Full Text HL-95-004 THE ETIOLOGY OF EXCESS CARDIOVASCULAR DISEASE IN DIABETES MELLITUS NIH GUIDE, Volume 23, Number 35, October 7, 1994 RFA: HL-95-004 P.T. 34 Keywords: Cardiovascular Diseases Diabetes Etiology Pathogenesis National Heart, Lung, and Blood Institute Letter of Intent Receipt Date: January 6, 1995 Application Receipt Date: April 11, 1995 PURPOSE The National Heart, Lung, and Blood Institute (NHLBI) and the Juvenile Diabetes Foundation International (JDFI), invite applications for program project grants for research on the etiology of cardiovascular diseases (CVD) associated with diabetes mellitus. This initiative will support investigators with outstanding programs of basic and human subjects research on one or more diabetes associated cardiovascular complications. In addition, these programs, with the encouragement of the NHLBI, will participate in a coordinated effort to evaluate the metabolic and environmental factors responsible for the pathogenesis of CVD in existing, defined population groups. A program project grant is for the support of a broadly-based multidisciplinary or multifaceted research program that has a specific major objective or central theme. Each program project application and award in response to this solicitation must have both basic research and human subjects components. Applications should be submitted to and will be reviewed by the National Institutes of Health (NIH) according to the usual NIH peer review procedures. Applications judged meritorious will be jointly funded by NHLBI and JDFI. To have an application reviewed and considered for funding by the JDFI, applicants must authorize the NHLBI in writing to provide a copy of their letter of intent, application, and NIH prepared summary statement of the initial review to the JDFI. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This RFA, The Etiology of Excess Cardiovascular Disease in Diabetes Mellitus, is related to the priority areas of heart disease and stroke, and diabetes and chronic disabling diseases. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001-00474-0 or Summary Report: Stock No. 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202-783-3238). ELIGIBILITY REQUIREMENTS Applications may be submitted by for-profit and non-profit domestic institutions, public and private, such as universities, colleges, hospitals, laboratories, units of State and local government and eligible agencies of the Federal government. Applications from minority individuals and women are encouraged. While program project awards cannot be made to foreign institutions, a subproject of high scientific merit may be eligible for support. Exclusions This RFA is intended to support program project grants that have both a basic research and human population component. Therefore, applications that include only basic or only clinical research will not be responsive to this announcement. This solicitation is intended to redress the inadequate information on the etiology of excess cardiovascular disease in patients with diabetes mellitus and applications that do not focus on this aspect of diabetes and cardiovascular disease will not be considered. Large population studies or large clinical trials will be considered unresponsive to this RFA. Program Project awards are not made to foreign institutions. Under exceptional circumstances, a foreign component critical to a project may be included as a part of that application. MECHANISM OF SUPPORT It is the intention of NHLBI and JDFI to stimulate collaboration among investigators with different but complimentary areas of expertise. This research will be supported by the NIH program project research grant mechanism (P01). Responsibility for planning the proposed project will be solely that of the applicant. The total project period for applications submitted in response to the present RFA may not exceed 58 months. A program project grant is for the support of a broadly-based multidisciplinary or multifaceted research program that has a specific major objective or central theme. The award may support research components and core functions. Collectively, these components should demonstrate essential elements of unity and interdependence and result in a greater contribution to program goals than if each activity were pursued individually. Each applicant will be expected to propose studies containing both basic and human subjects based research components with concentration on one or more major risk factors as they relate to the increased risk of CVD in diabetic patients. Efforts will be made by the NHLBI to facilitate collaboration both during development of applications and after the program is established. The principal investigator should be an established research scientist with the expertise and experience to provide scientific leadership, ensure quality control, and effectively administer and integrate all components of the program. A minimum time commitment of 25 percent is expected for this individual. The principal investigator must also be the project leader of one of the component research projects. If, through peer review, this project is not recommended for further consideration, the overall Program Project application will not be considered further. If this project is judged by peer review to be of low scientific merit, it will markedly reduce the overall scientific merit ranking assigned to the entire application by the review committee. Project leaders must agree to commit at least 20 percent effort to each project for which they are responsible. Applications must be prepared and awards will be made according to NHLBI Program Project policies. NHLBI Guidelines for the preparation of Program Project Grant applications may be obtained from Dr. C.James Scheirer at the address listed under LETTER OF INTENT. Approximately 50 percent of the total costs of each grant will be funded by the NHLBI and the same amount by the JDFI. Funding rules, including the determination of allowable indirect costs, will take into consideration those of each sponsor. Post award administration will be according to current policies and requirements that govern the research grant programs of the NIH and the JDFI as appropriate. Consortium Arrangements If a grant application includes research activities that involve institutions other than the grantee institution, the program is considered a consortium effort. Such activities may be included in a program project grant application, but it is imperative that a consortium application be prepared so that the programmatic, fiscal, and administrative considerations are explained fully. The published policy governing consortia is available in the office of sponsored research of institutions that are eligible to receive Federal grants-in-aid. Consult the latest published policy governing consortia before developing the application. If clarification of the policy is needed, contact William Darby, (301) 594-7458. Applicants for program project grants should clearly describe the interactions of the participants and the integration of the consortium project(s) with those of the parent institution, because synergism and cohesiveness can be diminished when projects are located outside the group at the parent institution. Indirect costs paid as part of a consortium agreement are excluded from the limit on the amount of direct costs that can be requested. In order to more evenly distribute administrative workload and reduce the number of awards with July 1 or September 30 start dates, the NHLBI will award ten months of time and money for the first competing budget period of this project. This action results in a project period of 58 months rather than 60 months. Investigators should plan their research projects and budgets within these timeframes. Although multidisciplinary approaches are required, it is not the intent of this RFA to solicit applications for large clinical trials or large epidemiological studies. In general, funds will not be provided to purchase and install expensive new equipment. Support will be provided for up to 58 months. Continued funding will be contingent on satisfactory completion of proposed investigations. In addition to a continuing series of reports on results of individual investigations, an overall report will be produced at the conclusion of the program. FUNDS AVAILABLE Approximately $1.8 million in total costs will be provided for the first year of support for the program by NHLBI with an equivalent amount provided by JDFI. Applicants may request up to $650,000 direct costs, not including indirect costs for collaborating institutions, in the first year with a maximum increase of no more than four percent in each additional year requested in the application. Funding rules, including the determination of allowable indirect costs, will take into consideration those of each sponsor. It is anticipated that three to five grants will be awarded under this program. Although this program is provided for in the financial plan of the NHLBI, award of grants pursuant to this RFA is contingent upon receipt of funds for this purpose. Administrative adjustments in project period and/or amount of support may be required at the time of the award. Equipment is included in the budget limitation. However, requests for special equipment that cause an application to exceed this limit may be permitted on a case-by-case basis following staff consultation. Such equipment requires strong justification. Final decisions will depend on the nature of the justification and the availability of funds. RESEARCH OBJECTIVES Background Additional investigations of the etiology of macrovascular complications of diabetes mellitus are needed. Such studies should include populations, clinical research and basic research and involve experts in both diabetes and cardiovascular diseases. JDFI has embarked on a major long term capital fund raising campaign to establish programs of excellence in diabetes research. Diabetes mellitus is a complex metabolic disorder that affects not only glucose metabolism but several other metabolic processes. Some of these effects are acute and appear related to concentrations of glucose and/or insulin. Other effects develop over many years and are related to other metabolic derangements of diabetes or are of uncertain etiology. Recent advances in understanding the process of atherogenesis and the pathogenesis of chronic diabetic complications indicate that diabetes may accelerate atherosclerosis and the development of clinical cardiovascular disease through several mechanisms. The association between overt diabetes mellitus and excess risk of cardiovascular disease (CVD) has been documented in diabetic populations throughout the world but the pathogenic mechanisms for the relationship are only partially understood. Among diabetic patients, both the incidence and mortality rates from myocardial infarction are increased, as are the risks of recurrent infarction, congestive heart failure, cerebrovascular disease, and peripheral vascular disease. The increased risk of CVD associated with diabetes appears to be greater in women than in men. In general, about 50 percent of excess heart disease in diabetics is attributed to associated abnormalities in other known CVD risk factors but levels of these factors may be in part determined by the degree of diabetic control. Milder abnormalities of glucose tolerance are also associated with an increased risk of cardiovascular disease, but glucose level in this group generally has not been an independent CVD risk factor. In these patients, an underlying multiple risk factor syndrome may be a major contributor to accelerated macrovascular disease. Approximately 12 to 14 million Americans have diabetes and up to an additional 18 million are estimated to have impaired glucose tolerance, or glucose levels between diabetes and normoglycemia. Cardiovascular disease is the cause of death in 60 to 75 percent of this combined group. Insulin dependent diabetes mellitus (IDDM) is a leading cause of premature cardiovascular disease. Non-insulin dependent diabetes (NIDDM) is a significant risk factor for cardiovascular disease in middle and older ages. As the U.S. population ages, the importance of glucose intolerance as a risk factor for CVD will increase since its prevalence increases markedly with age, reaching over 50 percent in those above age 65 years. Moreover, with improved methods of glucose control, the anticipated decline in chronic microvascular complications of diabetes may be offset by an increase in the rates of major cardiovascular complications. It is not clear whether the pathogenesis of excess CVD is the same in IDDM and NIDDM. It is also important to recognize that improved glucose control in diabetic patients may not by itself be sufficient to eliminate the excess risk of diabetic cardiovascular complications. Although recent data from the Diabetes Control and Complication Trial (DCCT) suggest a reduction in cardiovascular events in the group achieving near normoglycemia, the numbers of CVD events in this generally young cohort are small. Preliminary results from a pilot study of intensive treatment of hyperglycemia in Type II diabetic veterans fail to suggest any short term benefit of improved glucose control, showing fewer cardiovascular events in the conventional than in the intensive treatment group. No relative reduction in CVD was observed in the variable dose insulin treated group of the University Group Diabetes Program that achieved the best degree of glucose control. These observations may be particularly relevant to the Type II diabetic patient with the multiple cardiovascular risk factor syndrome (Syndrome X of Reaven) where control of hyperglycemia only partially ameliorates the other CVD risk factor abnormalities. Finally, the relative benefits of glucose control and other CVD risk factor control may vary depending upon the race and gender of the patient and whether or not atherosclerotic disease is already advanced. Thus, the treatment most appropriate to prevent long term macrovascular complications in a young Type I diabetic with labile hyperglycemia may not be best for an elderly Type II diabetic with mild hyperglycemia. More information is needed in all of these areas to design better and more specific treatment and prevention regimens. Available data on hyperglycemia and insulin levels as risk factors for CVD have numerous limitations. Many of the frequently cited studies are old and utilized techniques of risk factor and disease measurement that are crude by today's standards. Until recently, most population studies of diabetes have included only rudimentary measures of vascular disease. Many studies of CVD and associated risk factors measured diabetes crudely and, in others, particularly several large clinical trials, diabetics were excluded. Among several early studies that indicated a risk for CVD associated with hyperglycemia, it is now probable that at least part of the risk can be explained by subsequently identified risk factors that were not measured at the time of the studies, such as hyperinsulinemia, elevated insulin resistance, abnormalities in coagulation factors, platelet function, or lipoprotein particle size or composition. In fact, two of the frequently cited studies indicating elevated insulin level is an independent risk factor for CVD did not measure HDL-cholesterol. The relative importance of hyperglycemia, hyperinsulinemia, and elevated insulin resistance as factors in the excess CVD of diabetes has not been assessed in prospective studies. Relative to studies on other major CVD risk factors such as hypertension and hypercholesterolemia, evaluations of the role of glucose intolerance and its related abnormalities as causes of CVD have been limited. The multiple complex metabolic abnormalities associated with diabetes and their potential interactions with risk factors for atherosclerosis make collaboration between investigators with differing expertise essential. While diabetes increases the risk of CVD in all populations studied, the observed CVD event rates vary widely, suggesting that important environmental and probably genetic factors may modify the adverse effects of hyperglycemia. Collaboration between experts in cardiovascular disease and diabetes and among basic researchers, clinical investigators, and epidemiologists will be essential to maximize progress in understanding the causes of cardiovascular disease among diabetic patients and to develop new therapeutic approaches for preventing this major chronic complication. Objectives The primary objective of this initiative is to understand how the presence of diabetes increases the risk of cardiovascular disease. To accelerate this understanding, this initiative will bring together basic, clinical, and population based investigators to develop a research program to address this question at the laboratory, clinical, and population levels. While the control of hyperglycemia is clearly associated with a reduction in the development of microvascular complications of diabetes, its role in the prevention of the macrovascular complications of diabetes is less certain. As a consequence, optimal interventions to prevent these two major categories of complications may differ. Proposed studies should focus on how diabetes increases the risk of macrovascular disease and the relative importance of hyperglycemia compared to other cardiovascular disease risk factors associated with glucose intolerance in the pathogenesis of the macrovascular disease in diabetic patients. Key questions include: o Does hyperglycemia directly cause the macrovascular disease? o Does hyperglycemia increase the risk of macrovascular disease primarily by altering other CVD risk factors? o Is the excess risk of CVD in diabetics largely independent of the level of glucose? o Does hyperglycemia have differing importance as a CVD risk factor in Type I (insulin dependent) compared to Type II (non-insulin dependent) diabetic patients? o Is the observed variation in rates of cardiovascular complications among diabetic patients in different populations secondary to genetic and/or environmental factors? Answers to these questions will be important in formulating recommendations for therapy of diabetic patients and, potentially, for the design of a future clinical trial to prevent diabetes associated CVD. Investigators selected for participation in this program will be expected both to direct innovative research at their individual institutions and to collaborate with other members of the study group in order to apply this information to human populations. This initiative will support a broad program to understand the etiology of the accelerated macrovascular disease found in diabetic patients. It will not necessarily support investigations in all relevant areas but attempt to select and to promote collaboration among the most promising applicant groups. Applicants will be selected for participation based upon the overall evaluation of the importance and innovative aspects of their proposed program and their plans for evaluating these findings in defined populations. Specifically, this initiative may support research in several areas, for example: o To evaluate the roles of hyperglycemia, glycosylation of proteins, and advanced glycosylation end products (AGEs) in the development of diabetic macrovascular disease. o To evaluate the role of hypertension and its interactions with other risk factors in the development of diabetic macrovascular disease. o To evaluate the role of modifications of lipids and lipoproteins (oxidation and glycosylation) with the development of diabetic macrovascular disease o To evaluate the role of altered coagulation factors, abnormalities in platelet function, and alterations in blood viscosity in the development of diabetic macrovascular disease. o To evaluate the role of hyperinsulinemia and/or insulin resistance in the development of diabetic macrovascular disease. o To evaluate the role of vascular wall factors in the development of vascular disease in the presence of hyperglycemia. o To evaluate the role of the co-occurrence or "clustering" of CVD risk factor abnormalities including hypertension, dyslipidemia, hyperglycemia, and obesity in the development of diabetic macrovascular disease. o To evaluate the role of genetic and environmental factors in the variation in prevalence of diabetic macrovascular disease among racial and ethnic groups. A unique aspect of this initiative is the recognition that much relevant work on the pathogenesis of atherosclerosis has been conducted that has not yet been related to the link between diabetes and atherosclerosis. A goal of this initiative is to establish collaborations among groups who have been pursuing separate paths. For example, extensive work on lipid oxidation has taken place, the importance of this process in diabetes has been recognized, but research to assess its importance in diabetic vascular disease is limited. Similarly, extensive work has been done on insulin and insulin resistance. The potential importance of these factors in the multiple CVD risk factor syndrome and in atherosclerosis has been recognized, but research to assess their atherogenicity in the diabetic is limited. Many additional examples were evident in the presentations at the 1992 Workshop on Diabetes and Mechanisms of Atherogenesis (Getz, 1993). Advances in basic research during the past decade have greatly improved understanding of the metabolic abnormalities of diabetes and the process of atherogenesis. Further work may lead to unique ways of preventing or treating the atherosclerosis associated with diabetes. Because of this, a major portion of this initiative will be devoted to advancing fundamental knowledge of the atherosclerotic process in diabetics and to clarifying whether the same processes are responsible for the excess risk in all diabetic patients. A key question is whether the process in diabetic patients is the same or different from that in nondiabetics. Multiple research opportunities were identified in the workshop mentioned above (Getz, 1993). Many are interrelated. Several areas appear appropriate for emphasis: Dyslipidemias and diabetes: Prevalence rates of cardiovascular disease are low among diabetic patients in populations with low levels of total and LDL cholesterol. Multiple studies have shown alterations in the levels and composition of lipid particles in diabetic subjects. In addition to the long recognized abnormalities such as elevated triglyceride and lowered HDL-cholesterol levels, numerous other abnormalities including changes in lipoprotein particle size and composition, protein glycosylation and oxidation of lipoproteins have recently been reported. While the basic lipid changes have been found in all populations studied, their magnitude varies considerably, both within groups and within individual diabetic patients, suggesting the effects of diabetes can be substantially modified by environmental or underlying genetic factors. The reasons some individuals and groups appear to be protected are unknown and represent a promising area for further investigations. Lipid metabolism is also an area where differences occur between Type I and Type II diabetic patients with more adverse alterations generally found in Type II diabetic patients. Hypertension and diabetes: Hypertension is more common in diabetic patients than in age-matched normoglycemics and its presence increases the risk of both micro- and macrovascular complications of diabetes. Many questions need further exploration in this area including the origins of the excess hypertension. The relationship of elevated blood pressure to subclinical renal disease and to the multiple CVD risk factor syndrome are promising areas for further investigation. In addition, recent studies have suggested that the choice of drugs to treat hypertension may be important in postponing both micro- and macrovascular complications of diabetes. The role of renal dysfunction and the significance of microalbuminuria as a predictor of both micro- and macrovascular disease needs to be evaluated. Hemostasis and diabetes: Multiple abnormalities in the coagulation system of diabetics have been identified. Abnormalities include changes in level and structure of coagulation factors, alterations in platelet function, and alterations in blood and plasma viscosity. Many of the studies are small and the techniques used for measurement were sometimes controversial. The associations among coagulation factors and other recognized CVD risk factors require clarification. This is one of the least explored areas of diabetes associated CVD risk but potentially very important and much work remains to be done. Hyperglycemia, insulinemia, and insulin sensitivity and diabetes: These risk factors have generally been the province of diabetologists studying the development of diabetes but recent reports have suggested they may be independent cardiovascular disease risk factors. Critical questions center around the absolute and relative importance of each of these factors in the acceleration of atherosclerosis. If hyperglycemia is "atherogenic", then improved blood glucose levels should lead to a decrease in the risk of CVD. In contrast, if hyperinsulinemia is "atherogenic," improvement of blood glucose levels by intensive insulin treatment may reduce the risk of microvascular disease (as demonstrated in the DCCT) but might increase the risk of macrovascular disease. Treatment regimens may have different effects in Type I and Type II diabetic patients. Vascular biology: The past decade has produced major advances in our understanding of atherogenesis at the cellular and molecular level. It is now recognized that the vascular endothelium is a complex organ that senses its environment and responds in numerous ways to injury and to recognized CVD risk factors. Independently, major advances have occurred in understanding how diabetes produces modifications at the cellular and molecular level. Much less is known about how these diabetic modifications may interact with other atherogenic factors in the local environment of the vessel wall to initiate and propagate atherosclerotic plaques in diabetic patients. In fact, it is not known whether atherosclerosis in diabetics is simply a more rapidly progressing common atherosclerotic plaque or whether differences exist in its composition and in the pattern of cellular responses and gene expression. An area of particular opportunity is the study of the regulation of growth factor and cytokine expression by mildly oxidized low density lipoprotein and advanced glycosylation end products (AGEs). Genetic and Environmental Factors: Rates of diabetic macrovascular complications vary widely in different populations. For example, some American Indian tribes, despite extraordinary rates of diabetes, appear relatively protected against cardiovascular complications. Some potential explanations for these differences have been outlined above. Clarifying the effects of genetic and environmental factors on risk factor levels (and/or composition) and on the susceptibility of the vascular wall to atherosclerosis is of critical importance for the design of future preventive measures. In addition to improving understanding of the basic processes that lead to excess macrovascular disease in diabetic patients, a major goal of this initiative is to apply this information to human studies. This initiative will also provide support for limited clinical and population studies that can either enhance understanding of the pathophysiology of cardiovascular complications of diabetes or provide information important for developing new therapeutic interventions. Because of their cost, support for establishing new epidemiologic studies of populations or clinical trials to test reduction of disease risk cannot be provided through this initiative. The NHLBI has already established several large populations to study risk factors for cardiovascular disease. Many of these studies have collected information on glucose tolerance and historical information on diagnosis and treatment of diabetes. They include extensive characterization of CVD risk factors and assessments of clinical and subclinical cardiovascular disease, making it possible to describe risk factor patterns prior to their alteration by drug therapy or clinical disease. In addition, these studies include men and women and representatives of multiple racial and ethnic groups, providing an opportunity to look at the contrast in risk of cardiovascular complications among different diabetic groups. Overall, they represent a valuable resource for studies of cardiovascular complications in Type II diabetic patients. Other important populations have been identified and characterized with support from other funding sources. Some include substantial numbers of Type I diabetic patients. Investigators applying for support from this initiative are strongly encouraged to propose collaborative efforts with existing population studies since this will be the most efficient way to develop a clinical component. Investigators are free to propose other clinical components, especially if they offer unique advantages. To obtain further information on NHLBI supported population studies, contact Dr. Peter Savage at the address listed under INQUIRIES. It is anticipated that each program project will have several discrete subprojects conducted by multiple investigators under the overall direction of the Principal Investigator. Each application should include laboratory investigations and also include a clinical and/or population component. Studies initiated in one of these components should lead to application in the others. For example, lipid abnormalities described in a population study could be studied further in the laboratory using cell or animal models then translated into small clinical trials of drug efficacy. Other examples could involve investigations of the effects of hyperinsulinemia or elevated insulin resistance which include studies of their effect on the isolated vascular wall lesion, induction of hyperinsulinemia in animal models, pharmacologic alteration of levels of insulin resistance in small clinical studies, and assessment of the relative importance of insulin and insulin resistance on other risk factors in population studies containing several racial or ethnic groups. Such examples are not meant to suggest specific studies but to indicate the spectrum of research and type of collaboration which this initiative is designed to support. In most cases, human subjects will be selected from an existing population on the basis of previously measured evidence of clinical or subclinical disease or risk factor profiles. In many cases such studies may be conducted on stored samples. For more complex tests requiring extensive subject participation or collection of additional samples, care must be taken to not interfere with the ongoing study. Existing policies in current multicenter population studies for approval and reporting of ancillary studies will apply. NHLBI Project Scientists will expedite the collaborative aspects of study design and will facilitate joint research with existing NHLBI funded studies, as appropriate. SPECIAL REQUIREMENTS To facilitate development of applications, NHLBI and JDFI will sponsor a pre-application information meeting to provide interested investigators with background information about relevant ongoing studies using defined human populations and with an opportunity to meet with individuals involved with this research. Possibilities for interdisciplinary efforts will be discussed and individual investigators will be able to explore ways to apply laboratory findings to clinical or population samples. Potential investigators for this initiative will be encouraged to contact the respective NHLBI Project Scientist to determine if proposed clinical measurements could be conducted on a sample from one or more of the existing populations. Potential applicants are encouraged to attend but no NIH funds will be provided to attend this meeting. Upon initiation of this program, the NHLBI and JDFI plan to sponsor a meeting to encourage the exchange of information among investigators, to foster collaborative efforts among program grantees, and to identify resources that would enhance the productivity of several grantees. In many cases, combining proposed measures in highly characterized population subgroups may provide the most information. Where appropriate, additional joint protocols will be developed. After this planning phase, collaborative investigations will be conducted. Subsequent meetings will take place approximately yearly. For this purpose, requests for travel funds for a two-day meeting (two in year 01 and one per year thereafter) should be included in the budget section of the application (assume meeting will be held in Bethesda, MD). Applicants should include a statement in their applications indicating their willingness to participate in such meetings and to cooperate with other researchers at other interdisciplinary research program sites. INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN SUBJECTS It is the policy of the NIH that women and members of minority groups and their subpopulations must be included in all NIH supported biomedical and behavioral research projects involving human subjects, unless a clear and compelling rationale and justification is provided that inclusion is inappropriate with respect to the health of the subjects or the purpose of the research. This new policy results from the NIH Revitalization Act of 1993 (Section 492B of Public Law 103-43) and supersedes and strengthens the previous policies (Concerning the Inclusion of Women in Study Populations, and Concerning the Inclusion of Minorities in Study Populations), which have been in effect since 1990. The new policy contains some provisions that are substantially different from the 1990 policies. All investigators proposing research involving human subjects should read the "NIH Guidelines For Inclusion of Women and Minorities as Subjects in Clinical Research," which have been published in the Federal Register of March 28, 1994 (FR 59 14508-14513), and reprinted in the NIH Guide for Grants and Contracts, Volume 23, Number 11, March 18, 1994. Investigators also may obtain copies of the policy from the program staff listed under INQUIRIES. Program staff may also provide additional relevant information concerning the policy. LETTER OF INTENT Prospective applicants are asked to submit, by January 6, 1995, a letter of intent that includes a descriptive title of the proposed research, the name, address, and telephone number of the principal investigator, the identities of other key personnel and participating institutions, and the number and title of the RFA in response to which the application may be submitted. Although a letter of intent is not required, is not binding, and does not enter into the review of subsequent applications, the information that it contains is helpful in planning for the review of applications. The letter of intent is to be sent to: Dr. C.James Scheirer, Division of Extramural Affairs National Heart, Lung, and Blood Institute Westwood Building, Room 553 A Bethesda, MD 20892 APPLICATION PROCEDURES The research grant application form PHS 398 (rev. 9/91) is to be used in applying for these grants. These forms are available at most institutional offices of sponsored research and may be obtained from the Office of Grants Information, Division of Research Grants, National Institutes of Health, Westwood Building, Room 449, Bethesda, MD 20892, telephone 301-710-0267. Applicants must follow the instructions provided in the RFA. The RFA label available in the PHS 398 application form must be affixed to the bottom of the face page of the application. Failure to use this label could result in delayed processing of the application such that it may not reach the review committee in time for review. In addition, to identify the application as a response to this RFA, check "YES," enter the title, "Etiology of Excess Cardiovascular Disease in Diabetes Mellitus," and the RFA number HL-95-004 on Line 2a of the face page of the application. Send or deliver a signed, typewritten original of the application, including the checklist, and three signed photocopies, in one package to: Division of Research Grants National Institutes of Health Westwood Building, Room 240 Bethesda, MD 20892** Send two additional copies of the application to Dr. James Scheirer, at the address listed under LETTER OF INTENT. It is important to send these two copies at the same time as the original and three copies are sent to the Division of Research Grants, otherwise the NHLBI cannot guarantee that the application will be reviewed in competition for this RFA. Applications must be received by April 11, 1995. If an application is received after that date, it will be returned to the applicant. The Division of Research Grants (DRG) will not accept any application in response to this RFA that is essentially the same as one currently pending initial review, or is essentially the same as one already reviewed. This does not preclude the submission of substantial revisions of applications already reviewed, but such applications must include an introduction addressing the previous critique. Letter of Authorization Applicants must submit a brief letter to the NHLBI indicating that they will allow their applications to be considered for funding by the JDFI. All materials relating to the application will be promptly forwarded to the JDFI by NHLBI. The summary statements for such applications will be shared with the JDFI at the time of their availability. Letters of authorization should be prepared by the Principal Investigator and co-signed by the official signing for the applicant institution. This letter may be combined with the LETTER OF INTENT or may be submitted directly to Dr. Savage or Dr. Robinson at the address listed INQUIRIES. REVIEW CONSIDERATIONS Upon receipt, applications will be reviewed for completeness by DRG and for responsiveness by the NHLBI. Incomplete applications will be returned to the applicant without further consideration. If NHLBI staff find that the application is not responsive to the RFA, it will be returned without further consideration. Applications that are complete and responsive to the RFA will be evaluated for scientific and technical merit by an appropriate peer group convened by the NHLBI in accordance with the review criteria stated below. As part of the initial merit review, a process (triage) may be used by the initial review group in which applications will be determined to be competitive or non-competitive based on their scientific merit relative to other applications received in response to the RFA. Applications judged to be competitive will be discussed and be assigned a priority score. Applications determined to be non-competitive will be withdrawn from further consideration and the principal investigator/program director and the official signing for the applicant organization will be notified. Neither site visits nor reverse site visits are planned as a part of the review process, therefore each application should be complete on submission. Following the initial review group consideration, secondary review of applications will be conducted by the National Heart, Lung and Blood Advisory Council and the Juvenile Diabetes Foundation International Scientific Advisory Board. The criteria for review of applications will be those used regularly for the review of program project grant applications by the NHLBI. A complete and detailed description of these criteria is contained in "Program Project Grant: Preparation of the Application", NHLBI, US DHHS, August 1992, a copy of which may be obtained from Dr Scheirer at the address listed under LETTER OF INTENT. Awardees will be selected on the basis of the priority score of their individual applications, subproject scores, and the ability of that proposal to contribute to a comprehensive investigation of diabetic cardiovascular disease. Review criteria for this RFA are generally the same as those for unsolicited interdisciplinary research grant applications: o the scientific merit of each proposed project in the application, including originality, feasibility of the approach, and adequacy of the experimental design; o the integration of the clinical and fundamental research into a coherent enterprise with adequate plans for interaction and communication of information and concepts among the collaborating investigators; o if applicable, the technical merit and justification of each core unit; o the qualifications, experience, and commitment of the Program Project Principal Investigator and his/her ability to devote adequate time and effort to provide effective leadership; o the competence of the subproject investigators to accomplish the proposed research goals, their commitment, and the time they will devote to the program; o the adequacy of facilities to perform the proposed research including the laboratory and clinical facilities, access to subjects, instrumentation, and data management systems when needed; o the scientific and administrative structure of the program, including adequate internal and external arrangements and procedures for monitoring and evaluating the proposed research and for providing ongoing quality control and scientific review; o the institutional commitment to the program and the appropriateness of the institutional resources and policies for the administration of a research program of the type proposed; and o the appropriateness of the budget for the proposed program. o Adequacy of plans to include both genders and minorities and their subgroups as appropriate for the scientific goals of the research. Plans for the recruitment and retention of subjects will also be evaluated. AWARD CRITERIA Applications must fulfill all the eligibility and responsiveness criteria in order to be considered for funding. Since a variety of approaches would represent valid responses to this RFA, it is anticipated that there will be a range of costs among individual grants awarded. The most important criterion in selecting awardees will be the scientific merit as reflected in the priority score. However, factors such as program balance and available funds may enter into selection from among meritorious applications. Application must be received by April 11, 1995. An application not received by this date will be considered ineligible. Schedule Letter of Intent Receipt Date: January 6, 1995 Application Receipt Date: April 11, 1995 Initial Review: June/July 1995 Review by NHLB Advisory Council: September 1995 Review by JDFI Advisory Board: September 1995 Anticipated Award Date: September 30, 1995 INQUIRIES Inquiries concerning this RFA are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Peter J. Savage, M.D. Division of Epidemiology and Clinical Applications National Heart, Lung, and Blood Institute Federal Building, Room 300 7750 Wisconsin Avenue, MSC 9070 Bethesda, MD 20892-9070 Telephone: (301) 496-4333 FAX: (301) 480-5298 Email: sav@cu.nih.gov David M. Robinson, Ph.D. Division of Heart and Vascular Diseases National Heart, Lung, and Blood Institute Federal Building, Room 416 7750 Wisconsin Avenue, MSC 9070 Bethesda, MD 20892-9070 Telephone: (301) 496-5656 FAX: (301) 402-3508 Email: drw@cu.nih.gov Inquiries regarding fiscal and administrative matters may be directed to: Mr. William Darby Division of Extramural Affairs National Heart, Lung, and Blood Institute Westwood Building, Room 4A11 Bethesda, MD 20892 Telephone: (301) 594-7458 FAX: (301) 594-7492 AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance number 93.387, Heart and Vascular Diseases. Awards are made under the authority of the Public Health Service Act, Section 301 (42 USC 241) and administered under PHS grants policies and Federal regulations, most specifically 42 CFR Part 52 and 45 CFR Part 74. This program is not subject to the intergovernmental review requirements of Executive Order 12372, or to Health Systems Agency Review. The Public Health Service (PHS) strongly encourages all grant recipients to provide a smoke-free workplace and promote the non-use of all tobacco products. This is consistent with the PHS mission to protect and advance the physical and mental health of the American people. .
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National Institutes of Health (NIH) 9000 Rockville Pike Bethesda, Maryland 20892 |
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Department of Health and Human Services (HHS) |
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