COMPARATIVE APPROACHES TO BRAIN AND BEHAVIOR NIH GUIDE, Volume 22, Number 8, February 26, 1993 PA NUMBER: PA-93-057 P.T. 34 Keywords: Brain Behavioral/Experimental Psychology Biomedical Research, Multidiscipl Disease Model Physiology, Vertebrate Cognitive Development/Process National Institute of Mental Health National Institute on Aging National Institute of Child Health and Human Development National Institute of Neurological Disorders and Stroke PURPOSE The purpose of this announcement is to facilitate a research area that defines a comparative framework for understanding the neural substrates of behavior, its principles, organization, and disorders. Applicants are encouraged to consider the advantages of using animal species representing different evolutionary levels including species that expand the kinds of animals conventionally used in brain and behavior research, as well as those that may require further development as experimental models. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This Program Announcement, Comparative Approaches to Brain and Behavior, is related to the fundamental research areas of the Decade of the Brain. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001-00474-0) or "Healthy People 2000" (Summary Report: Stock No. 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202-783- 3238). ELIGIBILITY Applications may be submitted by foreign and domestic, public and private non-profit and for-profit organizations such as universities, colleges, hospitals, laboratories, research institutions, units of State and local governments, and eligible agencies of the Federal government. Details of eligibility for the different funding mechanisms vary. Applicants are advised to contact the program official listed under INQUIRIES for additional information on specific application procedures. Women and minority investigators are encouraged to apply. MECHANISMS OF SUPPORT Regular research project (R01) First Independent Research Support and Transition (FIRST, R29) Small grant (R03, NIMH only) Multi-institutional collaborative mechanisms (R10, NIMH only) Program project (P01) Individual pre-doctoral fellowships (NIMH only) Individual post-doctoral fellowships (F series) Career development awards (K series) Institutional training grants (T series) RESEARCH OBJECTIVES Summary The comparative approaches that are encouraged here do not require the incorporation of more than one species in any research project, but it is hoped the research will facilitate broad consideration of their similarities and differences. Research grants under this announcement will reveal, in many different species, the neural, hormonal, social and experiential mechanisms underlying the regulation, integration, control and dysfunctions of behavior over the lifespan of the organism. Research in the behavioral and brain sciences indicates clearly that the brain provides the plasticity needed to allow individuals to adjust appropriately to change across the life-span. A comprehensive comparative framework can provide compelling insights into the workings of the brain - the singular organ mediating rapid behavioral change and capable of coping with great alterations in the external world. The major purpose of this announcement is to emphasize NIH interest in the following approaches to behavioral neuroscience research: o The use of comparative studies for understanding human behavior: Research projects are sought that consider both similarities and differences at all levels of organization among both closely and distantly related species, including invertebrate species. o The exploration of the substrates of naturally occurring behaviors: Observations in an animal's species-typical setting are encouraged that promote the validation and improvement of more conventional laboratory animal models. Complementary laboratory studies are sought that promote the understanding and experimental control of behavioral phenomena observed in the species-typical environment. o The promotion of interdisciplinary bridges in behavioral neuroscience research: Studies are sought that combine, as necessary, field and laboratory methods in modeling, ecology, social processes, individual behavior, anatomy, physiology, biochemistry, and biophysics. The following examples of research topics reflect the breadth of interests in the program. They are not intended to be comprehensive or exclusive: o The behavior and neurobiology of sexual development, social bond formation, and social communication relevant to species survival o Neural and endocrinological substrates of social interactions including territorial behavior, signaling, parental behavior, mating behavior, play, and aggression o Identification of significant stimuli that elicit patterns of behavior o Hierarchical control of behaviors by identified neurons including both dynamic response sequences (grooming, escape, or predation) as well as rhythmic responses (swimming or flying) o Homeostatic modulation of neural circuits controlling survival behaviors such as feeding, drinking, and thermoregulation o Brain adaptations to and mechanisms of sleep/wake cycles, hibernation, and circadian or other cyclic changes o Regulatory interactions among environmental, genetic, neuroendocrine, and neuro-transmitter factors for the control of behavior o Behavioral or cognitive regulation of an organism's sensory input o Determinants of sexual dimorphisms including their morphology, development, and behavior o Experiential, social, and cognitive determinants of animal vocalization o Neural and multisensory integration of guided behavior, migration, orientation, and electrolocation o Substrates of reward, motivation and emotion, brain localization of responses to stress, fear, and anxiety o Behavioral constraints on the development and evolution of nervous systems Applications may include any of a wide array of methods and approaches, including, for example, behavioral, electrophysiological, histochemical, neurochemical, neuroimaging, and neuro-pharmacological techniques. Applications are also sought to promote enabling technologies for behavioral neuroscience including biotelemetry for in vivo measurements of neural activity in vertebrates and invertebrates, brain-imaging during patterned response sequences, in vivo electrochemistry measurements such as with voltammetry. The studies can be conducted on humans and/or animals. STUDY POPULATIONS SPECIAL INSTRUCTIONS TO APPLICANTS REGARDING IMPLEMENTATION OF NIH POLICIES CONCERNING INCLUSION OF WOMEN AND MINORITIES IN CLINICAL RESEARCH STUDY POPULATIONS NIH policy is that applicants for NIH clinical research grants and cooperative agreements are required to include minorities and women in study populations so that research findings can be of benefit to all persons at risk of the disease, disorder or condition under study; special emphasis must be placed on the need for inclusion of minorities and women in studies of diseases, disorders and conditions which disproportionately affect them. This policy is intended to apply to males and females of all ages. If women or minorities are excluded or inadequately represented in clinical research, particularly in proposed population-based studies, a clear compelling rationale must be provided. The composition of the proposed study population must be described in terms of gender and racial/ethnic group. In addition, gender and racial/ethic issues should be addressed in developing a research design and sample size appropriate for the scientific objectives of the study. This information must be included in the form PHS 398 (rev. 9/91) in Sections 1-4 of the Research Plan AND summarized in Section 5, Human Subjects. Applicants are urged to assess carefully the feasibility of including the broadest possible representation of minority groups. However, NIH recognizes that it may not be feasible or appropriate in all research projects to include representation of the full array of United States racial/ethnic minority populations (i.e., Native Americans (including American Indians or Alaskan Natives), Asian/Pacific Islanders, Blacks, Hispanics). The rationale for studies on single minority population groups must be provided. For the purpose of this policy, clinical research is defined as human biomedical and behavioral studies of etiology, epidemiology, prevention (and preventive strategies), diagnosis, or treatment of diseases, disorders or conditions, including but not limited to clinical trials. The usual NIH policies concerning research on human subjects also apply. Basic research or clinical studies in which human tissues cannot be identified or linked to individuals are excluded. However, every effort should be made to include human tissues from women and racial/ethnic minorities when it is important to apply the results of the study broadly, and this should be addressed by applicants. For foreign awards, the policy on inclusion of women applies fully; since the definition of minority differs in other countries, the applicant must discuss the relevance of research involving foreign population groups to the United States' populations, including minorities. If the required information is not contained within the application, the review will be deferred until the information is provided. Peer reviewers will address specifically whether the research plan in the application conforms to these policies. If the representation of women or minorities in a study design is inadequate to answer the scientific question(s) addressed AND the justification for the selected study population is inadequate, it will be considered a scientific weakness or deficiency in the study design and will be reflected in assigning the priority score to the application. All applications for clinical research submitted to NIH are required to address these policies. NIH funding components will not award grants or cooperative agreements that do not comply with these policies. APPLICATION PROCEDURES Applications are to be submitted on the grant application form PHS 398 (rev. 9/91) and will be accepted at the standard application deadlines indicated in the application kit. Applications for fellowship awards are to be submitted on PHS 416-1 (rev 10/91). Applicants are advised to contact the program official listed under INQUIRIES for procedural details related to specific applications. Application kits are available at most institutional offices of sponsored research and may be obtained from the Office of Grants Inquiries, Division of Research Grants, National Institutes of Health, Westwood Building, Room 449, Bethesda, MD 20892, telephone 301/496-7441. The title and number of the announcement must be typed in section 2a on the face page of the application. The completed original application and five legible copies must be sent or delivered to: Division of Research Grants National Institutes of Health Westwood Building, Room 240 Bethesda, MD 20892** REVIEW PROCEDURES The Division of Research Grants, NIH, serves as a central point of receipt of applications for most discretionary PHS grant programs. Applications received under this announcement will be assigned to an initial review group (IRG) in accordance with established PHS Referral Guidelines. The IRGs, consisting primarily of non-Federal scientific and technical experts, will review the applications for scientific and technical merit. Notification of the review recommendations will be sent to the applicant after the initial review. Applications will receive a second-level review by the appropriate Advisory Council whose review may be based on policy considerations as well as scientific merit. Applications recommended for approval must receive Council concurrence for funding if in excess of $50,000. Criteria for scientific/technical merit review of applications will include the following: o Past research training record for both the program and the designated preceptors in terms of the rate at which former trainees establish independent and productive research careers o Past research training record in terms of the success of former trainees in obtaining individual awards such as fellowships, career awards, and research grants for further development o Objectives, design, and direction of the research training program o Caliber of preceptors as researchers including successful competition for research support o Training environment including the institutional commitment, the quality of the facilities, and the availability of research support o Recruitment and selection plans for appointees and the availability of high quality candidates o The record of the research training program in retaining health- professional postdoctoral trainees for at least two years in research training or other research activities o When appropriate, the concomitant training of health-professional postdoctorates (e.g., individuals with the M.D., D.O., D.D.S.) with basic science postdoctorates (e.g., individuals with a Ph.D., Sc.D.) will receive special consideration Following scientific-technical review, the applications will receive a second-level review by the appropriate national advisory council." AWARD CRITERIA Applications recommended for approval by the appropriate national advisory council will be considered for funding on the basis of overall scientific and technical merit of the research as determined by peer review, Institute program needs and balance, and availability of funds. INQUIRIES Written and telephone inquiries are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Direct inquiries about programmatic and technical issues to: Israel I. Lederhendler, Ph.D. Division of Neuroscience and Behavioral Science National Institute of Mental Health 5600 Fishers Lane, Room 11-102 Rockville, MD 20857 Telephone: (301) 443-1576 Fax: (301) 443-4822 Bitnet: ILU@nihcu, Internet: ILU@cu.nih.gov Andrew Monjan, Ph.D. Chief, Neurobiology of Aging Branch National Institute on Aging Gateway Building, Room 3C307 Bethesda, MD 20892 Telephone: (301) 496-9350 Norman A. Krasnegor, Ph.D. Center for Research for Mothers and Children National Institute of Child Health and Human Development 6100 Building, Room 4B05 Bethesda, MD 20892 Telephone: (301) 496-6591 Herbert C. Lansdell, Ph.D. Division of Fundamental Neurosciences National Institute of Neurological Disorders and Stroke Federal Building, Room 916 7550 Wisconsin Avenue Bethesda, MD 20892 Telephone: (301) 496-5745 Direct inquiries regarding fiscal matters to: Diana Trunnell Assistant Chief, Grants Management Branch National Institute of Mental Health 5600 Fishers Lane, Room 7C-15 Rockville, MD 20857 Telephone: (301) 443-3065 AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance No. 93.242. Awards are made under authorization of the Public Health Service Act, Title IV, Part A (Public Law 78-410, as amended by Public Law 99-158, 42 USC 241 and 285) and administered under PHS grants policies and Federal regulations 42 CFR 52 and 45 Part 74. .
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