SMALL BUSINESS INNOVATION RESEARCH PROGRAM NIH GUIDE, Volume 23, Number 15, April 15, 1994 P.T. Keywords: National Institutes of Health Centers for Disease Control and Prevention Food and Drug Administration Application Receipt Date: August 15, December 15, 1994, April 15 Innovative technologies and methodologies fuel progress in biomedical and behavioral research and represent an increasingly important area of the economy. The Small Business Innovation Research (SBIR) program provides support for research and development (R&D) of new technologies and methodologies that have the potential to succeed as commercial products. The purpose of this notice is to inform the public about the opportunities that the SBIR program offers to small business concerns as well as to scientists at research institutions, including colleges and universities. The applicant organization must be a small business concern, and the primary employment of the principal investigator must be with the small business at the time of award and during the conduct of the proposed project. In accord with the intent of the SBIR program to increase private sector commercialization of innovations derived from federal research and development, scientists at research institutions can play an important role in an SBIR project by serving as consultants and/or subcontractors to the small business concern. Normally, up to one-third of the Phase I budget may be spent on consultant and/or contractual costs, and up to one-half of the Phase II budget may be spent on such costs. In this manner, a small business concern with limited expertise and/or research facilities may benefit from teaming with a scientist at a research institution; for the scientist at a research institution, this team effort provides support for R&D not otherwise obtained. Public Law 102-564, signed by the President October 28, 1992, requires the National Institutes of Health (NIH), Public Health Service, Department of Health and Human Services, and certain other federal agencies to reserve a specified amount of their extramural research or R&D budgets for an SBIR program. In fiscal year 1994, 1.5 percent of the extramural budget is reserved for the SBIR program, amounting to over $125 million; in fiscal years 1995 and 1996, the allotment becomes 2.0 percent; and in fiscal years 1997 and beyond, the requirement will be 2.5 percent. The SBIR program consists of the following three phases: PHASE I: The objective of this phase is to determine the scientific and technical merit and feasibility and potential for commercialization of the proposed project and the quality of performance of the small business concern, before consideration of further federal support in Phase II. PHASE II: The objective of this phase is to continue the research or R&D efforts initiated in Phase I. Funding shall be based on the results of Phase I and the scientific and technical merit and commercial potential of the Phase II application. PHASE III: The objective of this phase, where appropriate, is for the small business concern to pursue with non-SBIR funds the commercialization of the results of the research or R&D funded in Phases I and II. The amount and period of support for SBIR awards are as follows: PHASE I: Awards may not exceed $100,000 for direct costs, indirect costs, and negotiated fixed fee for a period normally not to exceed six months. PHASE II: Awards may not exceed $750,000 for direct costs, indirect costs, and negotiated fixed fee for a period normally not to exceed two years, that is, generally, a two-year Phase II project may not cost more than $750,000 for that project. A Phase I award must have been issued in order to apply for a Phase II award. INQUIRIES Eligibility requirements, definitions, application procedures, review considerations, application forms and instructions, and other pertinent information are contained in the OMNIBUS SOLICITATION OF THE PUBLIC HEALTH SERVICE FOR SMALL BUSINESS INNOVATION RESEARCH (SBIR) GRANT AND COOPERATIVE AGREEMENT APPLICATIONS, available from: MTL, Inc. 13687 Baltimore Avenue Laurel, MD 20707 Telephone: (301) 206-9385 FAX: (301) 206-9722 Following are contact points for discussion of program interests pertaining to awarding components participating in the SBIR grant program: Dr. Miriam F. Kelty National Institute on Aging 7201 Wisconsin Avenue, Room 2C-218 Bethesda, MD 20892 Telephone: (301) 496-9322 FAX: (301) 402-2945 Dr. Laurie Foudin National Institute on Alcohol Abuse and Alcoholism 6000 Executive Boulevard Bethesda, MD 20892 Telephone: (301) 443-4224 FAX: (301) 594-0673 Mr. Allan Czarra National Institute of Allergy and Infectious Diseases Solar Building, Room 3C28 Bethesda, MD 20892 Telephone: (301) 496-7291 FAX: (301) 402-0369 Dr. Michael Lockshin National Institute of Arthritis and Musculoskeletal and Skin Diseases Building 31, Room 4C32 Bethesda, MD 20892 Telephone: (301) 496-0802 FAX: (301) 480-6069 Dr. Steve Gordon National Institute of Arthritis and Musculoskeletal and Skin Diseases Westwood Building, Room 407A Bethesda, MD 20892 Telephone: (301) 594-9951 FAX: (301) 594-9673 Dr. Gladys M. Glenn Cancer Biology and Diagnosis National Cancer Institute Executive Plaza North, Room 500 Bethesda, MD 20892 Telephone: (301) 496-5307 FAX: (301) 496-8656 Dr. Jack Gruber Cancer Etiology National Cancer Institute Executive Plaza North, Room 540 Bethesda, MD 20892 Telephone: (301) 496-9740 FAX: (301) 496-2025 Dr. Ruthann M. Giusti Cancer Treatment National Cancer Institute Building 31, Room 3A49 Bethesda, MD 20892 Telephone: (301) 496-6404 FAX: (301) 496-0826 Dr. Barry Portnoy Cancer Prevention and Control National Cancer Institute Building 31, Room 10A49 Bethesda, MD 20892 Telephone: (301) 496-1071 FAX: (301) 496-9931 Ms. Connie Dresser Interactive Multimedia Technologies for Cancer Prevention National Cancer Institute Executive Plaza North, Room 241 Bethesda, MD 0892 Telephone: (301) 496-0273 FAX: (301) 496-8675 Ms. Hildegard Topper National Institute of Child Health and Human Development Building 31, Room 2A03 Bethesda, MD 20892 Telephone: (301) 496-0104 FAX: (301) 402-1104 Ms. Jacqueline P. Downing National Institute on Drug Abuse Parklawn Building, Room 10A-55 5600 Fishers Lane Rockville, MD 20857 Telephone: (301) 443-1056 FAX: (301) 443-6277 Dr. Daniel A. Sklare Division of Communication Sciences and Disorders National Institute on Deafness and Other Communication Disorders Executive Plaza South Building, Suite 400-C Bethesda, MD 20892 Telephone: (301) 496-1804 FAX: (301) 402-6251 Dr. Joyce A. Reese National Institute of Dental Research Westwood Building, Room 505 Bethesda, MD 20892 Telephone: (301) 594-7648 FAX: (301) 594-9720 Mr. John R. Garthune National Institute of Diabetes and Digestive and Kidney Diseases Westwood Building, Room 637 Bethesda, MD 20892 Telephone: (301) 594-7543 FAX: (301) 594-7594 Dr. Michael J. Galvin, Jr. National Institute of Environmental Health Sciences P.O. Box 12233, MD 3-03 Research Triangle Park, NC 27709 Telephone: (919) 541-7825 FAX: (919) 541-2843 Dr. Ralph Helmsen National Eye Institute Executive Plaza South, Suite 350 Bethesda, MD 20892 Telephone: (301) 496-5301 FAX: (301) 402-0528 Dr. Michael R. Martin National Institute of General Medical Sciences Westwood Building, Room 936 Bethesda, MD 20892 Telephone: (301) 594-7753 FAX: (301) 594-7731 Dr. David Robinson Division of Heart and Vascular Diseases National Heart, Lung, and Blood Institute Federal Building, Room 416 Bethesda, MD 20892 Telephone: (301) 496-5656 FAX: (301) 402-3508 Dr. John T. Watson Devices and Technology Branch Division of Heart and Vascular Diseases National Heart, Lung, and Blood Institute Federal Building, Room 312A Bethesda, MD 20892 Telephone: (301) 496-1586 FAX: (301) 480-6282 Dr. Thomas Blaszkowski Division of Epidemiology and Clinical Applications National Heart, Lung, and Blood Institute Federal Building, Room 208A Bethesda, MD 20892 Telephone: (301) 496-1841 FAX: (301) 496-0075 Dr. Carol Vreim Division of Lung Diseases National Heart, Lung, and Blood Institute Westwood Building, Room 6A16 Bethesda, MD 20892 Telephone: (301) 594-7430 FAX: (301) 594-7408 Dr. George Nemo Division of Blood Diseases and Resources National Heart, Lung, and Blood Institute Federal Building, Room 504 Bethesda, MD 20892 Telephone: (301) 496-1537 FAX: (301) 496-4843 Dr. Paul Didisheim National Heart, Lung and Blood Institute Federal Building, Room 312 Bethesda, MD 20892 Telephone: (301) 496-1586 FAX: (301) 480-6282 Michael F. Huerta, Ph.D. Division of Neuroscience and Behavioral Science National Institute of Mental Health Parklawn Building, Room 11-103 Rockville, MD 20857 Telephone: (301) 443-5625 FAX: (301) 443-4822 Internet: [email protected] Dr. Judith Laughlin National Institute of Nursing Research Westwood Building, Room 738 Bethesda, MD 20892 Telephone: (301) 594-7493 FAX: (301) 594-7603 Mr. Edward Donohue National Institute of Neurological Disorders and Stroke Federal Building, Room 1016 Bethesda, MD 20892 Telephone: (301) 496~4188 FAX: (301) 402-4370 Dr. William Heetderks National Institute of Neurological Disorders and Stroke Federal Building, Room 9C02 Bethesda, MD 20892 Telephone: (301) 496-5745 FAX: (301) 402-1501 Dr. Mary Ann Markwell National Center for Research Resources Westwood Building, Room 8A15 Bethesda, MD 20892 Telephone: (301) 594-7934 FAX: (301) 594-9187 Dr. Cynthia L. Pond National Center for Research Resources Westwood Building, Room 857 Bethesda, MD 20892 Telephone: (301) 594-7933 FAX: (301) 594-9149 Dr. Louise E. Ramm National Center for Research Resources Westwood Building, Room 854 Bethesda, MD 20892 Telephone: (301) 594-7906 FAX: (301) 594-9121 Dr. Dorothy D. Sogn National Center for Research Resources Westwood Building, Room 10A07 Bethesda, MD 20892 Telephone: (301) 594-7945 FAX: (301) 594-7929 Dr. Abraham Levy National Center for Research Resources Westwood Building, Room 10A11 Bethesda, MD 20892 Telephone: (301) 594-7947 FAX: (301) 594-9153 Dr. Richard DuBois National Center for Research Resources Westwood Building, Room 8A15 Bethesda, MD 20892 Telephone: (301) 594-7934 FAX: (301) 594-9187 Dr. Bettie J. Graham Mapping Technology National Center for Human Genome Research Building 38A, Room 610 Bethesda, MD 20892 Telephone: (301) 496-7531 FAX: (301) 480-2770 E-Mail: [email protected] Dr. Carol A. Dahl Sequencing Technology National Center for Human Genome Research Building 38A, Room 610 Bethesda, MD 20892 Telephone: (301) 496-7531 FAX: (301) 480-2770 E-Mail: [email protected] Dr. David Benton Informatics National Center for Human Genome Research Building 38A, Room 610 Bethesda, MD 20892 Telephone: (301) 496-7531 FAX: (301) 480-2770 E-Mail: [email protected] Dr. Eric T. Juengst Ethical, Legal and Social Implications of Human Genome Research National Center for Human Genome Research Building 38A, Room 610 Bethesda, MD 20892 Telephone: (301) 496-7531 FAX: (301) 480-2770 E-Mail: [email protected] Mr. Peter Clepper National Library of Medicine Building 38A, Room 5S518 Bethesda, MD 20894 Telephone: (301) 496-4221 FAX: (301) 402-0421 Dr. Roy Fleming National Institute for Occupational Safety and Health Centers for Disease Control and Prevention 1600 Clifton Road, NE, Mail Stop D30 Atlanta, GA 30333 Telephone: (404) 639-3343 FAX: (404) 639-2196 Mr. Ted Jones National Center for Injury Prevention and Control Centers for Disease Control and Prevention 4770 Buford Highway, NE, Mailstop F-36 Atlanta, GA 30341-3724 Telephone: (404) 488-4824 FAX: (404) 488-4422 Mr. Greg Jones National Center for Infectious Diseases Centers for Disease Control and Prevention 1600 Clifton Road, NE, Mailstop C-19 Atlanta, GA 30333 Telephone: (404) 639-2434 FAX: (404) 639-1525 Victoria F. Westberg National Center for Prevention Services Center for Disease Control and Prevention 1600 Clifton Road, NE, Mailstop E07 Atlanta, GA 30333 Telephone: (404) 639-1823 FAX: (404) 639-8601 Dr. Tom Sinks Division of Environmental Hazards and Health Effects National Center for Environmental Health 4770 Buford Highway NE, Mailstop F-28 Atlanta GA 30341-3724 Telephone: (404) 488-7350 FAX: (404) 488-7335 Dr. Richard A. Lasco National Center for Chronic Disease Prevention and Health Promotion Centers for Disease Control and Prevention 4770 Buford Highway NE, Mailstop K-46 Atlanta, GA 30341-3724 Telephone: (404) 488-5428 FAX: (404) 488-5964 David E. Adcock Public Health Practice Program Office Centers for Disease Control and Prevention 1600 Clifton Road, NE, Mailstop E20 Atlanta, GA 30333 Telephone: (404) 639-1960 FAX: (404) 639-1989 Ms. Olia Hopkins Division of Contracts and Grants Management Food and Drug Administration Parklawn Building, Room 320 Rockville, MD 20857 Telephone: (301) 443-6170 FAX: (301) 594-6577 .
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