NEW THERAPIES FOR DIABETIC FOOT DISEASE
Release Date: November 23, 1999
RFA: DK-00-009
National Institute of Diabetes and Digestive and Kidney Diseases
National Institute of Nursing Research
Letter of Intent Receipt Date: March 24, 2000
Application Receipt Date: April 25, 2000
THIS REQUEST FOR APPLICATIONS (RFA) USES THE MODULAR GRANT AND
JUST-IN-TIME CONCEPTS. IT INCLUDES DETAILED MODIFICATIONS TO
STANDARD APPLICATION INSTRUCTIONS THAT MUST BE USED WHEN PREPARING
APPLICATIONS IN RESPONSE TO THIS RFA.
PURPOSE
The National Institute of Diabetes and Digestive and Kidney Diseases
(NIDDK) and the National Institute of Nursing Research (NINR) invite
investigator-initiated research grant applications to 1) study the
etiology and pathogenesis of diabetic foot ulcers, and 2) develop
effective prevention and treatment modalities. Diabetes is the
leading cause of non-traumatic lower extremity amputations in the
United States, and foot ulcers are a major predictor of future
amputation in patients with diabetes. Even without amputation,
diabetic foot ulcers contribute a major economic burden to society
and impair quality of life for the individual. Despite advances in
wound care, the incidence of diabetic foot ulcers, and of
amputations, remains high. New diagnostic, prognostic and
therapeutic strategies need to be developed to reduce the burden of
diabetic foot disease. New insights into the etiology and
pathogenesis of ulceration in the diabetic foot will help develop
more effective measures for prevention as well as treatment.
HEALTHY PEOPLE 2000
The Public Health Service (PHS) is committed to achieving the health
promotion and disease prevention objectives of "Healthy People
2000," a PHS-led national activity for setting priority areas. This
RFA, New Therapies for Diabetic Foot Disease, is related to the
priority area of diabetes and chronic diseases. Potential applicants
may obtain a copy of "Healthy People 2000" at
http://odphp.osophs.dhhs.gov/pubs/hp2000
ELIGIBILITY REQUIREMENTS
Applications may be submitted by domestic and foreign for-profit and
nonprofit organizations, public and private, such as universities,
colleges, hospitals, laboratories, units of State and local
governments, and eligible agencies of the Federal government.
Racial/ethnic minority individuals, women, and persons with
disabilities are encouraged to apply as principal investigators.
MECHANISM OF SUPPORT
This RFA will use the National Institutes of Health (NIH) research
project grant (R01) award mechanism. Except as otherwise stated in
this announcement, awards will be administered under Public Health
Service (PHS) grants policy as stated in the PHS Grants Policy
Statement.
Applicants from institutions which have a General Clinical Research
Center (GCRC) funded by the NIH National Center for Research
Resources may wish to identify the GCRC as a resource for conducting
the proposed research. In such a case, a letter of agreement from
either the GCRC program director or principal investigator should be
included with the application.
This RFA is a one-time solicitation. Future unsolicited competing
continuation applications will compete with all investigator-
initiated applications and be reviewed according to the customary
peer review procedures. Responsibility for the planning, direction,
and execution of the proposed project will be solely that of the
applicant. The anticipated award date is September 30, 2000.
FUNDS AVAILABLE
NIDDK intends to commit approximately $1.5 million in FY 2000 to
fund 5-8 new and/or competitive continuation grants in response to
this RFA. An applicant may request a project period of up to 5
years. NINR will commit $300,000 in FY2000 to fund one application
relevant to the NINR mission. Because the nature and scope of the
research proposed may vary, the size of each award will also vary.
It is anticipated that most applications will request less than
$300,000 in direct costs during the first year. However, budgets may
be larger if there is compelling justification. Applicants
anticipating requesting more than $500,000 in direct costs in any
year should consult with the NIDDK program official listed under
INQUIRIES at an early opportunity. Although the financial plans of
NIDDK and NINR provide support for this program, awards pursuant to
this RFA are contingent upon the availability of funds and the
receipt of a sufficient number of applications of outstanding
scientific and technical merit
RESEARCH OBJECTIVES
Background
An estimated 16 million Americans are known to have diabetes, and
millions more are considered to be at risk for developing the
disease. Diabetic foot lesions are responsible for more
hospitalizations than any other complication of diabetes. Among
patients with diabetes, 15% will develop a foot ulcer, and 12-24% of
individuals with a foot ulcer will require amputation. Indeed,
diabetes is the leading cause of non-traumatic lower extremity
amputations in the United States. Diabetic foot ulcers adversely
affect the quality of life for the individual, in addition, the cost
of caring for diabetic foot ulcers imposes a significant burden on
society.
Much is known about the risk factors for developing foot ulcers in
the diabetic patient. Ulcers are most often caused by repetitive
mechanical stress that is not recognized by the patient because of
peripheral neuropathy and the loss of sensation. A motor component
to the peripheral neuropathy may lead to muscle atrophy, flexion
deformity and/or abnormal gait, which, in turn, creates increased
pressure points. Autonomic neuropathy causes dyshidrosis and dry
skin, which is more prone to cracking. Finally, autonomic
neuropathy may also be associated with arteriovenous shunting and
altered skin perfusion. Diabetologists generally agree that careful
foot exams are a cornerstone to preventing foot ulceration. Yet
studies indicate that only 40 60 percent of patients with
diagnosed diabetes have had a foot exam within the past year. In
addition, no guidelines exist for what constitutes a proper foot
exam or what the optimal interval of such examinations should be.
Although general medical progress has been made in improving wound
care, the incidence of lower extremity amputations continues to
rise. Strategies for wound care that will lead to healing of ulcers
and reduced amputation rates are critically needed. Current
treatment modalities include off-loading, debridement, dressings,
antibiotics and vascular reconstruction. Unfortunately, however,
there are no widely accepted, scientifically established guidelines
for assessing and treating diabetic foot ulcers.
Much recent progress has been made in learning about the biology of
wound healing. The acute response to injury involves the activation
of the hemostatic cascade, which includes the release of growth
factors and cytokines. The second phase of wound healing involves
the recruitment of neutrophils and establishes an inflammatory
response. Macrophages recruited as part of the inflammatory
response release additional growth factors and cytokines, which
attract fibroblasts and endothelial cells to the site of injury.
This third phase is marked by the proliferation of these cells and
the deposition of extracellular matrix. The final, or remodeling,
phase of wound healing is characterized by keratincyte migration
into the healing wound site. The diabetic foot ulcer is a chronic
wound and does not exhibit the orderly cascade of events which
characterizes normal wound healing. Instead, diabetic ulcers appear
to be stuck in the proliferative phase and are characterized by
ongoing inflammation. The reasons for failure to heal are
incompletely understood but are believed to include abnormalities in
inflammatory cells in diabetics, peripheral neuropathy and repeated
injury, and vascular disease. A more precise understanding of the
biology of wound healing, and its abnormalities in diabetes, should
lead to new therapeutic modalities.
Scope and Objectives
The goal of this RFA is to stimulate the application of new
molecular technologies to understanding the etiology and
pathogenesis of diabetic foot ulcers, and to foster
interdisciplinary approaches to the treatment and prevention of
diabetic foot disease. NINR is interested in clinical research to
determine factors or interventions associated with improvement in
foot care and skin ulcer prevention in diabetes. Such studies may
involve the development and testing of effective patient and health
care provider education or other intervention strategies to prevent
or treat skin ulcers.
Appropriate topics for investigations responsive to this RFA would
include but are not limited to:
o Studies of how diabetes affects the expression and/or action of
cytokines, growth factors or small molecules involved the process of
wound healing.
o Studies of the effects of hyperglycemia on bacterial growth and on
the function of white blood cells and macrophages, and of how such
changes might predispose to infection or alter ulcer healing.
o Studies of how endothelial gene expression and/or function are
affected by diabetes, including endothelial/matrix interactions.
o Studies of how diabetes-induced alterations in blood flow and/or
endothelial function affect the wound healing process.
o Trials to establish optimal, cost-effective methods for assessing
blood flow and determining which patients would benefit from
perfusion studies and/or revascularization.
o Studies of how hyperglycemia affects keratinocyte biology.
o Studies to characterize ulcers and develop strategies for
stratification that would be useful in the evaluation of treatment
and prevention regimens in clinical trials. Such studies should also
seek to establish criteria that would be helpful in predicting which
ulcers are likely to heal and which patients should undergo
amputation.
o Controlled, randomized trials to establish optimal therapeutic
regimens to facilitate the healing of new ulcers. Such trials should
evaluate the relative merits of currently used therapies, including
(but not limited to) debridement, antibiotics, growth factors, off-
loading, and revascularization. Such trials might include
assessment not only of time to complete healing, but include
analysis of cost-effectiveness, examining such issues as
hospitalization and amputation rates, as well as productivity and
quality of life issues for the patient.
o Studies to establish scientific principles for the design and use
of footwear and other strategies to prevent the development and/or
recurrence of foot ulcers. Studies to evaluate who would benefit
from such interventions.
o Studies to develop and evaluate effective patient and/or health
care provider education strategies, to facilitate compliance with
prevention and treatment regimens.
INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN
SUBJECTS
It is the policy of the NIH that women and members of minority
groups and their subpopulations must be included in all NIH
supported biomedical and behavioral research projects involving
human subjects, unless a clear and compelling rationale and
justification is provided that inclusion is inappropriate with
respect to the health of the subjects or the purpose of the
research. This policy results from the NIH Revitalization Act of
1993 (Section 492B of Public Law 103-43).
All investigators proposing research involving human subjects should
read the "NIH Guidelines For Inclusion of Women and Minorities as
Subjects in Clinical Research," which was published in the Federal
Register of March 28, 1994 (FR 59 14508-14513) and in the NIH Guide
For Grants and Contracts, Vol. 23, No. 11, March 18, 1994, available
on the web at: http://grants.nih.gov/grants/guide/notice-files/not94-100.html.
INCLUSION OF CHILDREN AS PARTICIPANTS IN RESEARCH INVOLVING HUMAN
SUBJECTS.
It is the policy of NIH that children (i.e., individuals under the
age of 21) must be included in all human subjects research,
conducted or supported by the NIH, unless there are scientific and
ethical reasons not to include them. This policy applies to all
initial (Type 1) applications submitted for receipt dates after
October 1, 1998.
All investigators proposing research involving human subjects should
read the NIH Policy and Guidelines on the Inclusion of Children as
Participants in Research Involving Human Subjects that was
published in the NIH Guide for Grants and Contracts, March 6, 1998,
and is available at the following URL address:
http://grants.nih.gov/grants/guide/notice-files/not98-024.html
Investigators may also obtain copies of these policies from the
program staff listed under INQUIRIES. Program staff may also
provide additional relevant information concerning the policy.
LETTER OF INTENT
Prospective applicants are asked to submit, by March 24, 2000, a
letter of intent that includes a descriptive title of the proposed
research, the name, address, and telephone number of the Principal
Investigator, the identities of other key personnel and
participating institutions, and the number and title of the RFA in
response to which the application may be submitted.
Although a letter of intent is not required, is not binding, and
does not enter into the review of a subsequent application, the
information that it contains allows NIDDK staff to estimate the
potential review workload and avoid conflict of interest in the
review.
The letter of intent is to be sent to:
Chief, Review Branch
Division of Extramural Activities, NIDDK
Natcher Building, Room 6AS-37F
45 Center Drive MSC 6600
Bethesda, MD 20892-6600
Telephone: (301) 594-8885
FAX: (301) 480-3505
APPLICATION PROCEDURES
The research grant application form PHS 398 (rev. 4/98) is to be
used in applying for these grants. These forms are available at
most institutional offices of sponsored research and may be obtained
from the Division of Extramural Outreach and Information Resources,
National Institutes of Health, 6701 Rockledge Drive, MSC 7910,
Bethesda, MD 20892-7910, telephone 301-710-0267, email:
GrantsInfo@nih.gov.
The modular grant concept establishes specific modules in which
direct costs may be requested as well as a maximum level for
requested budgets. Only limited budgetary information is required
under this approach. The just-in-time concept allows applicants to
submit certain information only when there is a possibility for an
award. It is anticipated that these changes will reduce the
administrative burden for the applicants, reviewers, and Institute
staff. The research grant application form PHS 398 (rev. 4/98) is
to be used in applying for these grants, with the modifications
noted below.
BUDGET INSTRUCTIONS
Modular Grant applications will request direct costs in $25,000
modules, up to a total direct cost request of $250,000 per year.
(Applications that request more than $250,000 direct costs in any
year must follow the traditional PHS 398 application instructions.)
The total direct costs must be requested in accordance with the
program guidelines and the modifications made to the standard PHS
398 application instructions described below:
PHS 398
o FACE PAGE: Items 7a and 7b should be completed, indicating Direct
Costs (in $25,000 increments up to a maximum of $250,000) and Total
Costs [Modular Total Direct plus Facilities and Administrative (F&A)
costs] for the initial budget period. Items 8a and 8b should be
completed indicating the Direct and Total Costs for the entire
proposed period of support.
o DETAILED BUDGET FOR THE INITIAL BUDGET PERIOD: Do not complete
Form Page 4 of the PHS 398. It is not required and will not be
accepted with the application.
o BUDGET FOR THE ENTIRE PROPOSED PERIOD OF SUPPORT: Do not complete
the categorical budget table on Form Page 5 of the PHS 398. It is
not required and will not be accepted with the application.
o NARRATIVE BUDGET JUSTIFICATION: Prepare a Modular Grant Budget
Narrative page. (See
http://grants.nih.gov/grants/funding/modular/modular.htm
for sample pages.) At the top of the page, enter the total direct
costs requested for each year. This is not a Form page.
o Under Personnel, list key project personnel, including their
names, percent of effort, and roles on the project. No individual
salary information should be provided. However, the applicant should
use the NIH appropriation language salary cap and the NIH policy for
graduate student compensation in developing the budget request.
For Consortium/Contractual costs, provide an estimate of total costs
(direct plus facilities and administrative) for each year, each
rounded to the nearest $1,000. List the individuals/organizations
with whom consortium or contractual arrangements have been made, the
percent effort of key personnel, and the role on the project.
Indicate whether the collaborating institution is foreign or
domestic. The total cost for a consortium/contractual arrangement
is included in the overall requested modular direct cost amount.
Include the Letter of Intent to establish a consortium.
Provide an additional narrative budget justification for any
variation in the number of modules requested.
o BIOGRAPHICAL SKETCH: The Biographical Sketch provides information
used by reviewers in the assessment of each individual"s
qualifications for a specific role in the proposed project, as well
as to evaluate the overall qualifications of the research team. A
biographical sketch is required for all key personnel, following the
instructions below. No more than three pages may be used for each
person. A sample biographical sketch may be viewed at:
http://grants.nih.gov/grants/funding/modular/modular.htm
- Complete the educational block at the top of the form page,
- List position(s) and any honors,
- Provide information, including overall goals and responsibilities,
on research projects ongoing or completed during the last three
years.
- List selected peer-reviewed publications, with full citations,
o CHECKLIST: This page should be completed and submitted with the
application. If the F&A rate agreement has been established,
indicate the type of agreement and the date. All appropriate
exclusions must be applied in the calculation of the F&A costs for
the initial budget period and all future budget years.
o The applicant should provide the name and phone number of the
individual to contact concerning fiscal and administrative issues if
additional information is necessary following the initial review.
The program announcement title and number must be typed on line 2 of
the face page of the application form and the YES box must be
marked.
The RFA label available in the PHS 398 (rev. 4/98) application form
must be affixed to the bottom of the face page of the application.
Failure to use this label could result in delayed processing of the
application such that it may not reach the review committee in time
for review. In addition, the RFA title and number must be typed on
line 2 of the face page of the application form and the YES box must
be marked.
The sample RFA label available at:
http://grants.nih.gov/grants/funding/phs398/label-bk.pdf has been
modified to allow for this change. Please note this is in pdf
format.
Submit a signed, typewritten original of the application, including
the Checklist, and three signed photocopies, in one package to:
Center for Scientific Review
National Institutes of Health
6701 Rockledge Drive, Room 1040 - MSC 7710
Bethesda, MD 20892-7710
Bethesda, MD 20817 (for express/courier service)
At time of submission, two additional copies of the application must
be sent to:
Chief, Review Branch
Division of Extramural Activities, NIDDK
Natcher Building, Room 6AS-37F
45 Center Drive MSC 6600
Bethesda, MD 20892-6600
Applications must be received by the application receipt date listed
in the heading of the RFA. If an application is received after that
date, it will be returned to the applicant without review.
Supplemental documents containing significant revision or additions
will not be accepted, unless applicants are notified by the
Scientific Review Administrator.
The Center for Scientific Review (CSR) will not accept any
application in response to this RFA that is essentially the same as
one currently pending initial review, unless the applicant withdraws
the pending application. The CSR will not accept any application
that is essentially the same as one already reviewed. This does not
preclude the submission of substantial revisions of applications
previously reviewed, but such applications must include an
introduction addressing the previous critique.
REVIEW CONSIDERATIONS
Upon receipt, applications will be reviewed for completeness by CSR
and responsiveness by NIDDK and NINR. Incomplete and/or non-
responsive applications will be returned to the applicant without
further consideration.
Applications that are complete and responsive to the RFA will be
evaluated for scientific and technical merit by an appropriate peer
review group convened by NIDDK in accordance with the review
criteria stated below. As part of the initial merit review, all
applications will receive a written critique and undergo a process
in which only those applications deemed to have the highest
scientific merit, generally the top half of the applications under
review, will be discussed, assigned a priority score, and receive a
second level review by the Advisory Councils of NIDDK and NINR.
Review Criteria
The goals of NIH-supported research are to advance our understanding
of biological systems, improve the control of disease, and enhance
health. In the written comments, reviewer will be asked to discuss
the following aspects of the application in order to judge the
likelihood that the proposed research will have a substantial impact
on the pursuit of these goals. Each of these criteria will be
addressed and considered in assigning the overall score, weighting
them as appropriate for each application. Note that the application
does not need to be strong in all categories to be judged likely to
have major scientific impact and thus deserve a high priority score.
For example, an investigator may propose to carry out important work
that by its nature is not innovative but is essential to move a
field forward.
(1) Significance: Does this study address an important problem? If
the aims of the application are achieved, how will scientific
knowledge be advanced? What will be the effect of these studies on
the concepts or methods that drive this field?
(2) Approach: Are the conceptual framework, design, methods, and
analyses adequately developed, well-integrated, and appropriate to
the aims of the project? Does the applicant acknowledge potential
problem areas and consider alternative tactics?
(3) Innovation: Does the project employ novel concepts, approaches
or method? Are the aims original and innovative? Does the project
challenge existing paradigms or develop new methodologies or
technologies?
(4) Investigator: Is the investigator appropriately trained and
well suited to carry out this work? Is the work proposed
appropriate to the experience level of the principal investigator
and other researchers (if any)?
(5) Environment: Does the scientific environment in which the work
will be done contribute to the probability of success? Do the
proposed experiments take advantage of unique features of the
scientific environment or employ useful collaborative arrangements?
Is there evidence of institutional support?
In addition to the above criteria, in accordance with NIH policy,
all applications will also be reviewed with respect to the
following:
o Adequacy of plans to include both genders, minorities and their
subgroups, and children as appropriate for the scientific goals of
the research. Plans for the recruitment and retention of subjects
will also be evaluated.
o The reasonableness of the proposed budget and duration to the
proposed research.
o The adequacy of the proposed protection of humans, animals, or
the environment, to the extent that they may be adversely affected
by the project proposed in the application.
o Availability of special opportunities for furthering research
programs through the use of unusual talent resources, populations,
or environmental conditions in other countries which are not readily
available in the United States or which provide augmentation of
existing U.S. resources.
Schedule
Letter of Intent Receipt Date: March 24, 2000
Application Receipt Date: April 25, 2000
Peer Review Date: June-July 2000
Council Review: September 2000
Earliest Anticipated Start Date: September 30, 2000
AWARD CRITERIA
Award criteria that will be used to make award decisions include:
o Scientific merit as determined by peer review,
o Availability of funds,
o Programmatic priorities.
INQUIRIES
Inquiries concerning this RFA are encouraged. The opportunity to
clarify any issues or questions from potential applicants is
welcome.
Direct inquiries regarding programmatic issues to:
Barbara Linder, M.D., Ph.D.
DDEMD
NIDDK
Building 45, Room 5AN18A
Bethesda, MD 20892-6600
Telephone: (301) 594-0021
FAX: (301) 480-3503
E-mail: linderb@extra.niddk.nih.gov
Nell Armstrong, Ph.D., R.N.
NINR, NIH
Building 45, Room 3AN12
Bethesda, MD 20892-6600
Telephone: (301) 594-5973
FAX: (301) 480-8260
E-mail: nell_armstrong@nih.gov
Direct inquiries regarding fiscal matters to:
Nancy Dixon
Division of Extramural Activities
NIDDK
45 Center Drive MSC 6600
Bethesda, MD 20892-6600
Telephone: (301) 594-8854
FAX: (301) 480-4237
E-mail: dixonn@extra.niddk.nih.gov
Jeff Carow
Grants and Contracts Management Office
NINR
Building 45, Room 3AN12
Bethesda, MD 20892-6600
Telephone: (301) 594-6869
FAX: (301) 480-8260
E-mail: jeff_carow@nih.gov
AUTHORITY AND REGULATIONS
This program is described in the Catalog of Federal Domestic
Assistance No. 93.847 and No. 93.361. Awards are under authorization
of the Public Health Service Act, Title IV, Part A (Public Law 78-
410, as amended by Public Law 99-158, 42 USC 241 and 285) and
administered under NIH grants policies and Federal Regulations 42
CFR 52 and 45 CFR Parts 74 and 92. This program is not subject to
the intergovernmental review requirements of Executive Order 12372
or Health Systems Agency review.
The PHS strongly encourages all grant and contract recipients to
provide a smoke-free workplace and promote the non-use of all
tobacco products. In addition, Public Law 103-227, the Pro-Children
Act of 1994, prohibits smoking in certain facilities (or in some
cases, any portion of a facility) in which regular or routine
education, library, day care, health care or early childhood
development services are provided to children. This is consistent
with the PHS mission to protect and advance the physical and mental
health of the American people.
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