PI if submitting a multi-PD/PI application) for the entire application.

Other Components: List the component lead.

Additional Instructions for SBIR/STTR:

STTR Applications:

The STTR applicant organization must officially affiliate the PD / PI with the small business in the eRA Commons if the PD/PI is not an employee of the small business. For additional information on creating user affiliations in the eRA Commons, see the eRA Account Management System's Online Help.

Prefix:

This field may be pre-populated from the SF 424 (R&R) and reflects the prefix, if applicable, for the name of the PD/PI.

First Name:

This field is required. This field may be pre-populated from the SF 424 (R&R) and reflects the first (given) name of the PD/PI.

Middle Name:

This field may be pre-populated from the SF 424 (R&R) and reflects the middle name of the PD/PI.

Last Name:

This field is required. This field may be pre-populated from the SF 424 (R&R) and reflects the last (family) name of the PD/PI.

Suffix:

This field may be pre-populated from the SF 424 (R&R) and reflects the suffix for the name of the PD/PI.

Position/Title:

This field may be pre-populated from the SF 424 (R&R) and reflects the position/title of the PD/PI.

Department:

This field may be pre-populated from the SF 424 (R&R) and reflects the name of the primary organizational department, service, laboratory, or equivalent level within the organization of the PD/PI.

Organization Name:

This field is required. This field may be pre-populated from the SF 424 (R&R) and reflects the name of the organization of the PD/PI.

Division:

This field may be pre-populated from the SF 424 (R&R) and reflects the name of the primary organizational division, office, major subdivision, or equivalent level within the organization of the PD/PI.

Street1:

This field is required. This field may be pre-populated from the SF 424 (R&R) and reflects the first line of the street address for the PD/PI.

Street2:

This field may be pre-populated from the SF 424 (R&R) and reflects the second line of the street address for the PD/PI.

City:

This field is required. This field may be pre-populated from the SF 424 (R&R) and reflects the city for the address of the PD/PI.

County/Parish:

This field may be pre-populated from the SF 424 (R&R) and reflects the county/parish for the address of the PD/PI.

State:

This field is required if the PD/PI is located in the United States or its Territories. This field may be pre-populated from the SF 424 (R&R) and reflects the state or territory in which the PD/PI is located.

Province:

If "Country" is Canada, enter the province for the PD/PI; otherwise, skip the "Province" field. This field may be pre-populated from the SF 424 (R&R) and reflects the province in which the PD/PI is located.

Country:

This field may be pre-populated from the SF 424 (R&R) and reflects the country for the address of the PD/PI.

ZIP/Postal Code:

The ZIP+4 is required if the PD/PI address is in the United States. Otherwise, the postal code is optional. This field may be pre-populated from the SF 424 (R&R) and reflects the postal code of the address of the PD/PI.

Phone Number:

This field is required. This field may be pre-populated from the SF 424 (R&R) and reflects the daytime phone number for the PD/PI.

Fax Number:

This field may be pre-populated from the SF 424 (R&R) and reflects the fax number for the PD/PI.

E-mail:

This field is required. This field may be pre-populated from the SF 424 (R&R) and reflects the e-mail address for the PD/PI.

Credential, e.g., agency login:

Indicates ChangesThis field is required. Enter the assigned eRA Commons username for the project's PD/PI. The eRA Commons Personal Profile associated with the username entered in the Credential field must include an ORCID ID. For more information on linking an ORCID ID to an eRA Commons Personal Profile, see the ORCID ID topic in the eRA Commons online help. The eRA Commons username must hold the PI role and be affiliated with the applicant organization. Applications will not pass agency validation requirements without a valid eRA Commons username and a valid ORCID ID linked to the associated eRA Commons Personal Profile.

Special Instructions for Multiple PD/PI: The Commons username must be provided for all individuals assigned the Project Role of PD/PI on the application.

Additional Instructions for Career Development:

Enter the eRA Commons username for the PD/PI (Career Development candidate).

Additional Instructions for Fellowship:

Enter the eRA Commons username for the PD/PI (Fellowship candidate).

Project Role:

Enter "PD/PI" for the Project Role for the PD/PI.

Additional Instructions for Multi-project:

Other Components: For the "Profile - Project Director/Principal Investigator" section, enter "Other (Specify)" and enter "Project Lead" for the "Other Project Role Category" field, unless otherwise specified in the NOFO. The PD/PI role is used only in the Overall Component.

Other Project Role Category:

Skip the "Other Project Role Category" field, as no other role can be added to the PD/PI role.

Degree Type:

Enter the highest academic or professional degree or other credentials (e.g., R.N.).

Degree Year:

Enter the year the highest degree or other credential was obtained.

Attach Biographical Sketch

Provide a a digitally certified signed PDF for the Biographical Sketch Common Form and NIH Biographical Sketch Supplement for each individual required to submit one. See below on how to complete.

Attach Current & Pending Support:

Do not use this attachment upload for NIH and other PHS agency submissions unless otherwise specified in the NOFO.

While this information is not required at the time of application submission, the Current and Pending (Other) Support Common Form may be requested later in the pre-award cycle. If and when this occurs, refer to the NIH Grants Policy Statement, Section 2.5.1: Just-in-Time Procedures.

Indicates ChangesInstructions for a Biographical Sketch

Who must complete the "Biographical Sketch" Common Form and NIH Biographical Sketch Supplement section:

The Biographical Sketch Common Form and NIH Biographical Sketch Supplement are required by each individual identified as a senior/key person on a Federally funded research project. For NIH, these instructions also apply to all other individuals required to submit a Biographical Sketch and NIH Biographical Sketch Supplement.

Format:

Applicants are required to use Science Experts Network Curriculum Vitae (SciENcv) to complete the Biographical Sketch Common Form and the NIH Biographical Sketch Supplement to produce digitally certified PDF(s) for use in application submission. Do not flatten this PDF attachment

Content:

Refer to the instructions on the Biographical Sketch Common Form and NIH Biographical Sketch Supplement. pages in the NIH Forms Directory.

Additional Instructions for Multi-project:

Each Senior/Key Person, including the PD/PI, is allowed one Biographical Sketch Common Form and NIH Biographical Sketch Supplement for the entire application. If an individual will participate on multiple components, attach the Biographical Sketch Common Form and NIH Biographical Sketch Supplement to any single component.

Profile - Senior/Key Person 1

Enter data in this "Profile - Senior/Key Person 1" section to provide information on a senior/key person (other than the PD/PI listed above), if applicable.

Format:

List all senior/key person profiles, followed by other significant contributors (OSC) profiles.

Content - Who to include in the "Profile - Senior/Key Person" section:

Senior/Key Persons: Fill in a separate "Profile - Senior/Key Person" block for each senior/key personnel. Those with a postdoctoral role should be included if they meet the NIH Glossary definition of senior/key personnel. A Biographical Sketch Common Form and NIH Biographical Sketch Supplement is required for all senior/key persons.

Other Significant Contributors: Also use the "Profile - Senior/Key Person" section to list any other significant contributors (OSCs). Consultants should be included if they meet the NIH Glossary definition of OSC. OSCs should be listed after all other senior/key persons.

A Biographical Sketch Common Form and NIH Biographical Sketch Supplement is required for all OSCs. The Biographical Sketch Common Form and NIH Biographical Sketch Supplement should highlight the OSC's accomplishments as a scientist. Reviewers assess these pages during peer review. For more information on review criteria, see the Review Criteria at a Glance document. Although Current and Pending (other) Support information is required as a just-in-time submission, Current and Pending (other) Support information will NOT be required or accepted for OSCs since considerations of overlap do not apply to these individuals.

Should the level of involvement increase for an individual listed as an OSC, thus requiring measurable effort on the award, the individual must be redesignated as "senior/key personnel." This change must be made before any compensation is charged to the project.

For more information:

For more information, refer to these NIH Senior/Key Personnel Frequently Asked Questions.

Additional Instructions for Career Development:

Who to include in the "Profile - Senior/Key Person" information section:

Mentored career development awards require a primary mentor, and there may also be co-mentor(s). Mentors and co-mentors, should be identified as senior/key personnel, even if they are not committing any specified measurable effort to the proposed project, and they must provide an eRA Commons username.

In addition to involving mentor(s), applications may also involve collaborators, consultants, and advisory committee members. These individuals are usually not considered senior/key personnel unless they contribute in a substantive, meaningful way to the career development of the candidate or the career development project. In determining which individuals to identify as "Senior/Key," mentored career development award applicants may wish to keep in mind that those listed as senior/key personnel on the application should not be asked to provide reference letters, as such letters are expected to be from individuals not directly involved in the application. For more information, see NIH's Reference Letters page.

Additional Instructions for Training:

Who to include in the "Profile - Senior/Key Person" information section:

The Program Director(s) (in case of multiple PD/PIs), and any other individuals whose contributions are critical to the development, management, and execution of the Research Training Program Plan in a substantive, measurable way (whether or not salaries are reimbursed) should be included as senior/key persons. Include program staff as applicable. Since the efforts of the senior/key persons are not project related research endeavors, they should not be identified in the Current and Pending (Other) Support information (which is required as a Just-in-Time submission).

Who not to include in the "Profile - Senior/Key Person" information section:

Do not include proposed mentors and training faculty members (except in the rare cases where they are also senior/key persons). Biographical Sketch Common Form(s) and NIH Biographical Sketch Supplement(s) for mentors and other participating faculty will be included in the "Participating Faculty Biosketches" attachment of the G.420 - PHS 398 Research Training Program Plan Form.

Additional Instructions for Fellowship:

Who to include in the "Profile - Senior/Key Person" information section:

Fellowship awards require a primary sponsor, and there may also be co-sponsor(s). Sponsors and co-sponsors should be identified as senior / key personnel, even if they are not committing any specified measurable effort to the proposed project, and they must provide an eRA Commons username.

In addition to involving sponsors and co-sponsors, fellowship applications may also involve collaborators, consultants, advisory committee members, and contributors. These individuals are usually not considered senior / key personnel unless they contribute in a substantive, meaningful way to the plan. In determining which individuals to identify as "Senior / Key," applicants may wish to keep in mind that those listed as senior / key personnel on the application should not be asked to provide reference letters, as such letters are expected to be from individuals not directly involved in the application. For more information, see NIH's Reference Letters page.

Prefix:

Enter or select the prefix, if applicable, for the name of the senior/key person.

First Name:

This field is required. Enter the first (given) name of the senior/key person.

Middle Name:

Enter the middle name of the senior/key person.

Last Name:

This field is required. Enter the last (family) name of the senior/key person.

Suffix:

Enter or select the suffix, if applicable, for the senior/key person.

Position/Title:

Enter the position/title of the senior/key person.

Department:

Enter the name of the primary organizational department, service, laboratory, or equivalent level within the organization of the senior/key person.

Organization Name:

This field is required. Enter the name of the organization of the senior/key person.

Division:

Enter the name of the primary organizational division, office, major subdivision, or equivalent level within the organization of the senior/key person.

Street1:

This field is required. Enter the first line of the street address for the senior/key person.

Street2:

Enter the second line of the street address for the senior/key person.

City:

This field is required. Enter the city for the address of the senior/key person.

County/Parish:

Enter the county/parish for the address of the senior/key person.

State:

This field is required if the Senior/Key person is located in the United States or its Territories. Enter the state or territory where the senior/key person is located.

Province:

If "Country" is Canada, enter the province for the senior/key person; otherwise, skip the "Province" field.

Country:

This field is required. Select the country for the address of the senior/key Person.

ZIP/Postal Code:

The ZIP+4 is required if the Senior/Key Person is in the United States. Otherwise, the postal code is optional. Enter the ZIP+4 (nine-digit postal code) or postal code of the senior/key person.

Phone Number:

This field is required. Enter the daytime phone number for the senior/key person.

Fax Number:

Enter the fax number for the senior/key person.

E-mail:

This field is required. Enter the e-mail address for the senior/key person.

Indicates ChangesCredential, e.g., agency login:

This field is required. Applies to Senior/Key Personnel as defined in the NIH Grants Policy Statement (NIH GPS 1.2) as well as Other Significant Contributors (OSCs). Enter the assigned eRA Commons username for the senior / key Person. The eRA Commons Personal Profile associated with the username entered in the Credential field must include an ORCID ID. For more information on linking an ORCID ID to an eRA Commons Personal Profile, see the ORCID ID topic in the eRA Commons online help. Applications will not pass agency validation requirements without a valid eRA Commons username and a valid ORCID ID linked to the associated eRA Commons Personal Profile.

Additional Instructions for Research:

For Multiple PD/PI Applications: The eRA Commons username must be entered in this field for any senior/key person with the PD/PI Project Role.

Additional Instructions for Career Development:

For senior/key person who are the primary mentor, an eRA Commons username must be provided in the "Credential" field. For more information, see the NIH Guide Notice on eRA Commons Username Requirements for Primary Mentors.

Additional Instructions for Fellowship:

For senior/key person who are the primary sponsor, an eRA Commons username must be provided in the "Credential" field. For more information, see the NIH Guide Notice on eRA Commons Username Requirements for Sponsors of Fellowship Applications.

Project Role:

Select a project role. Use "Other (Specify)" if the desired category is not available.

Special Instructions for Multiple PD/PIs: All PD/PIs must be assigned the "PD/PI" role, even those at organizations other than the applicant organization. The role of "Co-PD/PI" is not currently used by NIH or other PHS agencies to designate a multiple PD/PI application. In order to avoid confusion, do not use the role of "Co-PD/PI."

Note on OSCs: For OSCs, enter "Other (Specify)" for the "Project Role" field, and enter "Other Significant Contributor" in the "Other Project Role Category" field.

Additional Instructions for Career Development:

For mentors and co-mentors, enter "Other Professional" for the "Project Role" field, and enter "Mentor" or "Co-mentor" as applicable in the "Other Project Role Category" field.

"Multiple PD/PIs" are not applicable to career development applications. The PD/PI role must be used only for the candidate and not for any other senior/key personnel.

Additional Instructions for Fellowship:

For sponsors and co-sponsors, enter "Other (Specify)" for the "Project Role" field, and enter the appropriate role (e.g., Sponsor) in the "Other Project Role Category" field.

"Multiple PD/PIs" are not applicable to fellowship applications. The PD/PI role must be used only for the applicant and not for any other senior/key personnel.

Other Project Role Category:

Complete this field (e.g., Engineer, Chemist, Sponsor, Mentor) if you selected "Other Professional" or "Other (Specify)" in the "Project Role" field.

Degree Type:

Enter the highest academic or professional degree or other credentials (e.g., R.N.).

Degree Year:

Enter the year the highest degree or other credential was obtained.

Attach Biographical Sketch:

Provide a digitally certified signed PDF for the Biographical Sketch Common Form and NIH Biographical Sketch Supplement for each individual required to submit one. See instructions above on how to complete a Biographical Sketch Common Form and NIH Biographical Sketch Supplement.

Attach Current & Pending Support:

Do not use the "Current and Pending Support" attachment upload for NIH or other PHS agency submissions unless otherwise specified in the NOFO (see exception for career development applications in the Career Development-specific instructions below).

While this information is not required at the time of application submission, it may be requested later in the pre-award cycle. If and when this occurs, refer to the NIH Grants Policy Statement, Section 2.5.1: Just-in-Time Procedures for instructions and use the Current and Pending (Other) Support.

Additional Instructions for Career Development:

Indicates ChangesWho must complete the "Current & Pending Support" field:

For mentored career development award applications, you must include "Current and Pending (Other) Support" pages for each of the mentor and co-mentor(s). You do not need to include "Current and Pending (Other) Support" pages for the candidate.

Format:

Applicants are required to use Science Experts Network Curriculum Vitae (SciENcv) to complete the Current and Pending (Other) Support Common Form to produce digitally certified PDF(s) for use in application submission. Do not flatten this PDF attachment.

For more Information:

For more information on "Current and Pending (Other) Support," see the NIH Grants Policy Statement, Section 2.5.1: Just-in-Time Procedures.

Additional Senior / Key Person Profile(s)

If you need to add more Senior/Key Person Profiles than the form allows, enter the information in a separate file and attach it as a PDF.

A format page for Additional Senior/Key Person Profiles can be found at NIH's Additional Senior / Key Person Form page.