SURGICAL ONCOLOGY NIH GUIDE, Volume 21, Number 20, May 29, 1992 PA NUMBER: PA-92-81 P.T. 34 Keywords: Cancer/Carcinogenesis Oncology Surgery National Cancer Institute PURPOSE The Division of Cancer Treatment (DCT) of the National Cancer Institute (NCI) is seeking applications for investigator-initiated research grants concerned with research in surgical oncology. The Principal Investigator must be a surgeon. This Program Announcement (PA) is designed to promote and develop a strong cadre of academic surgeons involved in clinical research. A PA is used to stimulate investigator-initiated research projects in areas of special interest to the National Cancer Program. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This program announcement, Surgical Oncology, is related to the priority area of cancer. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001-00474-0) or "Healthy People 2000" (Summary Report: Stock No. 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202/783-3238). ELIGIBILITY REQUIREMENTS Applications may be submitted by foreign and domestic, for-profit and non-profit organizations, public and private, such as universities, colleges, hospitals, laboratories, units of State and local governments and eligible agencies of the Federal Government. Applications from minority individuals and women are encouraged. Applications from one or more institutions (individual institutions, consortia, cancer centers) with established clinical, laboratory, and statistical resources are solicited. Foreign institutions are not eligible for the First Independent Research Support and Transition (FIRST) Award. The special eligibility criteria for the FIRST Award (R29) can be found in the Guidelines for FIRST Award (version February 1991). The Guidelines for FIRST Award can be obtained from the Grants Inquiries Office, Division of Research Grants, NIH (301-496-7441). MECHANISM OF SUPPORT Awards will be made as FIRST Awards (R29s), research project grants (R01s) and interactive R01s in accordance with Public Health Service (PHS) policies applicable to research project grants. A description of an interactive R01 application can be found in the NIH Guide for Grants and Contracts (Vol. 21, No. 1, January 10, 1992) under PA-92-29. Responsibility for the planning, direction, and execution of the proposed research will be solely that of the applicant. Awards will be administered under PHS grants policy as stated in the Public Health Service Grants Policy Statement, DHHS Publication No. (OASH) 90-50,000, revised October 1, 1990. RESEARCH OBJECTIVES Summary The treatment of cancer has evolved as multi-disciplinary effort involving, but not limited to, the disciplines of surgical oncology, medical oncology, pediatric oncology, and radiation oncology. The disciplines of medical oncology, pediatric oncology, and radiation oncology have developed strong cadres of academic investigators while academic development in surgical oncology has not kept pace. It is felt that surgical oncology is not keeping pace because of an insufficient number of surgical oncology research programs and an insufficient number of surgeons undertaking research related to cancer. Continued development of superior multi-disciplinary treatment of cancer is the long-range objective of the DCT and the attainment of the goal requires sufficient academic strength in investigative surgical oncology. Examples of relevant studies include mechanisms of metastases, effect of surgery on tumor cell kinetics, and tumor host responses to surgery. Preclinical and clinical research is encompassed in this program. Categories of research include but, are not confined to, the following: (1) pathophysiologic studies in laboratory models or in humans related to surgery and cancer; (2) laboratory and clinical studies that examine the biochemical, cytokinetic, immunological, and nutritional effects of cancer surgery; (3) therapeutic studies in which surgery or a surgical question is the primary treatment modality; (4) novel immunotherapy procedures such as assessment of specific lymphokines stimulated cells and autologous vaccines which require surgical input; (5) new surgical techniques relevant to staging or care of patients; (6) studies to identify prognostic factors relevant to the treatment of cancer patients; (7) surgical supportive care; (8) regional chemotherapy or hyperthermia or radiation in which a surgical approach to the treatment site is a major aspect of the procedure. This PA is not restricted to the areas of surgical oncology research listed above. Objectives The aims of this initiative are two-fold: (1) to promote academic research in surgical oncology and (2) to stimulate development of innovative surgical related clinical studies with laboratory correlations so as to foster the development of interactions between basic science laboratories and clinicians performing these clinical trials. STUDY POPULATION SPECIAL INSTRUCTIONS TO APPLICANTS REGARDING IMPLEMENTATION OF NIH POLICIES CONCERNING INCLUSION OF WOMEN AND MINORITIES IN CLINICAL RESEARCH STUDY POPULATIONS NIH and ADAMHA policy is that applicants for NIH/ADAMHA clinical research grants and cooperative agreements will be required to include minorities and women in study populations so that research findings can be of benefit to all persons at risk of the disease, disorder or condition under study; special emphasis should be placed on the need for inclusion of minorities and women in studies of diseases, disorders and conditions which disproportionately affect them. This policy is intended to apply to males and females of all ages. If women or minorities are excluded or inadequately represented in clinical research, particularly in proposed population-based studies, a clear compelling rationale should be provided. The composition of the proposed study population must be described in terms of gender and racial/ethnic group. In addition, gender and racial/ethnic issues should be addressed in developing a research design and sample size appropriate for the scientific objectives of the study. This information should be included in the form PHS 398 in the Research Plan, 1-4 AND summarized in Section 5, Human Subjects. Applicants are urged to assess carefully the feasibility of including the broadest possible representation of minority groups. However, NIH recognizes that it may not be feasible or appropriate in all research projects to include representation of the full array of United States racial/ethnic minority populations (i.e., Native Americans (including American Indians or Alaskan Natives), Asian/Pacific Islanders, Blacks, Hispanics). The rationale for studies on single minority population groups should be provided. For the purpose of this policy, clinical research is defined as human biomedical and behavioral studies of etiology, epidemiology, prevention (and preventive strategies), diagnosis, or treatment of diseases, disorders or conditions, including but not limited to clinical trials. The usual NIH policies concerning research on human subjects also apply. Basic research or clinical studies in which human tissues cannot be identified or linked to individuals are excluded. However, every effort should be made to include human tissues from women and racial/ethnic minorities when it is important to apply the results of the study broadly, and this should be addressed by applicants. For foreign awards, the policy on inclusion of women applies fully; since the definition of minority differs in other countries, the applicant must discuss the relevance of research involving foreign population groups to the United States' populations, including minorities. If the required information is not contained within the application, the application will be deferred until the information is provided. Peer reviewers will address specifically whether the research plan in the application conforms to these policies. If the representation of women or minorities in a study design is inadequate to answer the scientific question(s) addressed AND the justification for the selected study population is inadequate, it will be considered a scientific weakness or deficiency in the study design and will be reflected in assigning the priority score to the application. All applications for clinical research submitted to NIH are required to address these policies. NIH funding components will not award grants or cooperative agreements that do not comply with these policies. APPLICATION PROCEDURES Applications are to be submitted on the grant application form PHS 398 (rev. 9/91) and will be accepted at the receipt dates as indicated in the application kit (February 1, June 1, and October 1). Specific application procedures for interactive R01 applications can be found in the NIH Guide for Grants and Contracts (Vol. 21, No. 1, January 10, 1992) under PA-92-29. Application kits are available at most institutional business offices and may be obtained from the Office of Grants Inquiries, Division of Research Grants, National Institutes of Health, Westwood Building, Room 449, Bethesda, MD 20892, telephone 301-496-7441. The title and number of the announcement must be typed in item 2a on the face page of the application. Applicants from institutions that have a General Clinical Research Center (GCRC) funded by the NIH National Center for Research Resources are requested to identify the GCRC as a resource for conducting the proposed research. In such a case, a letter of agreement from either the GCRC program director or Principal Investigator must be included with the application. The completed original application and five legible copies must be sent or delivered to: Division of Research Grants National Institutes of Health Westwood Building, Room 240 Bethesda, MD 20892** REVIEW PROCEDURES Applications will be assigned on the basis of established Public Health Service referral guidelines. Applications will be reviewed for scientific and technical merit by study sections of the Division of Research Grants, NIH, in accordance with the customary NIH peer review procedures. Following scientific-technical review, the applications will receive a second-level review by the appropriate national advisory council. AWARD CRITERIA Applications will compete for available funds with all other approved applications. The following will be considered in making funding decisions: o Quality of the proposed project as determined by peer review o Availability of funds o Program balance among research areas of the announcement INQUIRIES Written and telephone inquiries are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Direct inquiries regarding programmatic issues to: Dr. Roy S. Wu Program Director, Cancer Therapy Evaluation Program Division of Cancer Treatment National Cancer Institute Executive Plaza North, Room 734 Bethesda, MD 20892 Telephone: (301) 496-8866 FAX: (301) 480-4663 Direct inquiries regarding fiscal matters to: Ms. Carolyn Mason Grants Management Specialist National Cancer Institute Executive Plaza South, Room 242 Bethesda, MD 20892 Telephone: (301) 496-7800, ext. 59 FAX: (301) 496-8601 AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance No. 93.395, Cancer Treatment Research. Awards are made under the authorization of the Public Health Service Act, Title IV, Part A (Public Law 78-410, as amended by Public Law 99-158, 42 USC 241 and 285) and administered under PHS grants policies and Federal Regulations at 42 CFR Part 52 and 45 CFR Part 74. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or Health Systems Agency review. .
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