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EXPIRED


SUMMER INSTITUTE FOR TRAINING IN BIOSTATISTICS (SIBS)

RELEASE DATE:  January 2, 2003 

RFA:  HL-03-010 (Requesting competing renewal application, see NOT-HL-05-118)

National Heart, Lung, and Blood Institute (NHLBI)
 (http://www.nhlbi.nih.gov)

LETTER OF INTENT RECEIPT DATE:  February 25, 2003

APPLICATION RECEIPT DATE:   March 25, 2003

THIS RFA CONTAINS THE FOLLOWING INFORMATION

o Purpose of this RFA
o Research Objectives 
o Mechanism of Support 
o Funds Available
o Eligible Institutions
o Individuals Eligible to Become Principal Investigators 
o Special Requirements 
o Where to Send Inquiries
o Letter of Intent
o Submitting an Application
o Peer Review Process
o Review Criteria
o Receipt and Review Schedule
o Award Criteria
o Required Federal Citations

PURPOSE OF THIS RFA

The National Heart, Lung and Blood Institute (NHLBI) invites applications for 
a grant to develop, conduct, and evaluate a summer course in the basic 
principles and methods of biostatistics as employed in biomedical research.  
The course would introduce advanced undergraduate students to the field of 
biostatistics for the purpose of attracting new students into the field as a 
response to the dwindling national pool of trained bio-statisticians. The  
course will attract students from the entire USA and will cover the 
fundamental concepts of probability, statistical reasoning and inferential 
methods motivated, in part, by examples that include data collected in 
studies of heart, lung, blood, and sleep disorders. The course will be 
developed during the first year and taught during the summers of 2004, 2005, 
2006, with appropriate modifications or refinements following each of the 
first two summer sessions.

RESEARCH OBJECTIVES AND SCOPE

Background

Biostatistics is a fundamental scientific component of biomedical and public 
health research.  Traditional and emerging methodologies are used in clinical 
trials, observational or epidemiologic studies, medical imaging, and 
genomics.  The current demand for biostatisticians far exceeds the supply and 
the gap is expected to continue to widen.  This under supply results from a 
combination of burgeoning need and a relatively flat rate of graduating 
doctoral- and masters-level biostatisticians.  A large proportion of the 
currently senior biostatisticians were trained in the late 1960's and early 
1970's and were supported during the early stages of their careers by 
National Institutes of Health (NIH) training initiatives.  With this cohort 
approaching retirement over the next decade and the tremendous needs and 
opportunities, now is the time for the government and private sector to re-
invest in the training of the next generation of biostatisticians. 

Objectives and Scope

The goal of this announcement is to stimulate applications for a Summer 
Institute for Training in Biostatistics (SIBS) to increase interest in the 
field of biostatistics among advanced undergraduate students majoring in 
mathematics or another quantitatively oriented area of study.  This program 
is definitely not intended to provide an in-depth basic course in the subject 
nor is it intended to be a standard introductory course in statistics.  SIBS 
would, instead, comprise an innovative introduction to some basics of 
probability and elementary statistical methods motivated by a series of 
examples illustrating the use of probability and statistical reasoning 
applied to the design and analysis of data from studies including those of 
the heart, lung, blood, and sleep disorders.  There is a wealth of data from 
observational cohort studies and numerous clinical trials 
(http://www.nhlbi.nih.gov/resources/deca/default.htm) that can be used to 
demonstrate the essential role biostatistics plays in medical research. 

An essential aspect of the course will be the use of a personal computer by 
each student.  The PC will be an indispensable learning tool for 
understanding and using some of the fundamental elements of data analysis.  
For this reason, instruction in the use of a basic programming language, such 
as S-plus, would comprise part of the early classroom instruction. Applicants 
are encouraged to be as creative as possible, since the primary goal of the 
course is to attract the interest of potential biostatistics students. 
Depending on the level and interest of the students, the following are 
examples of the concepts to be covered and the approach to be used in their 
assignments.

o Descriptive statistics (measures of central tendency and dispersion, 
histograms) are formally presented  followed by a PC-based demonstration 
using real data.  Student assignments would repeat these calculations on 
individually chosen samples from real data sets.
 
o Students learn to draw random samples from data sets and compute measures 
of central tendency and sample proportions.  With this skill they explore the 
nature of the distributions of these quantities in the context of repeated 
sampling from a large data set.  This sets the stage for introducing the 
normal, Student's t, and binomial probability distributions.
 
o Using an epidemiology cohort study data set, possibly from one of those 
funded by NHLBI, instructors demonstrate the concept of adjusted (for age, 
race, gender, etc.) rates of disease incidence and mortality. Students learn 
how to compute and compare these rates in different subsets of the cohort.

o A classroom exposition of some of the details underlying the results of an 
actual epidemiologic cohort study reported in the media.

o The principles underlying the randomized clinical trial are introduced 
using data from one of the clinical trials related to disorders of the heart, 
lung, blood, or sleep.   Students learn some of the subtleties of the conduct 
and interpretation of data using, for example, the Cardiac Arrhythmia 
Suppression Trial as a case study.

o A review of several published studies where flawed analyses have produced 
misleading results.

o Guest lectures by one or more investigators who have recently completed 
studies that have attracted media attention.

The course will take a creative approach to engaging students' interest, 
perhaps through data associated with topics pertaining to their own 
particular interest.  They should be expected to spend time outside of class 
on individual assignments involving projects that address questions related 
to selected data sets.  Assuming a summer schedule of classes with perhaps 
four hours of class and laboratory each day over a five to six week period, 
the course may reasonably qualify as a one year credit course in basic 
statistics that many undergraduate curricula require.  

Proposals for SIBS should indicate criteria for student selection and the 
number of students expected per class, and should include specific plans for 
evaluating the effectiveness of the course in terms of students' perceptions 
of the material and conduct of the course.  In addition, there must be plans 
in place to assess the longer-term impact, as measured by students' 
subsequent choice of vocation and field of graduate study.

MECHANISM OF SUPPORT

This RFA will use the NIH Continuing Education Training Grant award mechanism 
(T15).  As an applicant you will be solely responsible for planning, 
directing, and executing the proposed project.  This RFA is a one-time 
solicitation.  Future unsolicited, competing-continuation applications based 
on this project will compete with all investigator-initiated applications and 
will be reviewed according to the customary peer review procedures.  The 
anticipated award date is September 30, 2003.

This RFA uses just-in-time concepts.  It also uses the non-modular budgeting 
format.

FUNDS AVAILABLE
 
The NHLBI intends to commit approximately $250,000 in FY 2003 to fund one new 
grant in response to this RFA. An applicant may request a project period of 
up to 4 years and a budget for total costs of up to $250,000 per year. 
Because the nature and scope of the proposed research will vary from 
application to application, it is anticipated that the size and duration of 
each award will also vary. It is anticipated that the award for the second 
budget period may be issued as early as July 1, 2004, to assure sufficient 
support for the first course offering in the summer of 2004. Although the 
financial plans of the NHLBI provide support for this program, awards 
pursuant to this RFA are contingent upon the availability of funds and the 
receipt of a sufficient number of meritorious applications.
 
ELIGIBLE INSTITUTIONS
 
You may submit (an) application(s) if your institution is a domesticc 
organization and has any of the following characteristics: 

o For-profit or non-profit organizations 
o Public or private institutions, such as universities, colleges, hospitals, 
and laboratories 
o Units of State and local governments
o Eligible agencies of the Federal government

INDIVIDUALS ELIGIBLE TO BECOME PRINCIPAL INVESTIGATORS   

Any individual with the skills, knowledge, and resources necessary to carry 
out the proposed research is invited to work with their institution to 
develop an application for support.  Individuals from underrepresented racial 
and ethnic groups as well as individuals with disabilities are always 
encouraged to apply for NIH programs.   

SPECIFIC REQUIREMENTS

The proposed program must include and the applicant must address the 
following issues in the application:

o The program structure enables awarding course certification and/or course 
credit towards an undergraduate degree.

o Databases from published reports of clinical trials and epidemiologic 
studies related to disorders of the heart, lung, blood, and sleep, including 
those with a genetic focus or from the National Health and Nutrition 
Examination Survey (NHANES) funded studies are the source of examples for 
student exercises.  Selected data bases, suitably modified to insure 
subjects' anonymity, can be accessed through The Division of Epidemiology and 
Clinical Applications of NHLBI.

o The course approach is based on the use of personal computers, with 
individual data-oriented projects depending on the students' level.

o Proposed distribution of the course announcement will be wide, in order to 
attract students from the entire US.

o Student qualifications and the criteria for their selection are specified.

o All available faculty and facilities, including student housing, personal 
computers, software, and classroom facilities are described.

o A formal evaluation is conducted at the end of first and second summer 
courses to improve overall quality of the program. 

o A dissemination plan is included. It describes the applicant's willingness 
and plans for disseminating, via an Internet website, SIBS course materials, 
including syllabi, manuals or handbooks, references, data sets and 
assignments, and recommendations for best practices in teaching 
biostatistics. The website will be available for use by other institutions 
after the grant period.

WHERE TO SEND INQUIRIES

We encourage inquiries concerning this RFA and welcome the opportunity to 
answer questions from potential applicants.  Inquiries may fall into three 
areas:  scientific/research, peer review, and financial or grants management 
issues:

o Direct your questions about scientific/research issues to:

Dr. James E. Norman
Division of Epidemiology and Clinical Applications

National Heart, Lung and Blood Institute
Rockledge 2, Room 8110
Bethesda, MD 20892
Telephone: (301) 435-1298
FAX: (301) 480-1862
E-mail:  [email protected]
      
o  Direct your questions about peer review issues to:   
    
Anne Clark, Ph.D.
Chief, Review Branch
Division of Extramural Affairs
National Heart, Lung, and Blood Institute
6701 Rockledge Dr., Room 7214 (MSC 7924)
Bethesda, MD 20892-7924 (20817 for express/courier service)
Telephone:  (301) 435-0270
FAX:  (301) 480-0730
Email: [email protected]

o Direct your questions about financial or grants management matters to:

Marsha Mathis 
National Heart, Lung, and Blood Institute
6701 Rockledge Drive, Room 7158, MSC 7926
Bethesda, MD 20892-7926
Telephone: (301) 435-0170
FAX: (301) 480-3310
Email: [email protected]
 
LETTER OF INTENT
 
Prospective applicants are asked to submit a letter of intent that includes 
the following information:

o Descriptive title of the proposed research
o Name, address, and telephone number of the Principal Investigator
o Names of other key personnel 
o Participating institutions
o Number and title of this RFA 

Although a letter of intent is not required, is not binding, and does not 
enter into the review of a subsequent application, the information that it 
contains allows IC staff to estimate the potential review workload and plan 
the review.
 
The letter of intent is to be sent by the date listed at the beginning of 
this document.  The letter of intent should be sent to Dr. Anne Clark at the 
address listed under WHERE TO SEND INQUIRIES.

SUBMITTING AN APPLICATION

Applications must be prepared using the PHS 398 research grant application 
instructions and forms (rev. 5/2001).  The PHS 398 is available at 
http://grants.nih.gov/grants/funding/phs398/phs398.html in an interactive 
format.  For further assistance contact GrantsInfo, Telephone (301) 710-0267, 
Email: [email protected].

SUPPLEMENTAL INSTRUCTIONS:  Applicants should employ the forms and format for 
Institutional National Research Service Award, described in section V of Form 
PHS 398, which can be found at 
http://grants.nih.gov/grants/funding/phs398/instructions2/p1_preparing
_NRSA_app.htm. However, because section V provides instructions for
submitting a traditional training grant (T32) and the present T15 mechanism 
is considerably different, applicants are encouraged to modify the format 
appropriately.  In addition, applicants should use form pages 4 and 5 for
preparing the budget information for this application.  Forms suitable 
for use in a word processor can be found at 
http://grants.nih.gov/grants/funding/phs398/fp4.rtf and 
http://grants.nih.gov/grants/funding/phs398/fp5.rtf, respectively.

Allowable Costs

Allowable costs must be consistent with NIH policy and be reasonable, 
allocable, well documented and justified for SIBS.  Grant funds may not be 
used to supplant funds or resources otherwise available at the applicant 
institution.

Personnel Costs - individuals participating in the design and implementation 
of the SIBS program may request salary and fringe benefits appropriate for 
the percent of time devoted to the program.  Normally, all personnel costs 
(including administrative and clerical costs) associated with directing, 
coordinating, and administering the program are not expected to exceed 25% of 
the total direct cost.  Salaries requested may not exceed the levels 
commensurate with the  institution's policy for similar positions and may not 
exceed the Congressionally mandated maximum ($166,700 in fiscal year 2002). 

Limited administrative and clerical salary costs associated distinctly with 
the program that are not normally provided by the applicant organization may 
be direct charges to the grant only when specifically identified and 
justified.  Consultation costs, equipment, supplies, necessary travel, and 
other program related expenses must be justified as specifically required by 
the program proposed and not duplicate items generally available for programs 
at the host institution.

Except for housing and meals expenses, undergraduate students may not receive 
support for participating in the SIBS program.  Funds will not be provided 
for fringe benefits or health insurance for students involved in the SIBS 
program.

Partial costs for off-site rental space will be considered if it is short 
term and shown to be necessary for the implementation and execution of the 
SIBS program ( computer lab, etc.).  Matching funds from applicant 
institutions or other organizations for such off-site costs are strongly 
encouraged.

Facilities and Administrative (F&A) Costs, formerly known as "indirect 
costs," will be reimbursed at a rate of 8% of modified total direct costs for 
the applicant organization and any approved subcontract.

Normally, funds for the evaluation plan are not expected to exceed 5% of the 
total direct cost.

USING THE RFA LABEL: The RFA label available in the PHS 398 (rev. 5/2001) 
application form must be affixed to the bottom of the face page of the 
application.  Type the RFA number on the label.  Failure to use this label 
could result in delayed processing of the application such that it may not 
reach the review committee in time for review.  In addition, the RFA title 
and number must be typed on line 2 of the face page of the application form 
and the YES box must be marked. The RFA label is also available at: 
http://grants.nih.gov/grants/funding/phs398/label-bk.pdf.
 
SENDING AN APPLICATION TO THE NIH: Submit a signed, typewritten original of 
the application, including the Checklist, and three signed, photocopies, in 
one package to:
 
Center For Scientific Review
National Institutes Of Health
6701 Rockledge Drive, Room 1040, MSC 7710
Bethesda, MD  20892-7710
Bethesda, MD  20817 (for express/courier service)
 
At the time of submission, two additional copies of the application and all 
five collated sets of Appendix material must be sent to Dr. Anne Clark at the 
address listed under WHERE TO SEND INQUIRIES.
 
APPLICATION PROCESSING: Applications must be received by the application 
receipt date listed in the heading of this RFA.  If an application is 
received after that date, it will be returned to the applicant without 
review.
 
The Center for Scientific Review (CSR) will not accept any application in 
response to this RFA that is essentially the same as one currently pending 
initial review, unless the applicant withdraws the pending application.  The 
CSR will not accept any application that is essentially the same as one 
already reviewed. This does not preclude the submission of substantial 
revisions of applications already reviewed, but such applications must 
include an Introduction addressing the previous critique.

PEER REVIEW PROCESS  
 
Upon receipt, applications will be reviewed for completeness by the CSR and 
responsiveness by the (IC). Incomplete and/or non-responsive applications 
will be returned to the applicant without further consideration.

Applications that are complete and responsive to the RFA will be evaluated 
for scientific and technical merit by an appropriate peer review group 
convened by the (IC) in accordance with the review criteria stated below.  As 
part of the initial merit review, all applications will:

o Receive a written critique

o Undergo a process in which only those applications deemed to have the 
highest scientific merit, generally the top half of the applications under 
review, will be discussed and assigned a priority score
o Receive a second level review by the  National Heart, Lung and Blood 
Advisory Council. 
 
REVIEW CRITERIA

The proposed Summer Institute in Biostatistics program is intended to attract 
students into the field of biostatistics.  In the written comments, reviewers 
will be asked to discuss the following aspects of your application in order 
to judge the likelihood that the proposed training program will have a 
substantial impact on the realization of this goal: 

Training Program

o The potential effectiveness of the proposed course in training researchers 
in biostatistics.

o Quality of the course content and adequacy of the syllabus.

o Criteria for selecting trainees and for awarding scholarships, for 
publicizing the availability of the course to the target audience of active 
researchers, and plans to reach students of both genders and all racial and 
ethnic groups.

Program Leadership

o Training, experience, and competence of the faculty in biostatistics issues 
applicable to this program.

Evaluation and Dissemination Plans

o Plans for conducting a formal evaluation of the course at the end of first 
and second summer courses and to use the evaluation results to improve 
overall quality of the program at its next offering.

o Plans for evaluating the effectiveness of 
the course including longer-term impact, as measured by attendees' subsequent 
activities or responsibilities in their institutions in the area of 
biostatistics.  

o Plans for disseminating course materials and recommendations 

Institutional Commitment and Resources

o Adequacy and availability of any necessary institutional facilities, such 
as the classroom and computer resources.

The scientific review group will address and consider each of these criteria 
in assigning your application=s overall score, weighting them as appropriate 
for each application. 

ADDITIONAL REVIEW CRITERIA: In addition to the above criteria, your 
application will also be reviewed with respect to the following:

o PROTECTIONS:  The adequacy of the proposed protection for humans, animals, 
or the environment, to the extent they may be adversely affected by the 
project proposed in the application.

o INCLUSION:  The adequacy of plans to include subjects from both genders, 
all racial and ethnic groups (and subgroups), and children as appropriate for 
the scientific goals of the research.  Plans for the recruitment and 
retention of subjects will also be evaluated. (See Inclusion Criteria 
included in the section on Federal Citations, below)

o BUDGET:  The reasonableness of the proposed budget and the requested period 
of support in relation to the proposed research.

RECEIPT AND REVIEW SCHEDULE

Letter of Intent Receipt Date: February 25, 2003
Application Receipt Date:  March 25, 2003
Peer Review Date:  June/July 2003
Council Review:  September 2003
Earliest Anticipated Start Date:  September 30, 2003

AWARD CRITERIA

Award criteria that will be used to make award decisions include:

o Scientific merit (as determined by peer review)
o Availability of funds
o Programmatic priorities.

REQUIRED FEDERAL CITATIONS 

INCLUSION OF WOMEN AND MINORITIES IN CLINICAL RESEARCH: It is the policy of 
the NIH that women and members of minority groups and their sub-populations 
must be included in all NIH-supported clinical research projects unless a 
clear and compelling justification is provided indicating that inclusion is 
inappropriate with respect to the health of the subjects or the purpose of 
the research. This policy results from the NIH Revitalization Act of 1993 
(Section 492B of Public Law 103-43).

All investigators proposing clinical research should read the AMENDMENT "NIH 
Guidelines for Inclusion of Women and Minorities as Subjects in Clinical 
Research - Amended, October, 2001," published in the NIH Guide for Grants and 
Contracts on October 9, 2001
(http://grants.nih.gov/grants/guide/notice-files/NOT-OD-02-001.html);
a complete copy of the updated Guidelines are available at 
http://grants.nih.gov/grants/funding/women_min/guidelines_amended_10_2001.htm. 
The amended policy incorporates: the use of an NIH definition of clinical 
research; updated racial and ethnic categories in compliance with the new OMB 
standards; clarification of language governing NIH-defined Phase III clinical 
trials consistent with the new PHS Form 398; and updated roles and 
responsibilities of NIH staff and the extramural community.  The policy 
continues to require for all NIH-defined Phase III clinical trials that: a) 
all applications or proposals and/or protocols must provide a description of 
plans to conduct analyses, as appropriate, to address differences by 
sex/gender and/or racial/ethnic groups, including subgroups if applicable; 
and b) investigators must report annual accrual and progress in conducting 
analyses, as appropriate, by sex/gender and/or racial/ethnic group 
differences.

INCLUSION OF CHILDREN AS PARTICIPANTS IN RESEARCH INVOLVING HUMAN SUBJECTS: 
The NIH maintains a policy that children (i.e., individuals under the age of 
21) must be included in all human subjects research, conducted or supported 
by the NIH, unless there are scientific and ethical reasons not to include 
them. This policy applies to all initial (Type 1) applications submitted for 
receipt dates after October 1, 1998.

All investigators proposing research involving human subjects should read the 
"NIH Policy and Guidelines" on the inclusion of children as participants in 
research involving human subjects that is available at 
http://grants.nih.gov/grants/funding/children/children.htm

REQUIRED EDUCATION ON THE PROTECTION OF HUMAN SUBJECT PARTICIPANTS: (if 
applicable) NIH policy requires education on the protection of human subject 
participants for all investigators submitting NIH proposals for research 
involving human subjects.  You will find this policy announcement in the NIH 
Guide for Grants and Contracts Announcement, dated June 5, 2000, at 
http://grants.nih.gov/grants/guide/notice-files/NOT-OD-00-039.html.

PUBLIC ACCESS TO RESEARCH DATA THROUGH THE FREEDOM OF INFORMATION ACT: The 
Office of Management and Budget (OMB) Circular A-110 has been revised to 
provide public access to research data through the Freedom of Information Act 
(FOIA) under some circumstances.  Data that are (1) first produced in a 
project that is supported in whole or in part with Federal funds and (2) 
cited publicly and officially by a Federal agency in support of an action 
that has the force and effect of law (i.e., a regulation) may be accessed 
through FOIA.  It is important for applicants to understand the basic scope 
of this amendment.  NIH has provided guidance at 
http://grants.nih.gov/grants/policy/a110/a110_guidance_dec1999.htm.

Applicants may wish to place data collected under this PA in a public 
archive, which can provide protections for the data and manage the 
distribution for an indefinite period of time.  If so, the application should 
include a description of the archiving plan in the study design and include 
information about this in the budget justification section of the 
application. In addition, applicants should think about how to structure 
informed consent statements and other human subjects procedures given the 
potential for wider use of data collected under this award.

URLs IN NIH GRANT APPLICATIONS OR APPENDICES: All applications and proposals 
for NIH funding must be self-contained within specified page limitations. 
Unless otherwise specified in an NIH solicitation, Internet addresses (URLs) 
should not be used to provide information necessary to the review because 
reviewers are under no obligation to view the Internet sites.   Furthermore, 
we caution reviewers that their anonymity may be compromised when they 
directly access an Internet site.

HEALTHY PEOPLE 2010: The Public Health Service (PHS) is committed to 
achieving the health promotion and disease prevention objectives of "Healthy 
People 2010," a PHS-led national activity for setting priority areas. This 
RFA is related to one or more of the priority areas. Potential applicants may 
obtain a copy of "Healthy People 2010" at  
http://www.health.gov/healthypeople.

AUTHORITY AND REGULATIONS: This program is described in the Catalog of 
Federal Domestic Assistance No. 93.837, 93.838, 93.839 and is not subject to 
the intergovernmental review requirements of Executive Order 12372 or Health 
Systems Agency review.  Awards are made under authorization of Sections 301 
and 405 of the Public Health Service Act as amended (42 USC 241 and 284) and 
administered under NIH grants policies described at 
http://grants.nih.gov/grants/policy/policy.htm and under Federal Regulations 
42 CFR 52 and 45 CFR Parts 74 and 92. 

The PHS strongly encourages all grant recipients to provide a smoke-free 
workplace and discourage the use of all tobacco products.  In addition, 
Public Law 103-227, the Pro-Children Act of 1994, prohibits smoking in 
certain facilities (or in some cases, any portion of a facility) in which 
regular or routine education, library, day care, health care, or early 
childhood development services are provided to children.  This is consistent 
with the PHS mission to protect and advance the physical and mental health of 
the American people.



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