MEDICAL REHABILITATION RESEARCH NIH GUIDE, Volume 21, Number 7, February 21, 1992 PA NUMBER: PA-92-42 P.T. 34 Keywords: Rehabilitation/Therapy, Emotional Rehabilitation/Therapy, Occupation Rehabilitation/Therapy, Physical Pathophysiology Prosthetic Devices (General) National Institute of Child Health and Human Development PURPOSE The National Center for Medical Rehabilitation Research (NCMRR) of the National Institute of Child Health and Human Development (NICHD) invites qualified researchers to submit grant applications for research on restoring, replacing or enhancing the function of children and adults with disabilities. Medical rehabilitation research is directed towards restoration and improvement of functional capability lost as a consequence of injury, disease and congenital disorder. The mission of the NCMRR is to improve the ability of medical rehabilitation to restore or improve function through research on: (1) functional problems associated with diminished mobility, (2) body systems response to lost function, (3) adaptive behavior systems modifications to functional loss, (4) treatment intervention effectiveness in restoring function, (5) assistive devices that replace or enhance function, and (6) outcome measurement systems that provide an integrative method for tracking functional change over time in many different domains. This research includes basic science studies related to the pathophysiologic mechanisms and processes underlying functional loss. Basic and clinical studies of the physical impairment that reduces function are included in the science of medical rehabilitation. Fundamental knowledge of functional development, change in functional capacity during development, and alteration of functional abilities post injury or disease is a focal point of medical rehabilitation research. The individual's adaptive and maladaptive behavioral responses to a physical impairment and functional change are the subject of a wide variety of basic, clinical and applied studies. The societal impact, both positive and negative, of how persons with disabilities adjust to the demands of culture (e.g., family, work, support systems) and to natural and man-made environmental barriers frames the outcome success or failure of medical rehabilitation programs. These studies of assisted recovery from or adaptation to functional loss are conducted by researchers from a wide variety of scientific disciplines such as specialists in physical and rehabilitation medicine (physiatry), neurology, pediatrics, urology, orthopedics, neurosurgery, nursing, physical therapy, occupational therapy, rehabilitation psychology, sociology, demography, epidemiology, biomedical engineering, rehabilitation engineering, orthotists, prosthetists, and other related health professionals. In addition, the basic sciences contribute to understanding mechanisms and processes fundamental to functional recovery. These disciplines include genetics, molecular biology, neurosciences, physiological sciences and other physical sciences. Both intradisciplinary and interdisciplinary research are needed and encouraged. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention goals of "Healthy People 2000," a PHS-led national activity for setting priorities. This program announcement, Medical Rehabilitation Research, is related to the priority areas of nutrition, physical activity and fitness, heart disease and stroke, cancer, and diabetes and chronic disabling conditions. Potential applicants may a copy of "Healthy People 2000" (Full Report: No. 017-001-474-0, or Summary Report: Stock No 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (Telephone: 202-783-3238). ELIGIBILITY REQUIREMENTS Applications may be submitted by domestic and foreign for-profit and non-profit organizations, public and private, such as universities, colleges, hospitals, laboratories, units of State or local governments, and eligible agencies of the Federal government. Applications from minority individuals and women are encouraged. Additional eligibility requirements must be met for institutional training grants (T32), fellowships (F32, F33), and career development awards (K series). MECHANISMS OF SUPPORT The mechanisms available for support of this program announcement are: Individual Research Grants (R01), First Independent Research Support and Transition (FIRST) Awards (R29), Program Project Grants (PO1), Research Career Development Awards (K04), The Academic/Teacher Awards (K07), The Clinical Investigator Award (K08), The Physician Scientist Award (K11), National Research Service Award Institutional Training Grants (T32), and Individual Fellowships (F32, F33). RESEARCH OBJECTIVES Background Between 35 million and 43 million Americans, or 1 in 7, have a disability. Almost four percent of the U.S. population are unable to carry out the major activity of their age group because of severe disabilities. An additional six percent of the population are restricted in their major activity, and another 4 percent are limited in other types of activity. The NCMRR provides an opportunity for scientists to conduct research on the functional changes resulting from illness, injuries, and developmental processes that begin before birth and continue until the last stages of life. The emphasis will be on health-related improvement in human functioning at the pathophysiological, physical impairment, functional impairment, disability, and societal impact levels of analysis. Explicitly included are studies of the application of new knowledge to the development of medical, behavioral, psychological, social, and technological interventions designed to optimize functioning after impairment. Research of interest would extend from the molecular level to the functioning of individuals in their physical and social environment. Scope The NCMRR of the NICHD seeks research project, research training, fellowship, and research career award grant applications for the study of medical rehabilitation. This is not a one-time invitation for applications, but rather a continuing call for research on this topic. Many research issues fall within the scope of this announcement. Basic, clinical, and applied research is encouraged through intervention strategies, measurement strategies, and the development of assistive devices to improve the knowledge and understanding of the medical rehabilitation process (pathophysiology, physical impairment, functional limitation, disability and societal impact) contributing to functional loss in the broad and overlapping areas of mobility, body systems, and behavioral systems. The following are offered as illustrations of appropriate topics, but applications are not be limited to these areas: A. MOBILITY ENHANCEMENT RESEARCH IN MEDICAL REHABILITATION 1) Treatment Effectiveness o Effectiveness of different treatment interventions for long-term rehabilitation of patients with mobility problems resulting from cardiovascular disease, myocardial infarction, stroke, and hypertension. o Studies of the neuroplasticity of the nervous and muscular systems and whether or not interventions might improve the motor functioning of individuals with neuromotor deficits. o Research on hormonal, neurochemical, and potential pharmacological agents (such as growth hormone) that might improve the physical functioning or the mobility of individuals with disabilities. 2) Assessment and Measurement o Assessment of the effects of the use of mobility aids (i.e., canes, wheelchairs, prosthetics, and orthotic devices) on the muscles and joints. o Assessment of the potential physiological and metabolic benefits of varying the means and modes of mobility for people with impaired mobility. o Identification and quantification of the factors and mechanisms involved in performing important motor tasks such as walking, ascending stairs, reaching, sitting, and crouching. o Improving the analytical tools for evaluating the performance of work-related tasks. 3) Assistive Devices o Development of mechanical and electrical devices that can assist individuals with physical disabilities to control their environment, including prosthetic and orthotic equipment, mobility enhancement (wheelchairs, walkers, safety equipment for transportation vehicles), remote control of home and work place appliances or tools, and recreational equipment for use in family, school, and community settings. o Development and testing of devices and/or techniques designed to teach, supplement, replace or restore communicative and language functions (e.g., gesturing, listening, speaking, reading, and writing) of individuals with physical disabilities including alternative forms of communication (e.g., computer-assisted speech output, speech substitution), and/or environmental control systems for home, school, and work. o Development of devices and techniques for the mechanical testing of tissue properties under physiologically representative conditions. o Evaluation of the utility, functional impacts, and dependability of assistive devices. B. BEHAVIORAL SYSTEMS RESEARCH IN MEDICAL REHABILITATION 1) Treatment Effectiveness o Development of skill-training and educational program products and therapeutic techniques that supplement, replace, or restore the functional social, cognitive, adaptive, and motor abilities of individuals who are physically disabled. o Development of: behavioral techniques for improvement of cognitive function (e.g., academic training), motor skills (e.g., mobility difficulties, bowel and bladder control, feeding, and dressing), the decrease or elimination of destructive behaviors (e.g., self abuse, aggression, hyperactivity) for individuals with disabilities. o Studies of the differential between the functional capacity of older adults with disabilities and their actual level of performance. 2) Assessment and Measurement o Development of data collection and surveillance systems necessary to generate epidemiologically sound evidence of the incidence and prevalence of impairments, functional changes, and disabilities in different societal contexts, and the conduct of such studies. o Development and testing of theoretical formulations of the determinants of impairments, functional changes, and disabilities and the progression leading from impairment to societal impact. o Assessments of patterns and models of care in terms of their impact on the quality of life of people with disabilities. o Rehabilitation assessment of persons with disabilities who are losing function due to the aging process. 3) Assistive Devices o Development and testing of software programs for computer- assisted instruction, measurement, and assessment of cognitive, vocational, and social skill acquisition for children and adults with physical disabilities. C. BODY SYSTEMS RESEARCH IN MEDICAL REHABILITATION 1) Treatment Effectiveness o Methods to stimulate bone and soft-tissue growth in prosthetic devices. o Rehabilitation research in cancer survivors such as improving treatment techniques for breast reconstruction and dealing with dysfunctions associated with breast cancer therapies (behavioral and psychological problems, vaginal dryness, hot flashes, lymphedema, and shoulder dysfunction); treatments of sensory or functional deficits induced by cancer treatments. o Clinical intervention effectiveness in attempts to prevent or remediate adverse long-term effects of kidney transplantation, e.g., multiple organ effects, behavioral changes, vocational and social effects. o Rehabilitation of neurophysiological dysfunction including investigation of therapies that might reduce the extent of neurologic damage caused by disease or injury, induce functional plasticity and enhance restoration of function. o Medical rehabilitation intervention effectiveness for people with chronic lung disease. o Effectiveness of interventions designed to prevent or remediate the adverse long-term physical, behavioral, and social effects of asthma. o Treatment interventions designed to improve rehabilitation of musculoskeletal disorders. o Treatments to maintain and improve integumentary integrity. 2) Assessment and Measurement o Assessment and measurement of joint mechanics and pathophysiology, musculoskeletal physiology and plasticity, interaction of musculoskeletal impairments, and the mechanisms governing muscle and bone development in the presence of normal and abnormal neural function. o Development of clinical tools for the quantitative assessment of muscle function, mobility, and postural control. o Development of quantitative measures for assessing and comparing the functional capacity to carry out routine tasks and the level of performance achieved in doing so. o Development of procedures and standardized protocols for determining sites of fatigue in the neuromotor systems in people with and without impairments and disabilities. 3) Assistive Devices o Devices to improve measurement of joint mechanics and pathophysiology, musculoskeletal physiology and plasticity, interaction of musculoskeletal impairments, and the mechanisms governing muscle and bone development in the presence of normal and abnormal neural function. o Development of durable waterproof, life-like cosmesis and alternative prosthetic covers. STUDY POPULATIONS SPECIAL INSTRUCTIONS TO APPLICANTS REGARDING IMPLEMENTATION OF NIH POLICIES CONCERNING INCLUSION OF WOMEN AND MINORITIES IN CLINICAL RESEARCH STUDY POPULATIONS National Institutes of Health (NIH) policy is that applicants for NIH clinical research grants will be required to include minorities and women in study populations so that research findings can be of benefit to all persons at risk of the disease, disorder or condition under study. Special emphasis should be placed on the need for inclusion of minorities and women in studies of diseases, disorders and conditions that disproportionately affect them. This policy is intended to apply to males and females of all ages. If women or minorities are excluded or inadequately represented in clinical research, particularly in proposed population-based studies, a clear compelling rationale should be provided. The composition of the proposed study population must be described in terms of gender and racial or ethnic group together with a rationale for its choice. In addition gender and racial or ethnic issues should be addressed in developing a research design and sample size appropriate for the scientific objectives of the study. This information should be included on the grant application form PHS 398 in Section 2, A-D of the research plan and summarized in Section 2, E, (Human Subjects). Applicants are urged to carefully assess the feasibility of including the broadest possible representation of minority groups. However, NIH recognizes that it may not be feasible or appropriate in all research projects to include representation of the full array of United States racial or ethnic minority populations (i.e., Native Americans (including American Indians or Alaskan Natives), Asian/Pacific Islanders, Blacks, Hispanics). The rationale for studies on single minority population groups should be provided. For the purpose of this policy, clinical research includes human biomedical and behavioral studies on etiology, epidemiology, prevention (and preventive strategies), diagnosis, or treatment of diseases, disorders or conditions, including but not limited to clinical trials. The usual NIH policies concerning research on human subjects also apply. Basic research or clinical studies in which human tissues cannot be identified or linked to individuals are excluded. However, every effort should be made to include human tissue from women and racial/ethnic minorities when it is important to apply the results of the study broadly, and this should be addressed by applicants. For foreign awards, the policy on inclusion of women applies fully; since the definition of minority differs in other countries, applicants must discuss the relevance of research involving foreign population groups to the United States' populations, including minorities. If the required information is not contained within the application, the application will be returned. Peer reviewers will address specifically whether the research plan in the application conforms to these policies. If the representation of women or minorities in a study design is inadequate to answer the scientific question(s) addressed and the justification for the selected study population is inadequate, it will be considered a scientific weakness or deficiency in the study design and will be reflected in assigning the priority score to the application. All applications for clinical research submitted to NIH are required to address these policies. NIH funding components will not award grants or cooperative agreements that do not comply with these policies. APPLICATION PROCEDURES Applicants are to use the research project application form PHS 398 (revised 9/91), for the R01, R29, P01, K04, K07, K08, K11 and T32 applications. On line 2 (Response to Specific Program announcement) on the face page of the application, type: "Medical Rehabilitation Research, PA-92-42." Applicants are advised also to review the appropriate guidelines for the various funding mechanisms for unique features of each mechanism: First Independent Research Support and Transition (FIRST) Award (R29), September 23, 1991; NIH Research Career Development Award (K04), June 1991; Clinical Investigator Award (K08), October 1991; Physician Scientist Award (K11), June 1991; and National Research Service Awards Institutional Training Grants (T32), October 1990. These publications are available at the applicant's institutional Application Control Office and from the Office of Grants Inquiries, Division of Research Grants, NIH (telephone 301-496-7441). Because the PHS 398 form is designed primarily for the traditional R01 application, several sections, outlined on the instruction sheet, must be modified and expanded to provide the additional information required for a P01 or K07. Applicants for the P01 should use the application format as described in the NICHD pamphlet, Program Project Guidelines, 1991, that may be obtained from the contacts listed under INQUIRIES. Applicants for the K07 should also obtain guidance from the contacts listed under INQUIRIES. Fellowship applications (F32 and F33) must be submitted on the Application for Public Health Service Individual Service Award (PHS 416-1). If the applicant is a noncitizen, a notarized statement of permanent residence must accompany the application. Applicants must submit with the application at least three letters of reference. Receipt dates for Research Project Grants, Career Development Award, and FIRST Award applications are February 1, June 1, and October 1 of each year. The individual National Research Service Award applications are accepted January 10, May 10, and September 10. Institutional training grant applications are accepted once each year, January 10. If using the PHS 398, submit the original application and six copies to the following address. If using the PHS 416, submit the original application and two copies to: Grant Application Receipt Office Division of Research Grants National Institutes of Health Westwood Building, Room 240 Bethesda, MD 20892** REVIEW PROCEDURES All applications will be received by the Division of Research Grants (DRG), NIH. Research project grant (R01 and R29) applications, fellowships (F32, F33) and research career development awards (K04) will be reviewed for scientific and technical merit by an appropriate study section in the Division of Research Grants. All other applications will be reviewed by an appropriate institute review group. The initial review for scientific and technical merit will be by a review group composed mostly of nonfederal scientific consultants (study section). Secondary review will be by the appropriate national advisory council. The review criteria customarily employed by the NIH PHS for applications will prevail. The specific criteria for each mechanism are described fully in the publications listed in APPLICATION PROCEDURES. AWARD CRITERIA Applications will compete for available funds with all other approved applications. The following will be considered in making funding decisions: o Quality of the proposed project as determined by peer review o Availability of funds o Program balance among research areas of the announcement INQUIRIES Researchers considering an application in response to this announcement are encouraged to discuss the project and the range of grant mechanisms available with NCMRR staff listed below in advance of formal submission. Direct inquiries regarding programmatic issues to: Louis A. Quatrano, Ph.D. Chief, Applied Medical Rehabilitation Research Branch National Center for Medical Rehabilitation Research National Institute of Child Health and Human Development Executive Plaza South, Room 450W 6120 Executive Boulevard Rockville, MD 20852 Telephone: (301) 402-2242 or Danuta Krotoski, Ph.D. Chief, Basic Medical Rehabilitation Research Branch National Center for Medical Rehabilitation Research National Institute of Child Health and Human Development Executive Plaza South, Room 450W 6120 Executive Boulevard Rockville, MD 20852 Telephone: (301) 402-2242 For fiscal and administrative inquires regarding this announcement, potential applicants may write or call: E. Douglas Shawver Office of Grants and Contracts National Institute of Child Health and Human Development Executive Plaza North, Room 501 6130 Executive Boulevard Rockville Pike, MD 20892 Telephone: (301) 496-1303 AUTHORITY AND REGULATION This program is described in the Catalog of Federal Domestic Assistance No. 93.929, Medical Rehabilitation Research. Awards are made under authorization of the Public Health Service Act, Title IV, Part A (Public Law 78-410, as amended by Public Law 99-158, 42 USC 241 and 285) and administered under PHS grants policies and Federal Regulations 42 CFR 52 and 45 CFR Part 74. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or Health Systems Agency review. .
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