NIH Guide, Volume 26, Number 39, December 5, 1997

PA NUMBER:  PA-98-013


National Institute of Allergy and Infectious Diseases
National Institute of Dental Research
National Institute of Arthritis and Musculoskeletal and Skin Diseases


The National Institute of Allergy and Infectious Diseases (NIAID), the National
Institute of Dental Research (NIDR), and the National Institute of Arthritis and
Musculoskeletal and Skin Diseases (NIAMS), National Institutes of Health (NIH),
invite applications for basic immunological research on the generation,
maintenance and functional diversity of memory B and T lymphocytes that will
define basic mechanisms responsible for the generation, maintenance and
functional diversity of memory T and B lymphocytes, in order to provide
information needed for improved vaccine development for infectious diseases, and
for development of novel therapeutic approaches to the treatment of autoimmune
and allergic diseases, as well as transplant rejection.  Antigen-specific memory
is an essential property of protective immunity, but is poorly understood.
Initial exposure to pathogens activates both non-specific, innate responses and
antigen-specific responses of naive T and B cells. However, such initial
responses are often insufficient to prevent disease. Immunity that protects the
individual against subsequent exposure to the pathogen depends upon the
generation of memory T and B cells during initial exposure.  Memory lymphocytes
must then persist in sufficient numbers, and be readily induced to efficiently
eliminate the pathogen upon re-exposure in order to prevent disease.


The Public Health Service (PHS) is committed to achieving the health promotion
and disease prevention objectives of "Healthy People 2000," a PHS-led national
activity for setting priority areas.  This PA, The Generation and Maintenance of
Immunological Memory, is related to the priority areas of immunization and
infectious diseases, HIV infection and maternal and infant health.  Potential
applicants may obtain a copy of "Healthy People 2000" (Full Report:  Stock No.
017-001-00474-0 or Summary Report:  Stock No. 017-001-00473-1) through the
Superintendent of Documents, Government Printing Office, Washington, DC
20402-9325 (telephone 202-512-1800).


Applications may be submitted by domestic and foreign, for-profit and non-profit
organizations, public and private, such as universities, colleges, hospitals,
laboratories, units of State and local governments, and eligible agencies of the
Federal government.  Racial/ethnic minority individuals, women, and persons with
disabilities are encouraged to apply as Principal Investigators.


Traditional research project grant (R01) applications may be submitted in
response to this program announcement.  Applications for R01 grants may request
up to five years of support.  Responsibility for the planning, direction, and
execution of the proposed research for all applicable mechanisms of support will
be solely that of the applicant.  Applicants are encouraged to coordinate,
through the use of consortium arrangements or subcontracts, integrated approaches
with individuals or institutions having relevant reagents and expertise in their
use, demonstrated ability in a particular area of relevant research, or access
to relevant animal or patient populations.



The success of common vaccines that are given in childhood, such as measles and
diphtheria, as well as those used for adults, such as hepatitis B, depends on the
ability of the immune system to generate and maintain immunological memory for
long periods of time, sometimes throughout life. In addition to their roles in
vaccine efficacy, memory lymphocytes also play a role in limiting tumor cell
growth, and in mediating allergic responses, autoimmune relapses and the
rejection of transplanted organs.

It is known that the initial stimulation of naive T and B cells results in clonal
expansion and the production of activated effector cells that secrete antibodies
or cytokines, or that mediate target cell killing, and then die. However, some
antigen-specific, memory cells persist in a resting state that differs from that
of naive cells, in that memory cells respond more rapidly and more effectively
to antigen challenge than do naive cells. The lineage relationships among naive,
effector and memory cells, and the events that determine cell death vs memory
cell persistence, are not well understood.

Memory in B cells has been studied more widely than memory in T cells, although
much remains to be learned. B cell memory induction is known to occur within the
germinal centers of secondary lymphoid organs. Memory B cells which have
undergone isotype class switching and somatic mutation of immunoglobulin genes
can be distinguished by surface phenotype from naive B cells and from terminally
differentiated effector B cells (plasma cells). Recent studies have begun to
identify the molecules, such as CD40, that play important roles in determining
B cell fate. Antigen persistence, in the form of immune complexes concentrated
on follicular dendritic cells within germinal centers, is thought to be important
for the persistence of B cell memory.

The study of T cell memory has been confounded by the difficulty in
distinguishing among naive, effector and memory T cells. Currently, there are no
convenient markers that identify memory T cells unambiguously. Although
functional long-term T cell memory has been repeatedly demonstrated for both CD4
and CD8 T cells, a number of important questions regarding T cell memory remain
to be answered. One controversial, but very important, issue is whether T cell
memory, like B cell memory, depends on antigen persistence. If continued or
intermittent restimulation is needed to protect memory T cells from death,
residual antigen, crossreactive antigen, or non-specific interactions might be
involved. There also may be different subsets of memory T cells with different
requirements for re-activation or for maintenance. The molecular basis for death
vs memory cell development following naive T cell activation is not well defined.
In addition, the potential to modify the cytokine profiles of memory T cells re-
activated in vivo is poorly understood, and this area is especially relevant to
the development of immunomodulatory regimes for intervention in allergy,
autoimmunity and transplantation.

Research Objectives and Scope

The fundamental importance of research on immunological memory for application
to the treatment of human disease provides a strong impetus for expanded efforts
to identify those factors that regulate the generation, maintenance and
functional diversity of memory B and T cells. Innovative approaches are sought
to identify the genetic, biochemical, cellular and systemic components of immune
memory that might serve as targets for therapeutic intervention. Investigators
are encouraged to propose creative experimental approaches for well-defined
studies in human or animal systems. Examples of potential research topics
include, but are not limited to:

o phenotypic markers that identify memory vs naive and effector lymphocytes, and
lineage relationships among naive, effector and memory lymphocytes;

o molecular events that determine whether lymphocyte activation results in memory
vs cell death;

o mechanisms that regulate the longevity of immune memory, such as antigen
persistence, tissue localization or cytokine environment;

o differences in memory within lymphocyte subsets, such as Type-1 vs Type-2 T
cells, gamma/delta TCR vs alpha/beta TCR T cells;

o differential requirements for activation or tolerance induction in memory vs
naive lymphocytes;

o differential functional responses of memory vs naive cells, and the potential
for intervention to alter memory responses qualitatively;

o differences in memory induction via mucosal vs systemic routes of immunization;

o the basis for different memory responses in neonatal, adult and aged


It is the policy of the NIH that women and members of minority groups and their
subpopulations must be included in all NIH supported biomedical and behavioral
research projects involving human subjects unless a clear and compelling
rationale and justification are provided that inclusion is inappropriate with
respect to the health of the subjects or the purpose of the research.  This
policy results from the NIH Revitalization Act of 1993 (Section 492B of Public
Law 103-43).

All investigators proposing research involving human subjects should read the
"NIH Guidelines for Inclusion of Women and Minorities as Subjects in Clinical
Research", which have been published in the Federal Register of March 28, 1994
(FR 59 14508-14513) and the NIH Guide for Grants and Contracts, Vol. 23 No. 11,
March 18, 1994.

Investigators may obtain copies from these sources or from the program staff
listed under INQUIRIES.  Program staff may also provide additional relevant
information concerning the policy.


Applications are to be submitted on the grant application form PHS 398 (rev.
5/95) and will be accepted on the standard application deadlines as indicated on
the application kit.  Application kits are available at most institutional
offices of sponsored research and may be obtained from the Division of Extramural
Outreach and Information, National Institutes of Health, 6701 Rockledge Drive,
MSC 7910, Bethesda, MD 20892-7910, telephone (301) 710-0267, email:

For purposes of identification and processing, item 2 on the face page of the
application must be marked "YES".  The PA number and the PA title, "THE
section 2.

The completed, signed original and five legible, single-sided copies of the
application must be sent or delivered to:

CENTER FOR SCIENTIFIC REVIEW (formerly Division of Research Grants)
BETHESDA, MD  20892-7710
BETHESDA, MD  20817-7710 (for express/courier service)

Applicants from institutions that have a General Clinical Research Centers (GCRC)
funded by the NIH National Center for Research Resources may wish to identify the
Center as a resource for conducting the proposed research.  If so, a letter of
agreement from the GCRC Program Director must be included in the application


Review Procedures

Applications will be assigned on the basis of established PHS referral
guidelines.  Upon receipt, applications will be reviewed for completeness by the
NIH Center for Scientific Review (CSR).  Incomplete applications will be returned
to the applicant without further consideration.  Applications will be reviewed
for scientific and technical merit in accordance with the standard NIH peer
review procedures.  As part of the initial merit review, all applications will
receive a written critique and undergo a process in which only those applications
deemed to have the highest scientific merit, generally the top half of the
applications under review, will be discussed, assigned a priority score, and
receive a second level review by the appropriate national advisory council.

Review Criteria

The five criteria to be used in the evaluation of grant applications are listed
below.  To put those criteria in context, the following information is contained
in instructions to the peer reviewers.

The goals of NIH-supported research are to advance our understanding of
biological systems, improve the control of disease, and enhance health. The
reviewers will comment on the following aspects of the application in their
written critiques in order to judge the likelihood that the proposed research
will have a substantial impact on the pursuit of these goals.  Each of these
criteria will be addressed and considered by the reviewers in assigning the
overall score weighting them as appropriate for each application.  Note that the
application does not need to be strong in all categories to be judged likely to
have a major scientific impact and thus deserve a high priority score.  For
example, an investigator may propose to carry out important work that by its
nature is not innovative but is essential to move a field forward.

1.  Significance.  Does this study address an important problem? If the aims of
the application are achieved, how will scientific knowledge be advanced?  What
will be the effect of these studies on the concepts or methods that drive this

2.  Approach.  Are the conceptual framework, design, methods, and analyses
adequately developed, well-integrated, and appropriate to the aims of the
project?  Does the applicant acknowledge potential problem areas and consider
alternative tactics?

3.  Innovation.  Does the project employ novel concepts, approaches or method? 
Are the aims original and innovative? Does the project challenge existing
paradigms or develop new methodologies or technologies?

4.  Investigator.  Is the investigator appropriately trained and well suited to
carry out this work?  Is the work proposed appropriate to the experience level
of the principal investigator and other researchers (if any)?

5.  Environment.  Does the scientific environment in which the work will be done
contribute to the probability of success?  Do the proposed experiments take
advantage of unique features of the scientific environment or employ useful
collaborative arrangements?  Is there evidence of institutional support?

The initial review group will also examine: the appropriateness of proposed
project budget and duration;  the adequacy of plans to include both genders and
minorities and their subgroups as appropriate for the scientific goals of the
research and plans for the recruitment and retention of subjects; the provisions
for the protection of human and animal subjects; and the safety of the research


Applications will compete for available funds with all other favorably
recommended applications.  The following will be considered when making funding
decisions: quality of the proposed project as determined by peer review, program
balance, and availability of funds.


Written and telephone inquiries are encouraged.  The opportunity to clarify any
issues or questions from potential applicants is welcome.

Inquiries regarding programmatic (research scope, eligibility and responsiveness)
issues may be directed to:

Helen Quill, Ph.D.
Division of Allergy, Immunology and Transplantation
National Institute of Allergy and Infectious Diseases
6003 Executive Boulevard, Room 4A22
Bethesda, MD  20892-7640
Telephone:  (301) 496-7551
FAX:  (301) 402-2571

Dennis F. Mangan, Ph.D.
Division of Extramural Research
National Institute of Dental Research
Building 45, Room 4AN-32F
Bethesda, MD  20892-6402
Telephone:  (301) 594-2421
FAX:  (301) 480-8318

Dr. Susana Serrate-Sztein
Rheumatic Diseases Branch
National Institute of Arthritis and Musculoskeletal and Skin Diseases
Natcher Building, Room 5AS37G
Bethesda, MD  20892
Telephone:  (301) 594-5032
FAX:  (301) 480-4543

Direct inquiries regarding fiscal matters to:

Celeste Kerner
Division of Extramural Activities
National Institute of Allergy and Infectious Diseases
6003 Executive Boulevard, Room 4B26
Bethesda, MD  20892-7610
Telephone:  (301) 402-6213
FAX:  (301) 480-3780

Mr. Martin Rubinstein
Division of Extramural Research
National Institute of Dental Research
Natcher Building, Room 4AN-44A
Bethesda, MD  20892-6402
Telephone:  (301) 594-4800
FAX:  (301) 480-8301

Ms. Carol Fitzpatrick
Grants Management Branch
National Institute of Arthritis and Musculoskeletal and Skin Diseases
Natcher Building, Room 5AS43K
Telephone:  (301) 594-3506
FAX:  (301) 480-4543

Although the National Institute of Diabetes and Digestive and Kidney Diseases
(NIDDK) is not a co-sponsor of this PA, NIDDK does have an interest in this area,
and can be contacted through:

Dr. David Badman
Hematology Program
National Institute of Diabetes and Digestive and Kidney Diseases
Natcher Building, Room 6AS13C
Bethesda, MD  20892
Telephone:  (301) 594-7717
FAX:  (301) 480-3510


This program is described in the Catalog of Federal Domestic Assistance Nos.
93.855, 93.121, and 93.366.  Awards are made under authorization of the Public
Health Service Act, Sec. 301(c), Public Law 78-410, as amended.  Awards will be
administered under PHS grants policies and Federal Regulations 42 CFR Part 52 and
45 CFR Part 74.  This program is not subject to the intergovernmental review
requirements of Executive Order 12372 or Health Systems review.

The PHS strongly encourages all grant and contract recipients to provide a smoke-
free workplace and promote the non-use of all tobacco products.  In addition,
Public Law 103-227, the Pro-Children Act of 1994, prohibits smoking in certain
facilities (or in some cases, any portion of a facility) in which regular or
routine education, library, day care, health care or early childhood development
services are provided to children.  This is consistent with the PHS mission to
protect and advance the physical and mental health of the American people.

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