Full Text PAR-96-073 EXPLORATORY/DEVELOPMENTAL GRANTS FOR HIGH RISK/HIGH IMPACT RESEARCH NIH GUIDE, Volume 25, Number 31, September 20, 1996 PA NUMBER: PAR-96-073 P.T. Keywords: National Institute on Deafness and Other Communication Disorders Application Receipt Date: November 20, 1996 PURPOSE The National Institute on Deafness and Other Communication Disorders (NIDCD) invites grant applications from basic and clinical investigators who are interested in pursuing high risk/high impact (HR/HI) research focused on hearing, balance, smell, taste, voice, speech, or language related to the specific mission of the NIDCD. This HR/HI research involves pilot/feasibility studies in which the technological, methodological, or theoretical approach to the problem lacks a traditional historical basis or pilot data, but which could have a major impact on a scientific area or field. Descriptions for the characteristics of this HR/HI research have included "groundbreaking," "revolutionary," and "paradigm shifting" (High Risk/Innovative Research Identification in NIH Peer Review Notes, Division of Research Grants, June 1993). This research program will be supported through Exploratory/Developmental (R21) Grants restricted in level of support and in time. These grants provide support for the development of a basis for more extensive research projects. This Program Announcement is a solicitation for a single receipt date, November 20, 1996. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This Program Announcement (PA), Exploratory/Developmental Grants for High Risk/High Impact Research, is related to the priority areas of diabetes and chronic disabling conditions and special population objectives. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001-00474-0 or Summary Report: Stock No. 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202-512-1800). ELIGIBILITY REQUIREMENTS Applications may be submitted by domestic for-profit and non-profit organizations, public and private, such as universities, colleges, hospitals, laboratories, units of state or local governments, and eligible agencies of the Federal government. Applications from minority individuals, women, and individuals with disabilities are encouraged. Foreign organizations or organizations in foreign countries are not eligible; subcontracts to these organizations are allowable, with sufficient justification. Submission of an application under this Program Announcement precludes concurrent submission of any other application containing substantially the same research proposal. In addition, these R21 awards may not be used to supplement research projects currently supported by Federal or non-Federal funds, or to provide interim support of projects under review by the Department of Health and Human Services. MECHANISM OF SUPPORT Support for this program will be provided through the National Institutes of Health (NIH) Exploratory/Developmental Grants (R21) mechanism. These pilot/feasibility projects provide support for HR/HI activities that lack a traditional historical basis or preliminary data. Indeed, areas of science in which there is a sufficient historical basis or sufficient preliminary data to support the submission of a regular research project grant application do not qualify as HR/HI under this Program Announcement. However, the applicant does have the responsibility for developing a demonstrably sound research plan designed to assess the feasibility of the proposed pilot projects. This initiative provides nonrenewable, one-year awards of up to $50,000 in direct costs; indirect costs applicable to sub-contract/consortium activity must be included under the direct cost ceiling levels. The grants may be extended in time, but not amount, at the discretion of the applicant organization. It is expected that the preliminary data generated by these grants will serve as a basis for more extensive research projects. Investigators are encouraged to consider carefully whether their research can best be accomplished through this or other grant mechanisms, such as the R01, the broad program of Small Grants for Innovative Technology of the National Center for Research Resources (NCRR) (NIH Guide, Vol. 20, No. 31, August 16, 1991), or the Small Grant Program of the NIDCD for scientists who are in the early stages of pursuing an independent research career (NIH Guide, Vol. 34, No. 38, October 27, 1995). Investigators who have questions about the appropriateness of their research plan to this initiative should contact one of the program officials listed under INQUIRIES. RESEARCH OBJECTIVES The purpose of this PA is to encourage the submission of applications from basic and clinical investigators who are interested in pursuing HR/HI research that has the potential for leading to a technological, methodological, or conceptual breakthrough or major contribution in biomedical or behavioral research. Studies that enhance payoff potential by bridging one line of investigation with another are encouraged. The research must be focused on one or more areas within the scientific mission of the NIDCD: hearing, balance, smell, taste, voice, speech, or language. INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN SUBJECTS It is the policy of the NIH that women and members of minority groups and their subpopulations must be included in all NIH supported biomedical and behavioral research projects involving human subjects, unless a clear and compelling rationale and justification is provided that inclusion is inappropriate with respect to the health of the subjects or the purpose of the research. This new policy results from the NIH Revitalization Act of 1993 (Section 492B of Public Law 103-43) and supersedes and strengthens the previous policies (Concerning the Inclusion of Women in Study Populations, and Concerning the Inclusion of Minorities in Study Populations), which have been in effect since 1990. The new policy contains some provisions that are substantially different from the 1990 policies. All investigators proposing research involving human subjects should read the "NIH Guidelines For Inclusion of Women and Minorities as Subjects in Clinical Research," which was reprinted in the Federal Register of March 28, 1994 (FR 59 14508-14513) to correct typesetting and errors in the earlier publication, and reprinted in the NIH GUIDE FOR GRANTS AND CONTRACTS of March 18, 1994, Volume 23, Number 11. Investigators also may obtain copies of the policy from the program staff listed under INQUIRIES. Program staff may also provide additional relevant information concerning the policy. APPLICATION PROCEDURES Applications are to be submitted on the grant application form PHS 398 (rev. 5/95). Applications kits are available at most institutional offices of sponsored research and may be obtained from the Grants Information Office, Office of Extramural Outreach and Information Resources, National Institutes of Health, 6701 Rockledge Drive, MSC 7910, Bethesda, MD 20892-7910, telephone 301/710-0267, email: ASKNIH@odrockm1.od.nih.gov. The title and number of the program announcement must be typed in Section 2 on the face page of the application. The following modifications regarding the budget are to be used in conjunction with the information accompanying application form PHS-398 (rev. 5/95). Detailed Budget for Initial Budget Period (page 4). Do not submit this page. Certain details of the budget may be requested prior to any award. Budget for Entire Proposed Period of Support (page 5). Enter total direct costs requested in the box at the bottom of the table. Justification (page 5) o List the name, role on project and percent effort for all project personnel (salaried or unsalaried) and provide a narrative justification for each person based on his/her role on the project and proposed level of effort. o Identify all consultants by name and organizational affiliation and describe the services to be performed. o Provide a narrative justification for any major budget items, other than personnel, that are requested for the conduct of the project that would be considered unusual for the scope of research. No specific costs for items or categories should be shown. o Indirect costs will be calculated at the time of the award using the institution's actual indirect cost rate. Applicants will be asked to identify the indirect cost exclusions prior to award. o If consortium/contractual costs are requested, provide the percentage of the subcontract total costs (direct and indirect) relative to the total direct costs of the overall project. The subcontract budget justification should be prepared following the instructions provided above. The completed original application and three legible copies must be sent or delivered to: DIVISION OF RESEARCH GRANTS NATIONAL INSTITUTES OF HEALTH 6701 ROCKLEDGE DRIVE, MSC 7710 BETHESDA, MD 20892-7710 BETHESDA, MD 20817-7710 (EXPRESS MAIL) At the time of submission, send two additional copies of the application to: Chief, Scientific Review Branch National Institute on Deafness and Other Communication Disorders Executive Plaza South, Room 400-C 6120 Executive Boulevard MSC 7180 Bethesda, MD 20892-7180 Schedule The application receipt date is November 20, , 1996. Applications received after this date will be returned to the applicant. The earliest date of award is July, 1997. This program announcement may be reissued. REVIEW CONSIDERATIONS Applications will be assigned on the basis of established PHS referral guidelines. Applications whose specific aims are not relevant to the mission of NIDCD will not be accepted for review under this Program Announcement. Applications will be reviewed for scientific and technical merit in accordance with the standard NIH procedures by a review group convened by the NIDCD. As part of the initial review, all applications will receive a written critique and undergo a process in which only those applications deemed to have the highest merit, generally the top half of applications under review, will be discussed, assigned a priority score, and receive a second level of review by the NDCD Advisory Council. Review Criteria o potential scientific, technical, or medical significance of the proposed pilot/feasibility studies, including the potential to lead to a major conceptual breakthrough or to remove a major obstacle to progress; o originality of proposed exploratory/developmental research; o appropriateness and adequacy of the experimental approach and methodology, including a demonstrably sound research plan designed to assess the feasibility of these pilot projects; o qualifications and research experience of the Principal Investigator and staff in the areas of the proposed research, particularly those demanding unusual technical sophistication; o availability of the resources necessary to perform the research; o availability of special opportunities for furthering research programs through the use of unusual talent resources, populations, or environmental conditions; o appropriateness of the budget and timeline for the proposed research; and o adequacy of plans to include both genders and minorities and their subgroups as appropriate for the scientific goals of the research. The initial review group will also examine the provisions for the protection of human subjects and animal welfare and the safety of the research environment. REPORTING REQUIREMENTS If an award is made in response to a R21 application, a Final Progress Report, an Invention Statement, and a Financial Status Report must be submitted within ninety days after the termination of the award. This reporting requirement is the same as that of other types of research grants and is in accord with 42 CFR 52 and 45 CFR 74. This information will be of assistance to the NIDCD in evaluating the usefulness of this R21 mechanism. If an R21 leads to the submission of another research grant, a statement to that effect would also be much appreciated; the applicant is not required to submit this statement. AWARD CRITERIA Applications will compete for available funds with all other favorably recommended applications. Funding decisions will be based on the quality of the proposed project as determined by peer review, relevance to the mission of the NIDCD, program priorities, and availability of funds. INQUIRIES Inquiries are encouraged. The opportunity to clarify any issues or questions from potential applicants is encouraged. Direct inquiries regarding programmatic issues to: Hearing: Dr. Chyren Hunter Telephone: (301) 402-3458 E-Mail: Chyren_Hunter@nih.gov Balance/Vestibular: Dr. Daniel Sklare Telephone: (301) 496-1804 E-Mail: Daniel_Sklare@nih.go Smell/Taste: Dr. Jack Pearl Telephone: (301) 402-3464 E-Mail: Jack_Pearl@nih.gov Dr. Rochelle Small Telephone: (301) 402-3464 E-Mail: Rochelle_Small@nih.gov Voice/Speech: Dr. Beth Ansel Telephone: (301) 402-3461 E-Mail: Beth_Ansel@nih.gov Language: Dr. Judith Cooper Telephone: (301) 496-5061 E-Mail: Judith_Cooper@nih.gov The address and FAX number for the above named persons are: Division of Human Communication National Institute on Deafness and Other Communication Disorders Executive Plaza South, Room 400-C 6120 Executive Boulevard MSC-7180 Bethesda, MD 20892-7180 FAX: (301) 402-6251 Direct inquiries regarding fiscal matters to: Sharon Hunt, Chief Grants Management Branch Division of Extramural Activities National Institute on Deafness and Other Communication Disorders Executive Plaza South, Room 400-B 6120 Executive Boulevard, MSC 7180 Bethesda, MD 20892-7180 Telephone: (301) 402-0909 FAX: (301) 402-1758 Email: SH79F@nih.gov AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance No. 93.173. Awards are made under authorization of the Public Health Service Act, Title IV, Part A (Public Law 78-410), as amended by Public Law 99-158, 42 USC 241 and 285) and administered under PHS grants policies and Federal Regulations 42 CFR 52 and 45 CFR Part 74. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or Health Systems Agency review. The PHS strongly encourages all grant and recipients to provide a smoke-free workplace and promote the non-use of all tobacco products. In addition, Public Law 103-227, the Pro-Children Act of 1994, prohibits smoking in certain facilities (or in some cases, any portion of a facility) in which regular or routine education, library, day care, health care or early childhood development services are provided to children. This is consistent with the PHS mission to protect and advance the physical and mental health of the American people. .
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