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NIH Guide: SMALL BUSINESS INNOVATION RESEARCH PROGRAM

SMALL BUSINESS INNOVATION RESEARCH PROGRAM

NIH GUIDE, Volume 23, Number 15, April 15, 1994



P.T.





Keywords:



National Institutes of Health

Centers for Disease Control and Prevention

Food and Drug Administration



Application Receipt Date:  August 15, December 15, 1994, April 15



Innovative technologies and methodologies fuel progress in biomedical

and behavioral research and represent an increasingly important area

of the economy.  The Small Business Innovation Research (SBIR)

program provides support for research and development (R&D) of new

technologies and methodologies that have the potential to succeed as

commercial products.



The purpose of this notice is to inform the public about the

opportunities that the SBIR program offers to small business concerns

as well as to scientists at research institutions, including colleges

and universities.



The applicant organization must be a small business concern, and the

primary employment of the principal investigator must be with the

small business at the time of award and during the conduct of the

proposed project.  In accord with the intent of the SBIR program to

increase private sector commercialization of innovations derived from

federal research and development, scientists at research institutions

can play an important role in an SBIR project by serving as

consultants and/or subcontractors to the small business concern.

Normally, up to one-third of the Phase I budget may be spent on

consultant and/or contractual costs, and up to one-half of the Phase

II budget may be spent on such costs.  In this manner, a small

business concern with limited expertise and/or research facilities

may benefit from teaming with a scientist at a research institution;

for the scientist at a research institution, this team effort

provides support for R&D not otherwise obtained.



Public Law 102-564, signed by the President October 28, 1992,

requires the National Institutes of Health (NIH), Public Health

Service, Department of Health and Human Services, and certain other

federal agencies to reserve a specified amount of their extramural

research or R&D budgets for an SBIR program.  In fiscal year 1994,

1.5 percent of the extramural budget is reserved for the SBIR

program, amounting to over $125 million; in fiscal years 1995 and

1996, the allotment becomes 2.0 percent; and in fiscal years 1997 and

beyond, the requirement will be 2.5 percent.



The SBIR program consists of the following three phases:



PHASE I:  The objective of this phase is to determine the scientific

and technical merit and feasibility and potential for

commercialization of the proposed project and the quality of

performance of the small business concern, before consideration of

further federal support in Phase II.



PHASE II:  The objective of this phase is to continue the research or

R&D efforts initiated in Phase I.  Funding shall be based on the

results of Phase I and the scientific and technical merit and

commercial potential of the Phase II application.



PHASE III:  The objective of this phase, where appropriate, is for

the small business concern to pursue with non-SBIR funds the

commercialization of the results of the research or R&D funded in

Phases I and II.



The amount and period of support for SBIR awards are as follows:



PHASE I:  Awards may not exceed $100,000 for direct costs, indirect

costs, and negotiated fixed fee for a period normally not to exceed

six months.



PHASE II:  Awards may not exceed $750,000 for direct costs, indirect

costs, and negotiated fixed fee for a period normally not to exceed

two years, that is, generally, a two-year Phase II project may not

cost more than $750,000 for that project.  A Phase I award must have

been issued in order to apply for a Phase II award.



INQUIRIES



Eligibility requirements, definitions, application procedures, review

considerations, application forms and instructions, and other

pertinent information are contained in the OMNIBUS SOLICITATION OF

THE PUBLIC HEALTH SERVICE FOR SMALL BUSINESS INNOVATION RESEARCH

(SBIR) GRANT AND COOPERATIVE AGREEMENT APPLICATIONS, available from:



MTL, Inc.

13687 Baltimore Avenue

Laurel, MD  20707

Telephone:  (301) 206-9385

FAX:  (301) 206-9722



Following are contact points for discussion of program interests

pertaining to awarding  components participating in the SBIR grant

program:



Dr. Miriam F. Kelty

National Institute on Aging

7201 Wisconsin Avenue, Room 2C-218

Bethesda, MD  20892

Telephone:  (301) 496-9322

FAX:  (301) 402-2945



Dr. Laurie Foudin

National Institute on Alcohol Abuse and Alcoholism

6000 Executive Boulevard

Bethesda, MD  20892

Telephone:  (301) 443-4224

FAX:  (301) 594-0673



Mr. Allan Czarra

National Institute of Allergy and Infectious Diseases

Solar Building, Room 3C28

Bethesda, MD  20892

Telephone:  (301) 496-7291

FAX:  (301) 402-0369



Dr. Michael Lockshin

National Institute of Arthritis and Musculoskeletal and Skin Diseases

Building 31, Room 4C32

Bethesda, MD  20892

Telephone:  (301) 496-0802

FAX:  (301) 480-6069



Dr. Steve Gordon

National Institute of Arthritis and Musculoskeletal and Skin Diseases

Westwood Building, Room 407A

Bethesda, MD  20892

Telephone:  (301) 594-9951

FAX:  (301) 594-9673



Dr. Gladys M. Glenn

Cancer Biology and Diagnosis

National Cancer Institute

Executive Plaza North, Room 500

Bethesda, MD  20892

Telephone:  (301) 496-5307

FAX:  (301) 496-8656



Dr. Jack Gruber

Cancer Etiology

National Cancer Institute

Executive Plaza North, Room 540

Bethesda, MD  20892

Telephone:  (301) 496-9740

FAX:  (301) 496-2025



Dr. Ruthann M. Giusti

Cancer Treatment

National Cancer Institute

Building 31, Room 3A49

Bethesda, MD  20892

Telephone:  (301) 496-6404

FAX:  (301) 496-0826



Dr. Barry Portnoy

Cancer Prevention and Control

National Cancer Institute

Building 31, Room 10A49

Bethesda, MD  20892

Telephone:  (301) 496-1071

FAX:  (301) 496-9931



Ms. Connie Dresser

Interactive Multimedia Technologies for Cancer Prevention

National Cancer Institute

Executive Plaza North, Room 241

Bethesda, MD  0892

Telephone:  (301) 496-0273

FAX:  (301) 496-8675



Ms. Hildegard Topper

National Institute of Child Health and Human Development

Building 31, Room 2A03

Bethesda, MD  20892

Telephone:  (301) 496-0104

FAX:  (301) 402-1104



Ms. Jacqueline P. Downing

National Institute on Drug Abuse

Parklawn Building, Room 10A-55

5600 Fishers Lane

Rockville, MD  20857

Telephone:  (301) 443-1056

FAX:  (301) 443-6277



Dr. Daniel A. Sklare

Division of Communication Sciences and Disorders

National Institute on Deafness and Other Communication Disorders

Executive Plaza South Building, Suite 400-C

Bethesda, MD  20892

Telephone:  (301) 496-1804

FAX:  (301) 402-6251



Dr. Joyce A. Reese

National Institute of Dental Research

Westwood Building, Room 505

Bethesda, MD  20892

Telephone:  (301) 594-7648

FAX:  (301) 594-9720



Mr. John R. Garthune

National Institute of Diabetes and Digestive and Kidney Diseases

Westwood Building, Room 637

Bethesda, MD  20892

Telephone:  (301) 594-7543

FAX:  (301) 594-7594



Dr. Michael J. Galvin, Jr.

National Institute of Environmental Health Sciences

P.O. Box 12233, MD 3-03

Research Triangle Park, NC  27709

Telephone:  (919) 541-7825

FAX:  (919) 541-2843



Dr. Ralph Helmsen

National Eye Institute

Executive Plaza South, Suite 350

Bethesda, MD  20892

Telephone:  (301) 496-5301

FAX:  (301) 402-0528



Dr. Michael R. Martin

National Institute of General Medical Sciences

Westwood Building, Room 936

Bethesda, MD  20892

Telephone:  (301) 594-7753

FAX:  (301) 594-7731



Dr. David Robinson

Division of Heart and Vascular Diseases

National Heart, Lung, and Blood Institute

Federal Building, Room 416

Bethesda, MD  20892

Telephone:  (301) 496-5656

FAX:  (301) 402-3508



Dr. John T. Watson

Devices and Technology Branch

Division of Heart and Vascular Diseases

National Heart, Lung, and Blood Institute

Federal Building, Room 312A

Bethesda, MD  20892

Telephone:  (301) 496-1586

FAX:  (301) 480-6282



Dr. Thomas Blaszkowski

Division of Epidemiology and Clinical Applications

National Heart, Lung, and Blood Institute

Federal Building, Room 208A

Bethesda, MD  20892

Telephone:  (301) 496-1841

FAX:  (301) 496-0075



Dr. Carol Vreim

Division of Lung Diseases

National Heart, Lung, and Blood Institute

Westwood Building, Room 6A16

Bethesda, MD  20892

Telephone:  (301) 594-7430

FAX:  (301) 594-7408



Dr. George Nemo

Division of Blood Diseases and Resources

National Heart, Lung, and Blood Institute

Federal Building, Room 504

Bethesda, MD  20892

Telephone:  (301) 496-1537

FAX:  (301) 496-4843



Dr. Paul Didisheim

National Heart, Lung and Blood Institute

Federal Building, Room 312

Bethesda, MD  20892

Telephone:  (301) 496-1586

FAX:  (301) 480-6282



Michael F. Huerta, Ph.D.

Division of Neuroscience and Behavioral Science

National Institute of Mental Health

Parklawn Building, Room 11-103

Rockville, MD  20857

Telephone:  (301) 443-5625

FAX:  (301) 443-4822

Internet:  HMI@CU.NIH.GOV



Dr. Judith Laughlin

National Institute of Nursing Research

Westwood Building, Room 738

Bethesda, MD  20892

Telephone:  (301) 594-7493

FAX:  (301) 594-7603



Mr. Edward Donohue

National Institute of Neurological Disorders and Stroke

Federal Building, Room 1016

Bethesda, MD  20892

Telephone:  (301) 496~4188

FAX:  (301) 402-4370



Dr. William Heetderks

National Institute of Neurological Disorders and Stroke

Federal Building, Room 9C02

Bethesda, MD  20892

Telephone:  (301) 496-5745

FAX:  (301) 402-1501



Dr. Mary Ann Markwell

National Center for Research Resources

Westwood Building, Room 8A15

Bethesda, MD  20892

Telephone:  (301) 594-7934

FAX:  (301) 594-9187



Dr. Cynthia L. Pond

National Center for Research Resources

Westwood Building, Room 857

Bethesda, MD  20892

Telephone:  (301) 594-7933

FAX:  (301) 594-9149



Dr. Louise E. Ramm

National Center for Research Resources

Westwood Building, Room 854

Bethesda, MD  20892

Telephone:  (301) 594-7906

FAX:  (301) 594-9121



Dr. Dorothy D. Sogn

National Center for Research Resources

Westwood Building, Room 10A07

Bethesda, MD  20892

Telephone:  (301) 594-7945

FAX:  (301) 594-7929



Dr. Abraham Levy

National Center for Research Resources

Westwood Building, Room 10A11

Bethesda, MD  20892

Telephone:  (301) 594-7947

FAX:  (301) 594-9153



Dr. Richard DuBois

National Center for Research Resources

Westwood Building, Room 8A15

Bethesda, MD  20892

Telephone:  (301) 594-7934

FAX:  (301) 594-9187



Dr. Bettie J. Graham

Mapping Technology

National Center for Human Genome Research

Building 38A, Room 610

Bethesda, MD  20892

Telephone:  (301) 496-7531

FAX:  (301) 480-2770

E-Mail:  Bettie_Graham@occshost.nlm.nih.gov



Dr. Carol A. Dahl

Sequencing Technology

National Center for Human Genome Research

Building 38A, Room 610

Bethesda, MD  20892

Telephone:  (301) 496-7531

FAX:  (301) 480-2770

E-Mail:  Carol_Dahl@occshost.nlm.nih.gov



Dr. David Benton

Informatics

National Center for Human Genome Research

Building 38A, Room 610

Bethesda, MD  20892

Telephone:  (301) 496-7531

FAX:  (301) 480-2770

E-Mail:  David_Benton@occshost.nlm.nih.gov



Dr. Eric T. Juengst

Ethical, Legal and Social Implications of Human Genome Research

National Center for Human Genome Research

Building 38A, Room 610

Bethesda, MD  20892

Telephone:  (301) 496-7531

FAX:  (301) 480-2770

E-Mail:  Eric_Juengst@occshost.nlm.nih.gov



Mr. Peter Clepper

National Library of Medicine

Building 38A, Room 5S518

Bethesda, MD  20894

Telephone:  (301) 496-4221

FAX:  (301) 402-0421



Dr. Roy Fleming

National Institute for Occupational Safety and Health

Centers for Disease Control and Prevention

1600 Clifton Road, NE, Mail Stop D30

Atlanta, GA  30333

Telephone:  (404) 639-3343

FAX:  (404) 639-2196



Mr. Ted Jones

National Center for Injury Prevention and Control

Centers for Disease Control and Prevention

4770 Buford Highway, NE, Mailstop F-36

Atlanta, GA  30341-3724

Telephone:  (404) 488-4824

FAX:  (404) 488-4422



Mr. Greg Jones

National Center for Infectious Diseases

Centers for Disease Control and Prevention

1600 Clifton Road, NE, Mailstop C-19

Atlanta, GA  30333

Telephone:  (404) 639-2434

FAX:  (404) 639-1525



Victoria F. Westberg

National Center for Prevention Services

Center for Disease Control and Prevention

1600 Clifton Road, NE, Mailstop E07

Atlanta, GA  30333

Telephone:  (404) 639-1823

FAX:  (404) 639-8601



Dr. Tom Sinks

Division of Environmental Hazards and Health Effects

National Center for Environmental Health

4770 Buford Highway NE, Mailstop F-28

Atlanta GA  30341-3724

Telephone:  (404) 488-7350

FAX:  (404) 488-7335



Dr. Richard A. Lasco

National Center for Chronic Disease Prevention and Health Promotion

Centers for Disease Control and Prevention

4770 Buford Highway NE, Mailstop K-46

Atlanta, GA  30341-3724

Telephone:  (404) 488-5428

FAX:  (404) 488-5964



David E. Adcock

Public Health Practice Program Office

Centers for Disease Control and Prevention

1600 Clifton Road, NE, Mailstop E20

Atlanta, GA  30333

Telephone:  (404) 639-1960

FAX:  (404) 639-1989



Ms. Olia Hopkins

Division of Contracts and Grants Management

Food and Drug Administration

Parklawn Building, Room 320

Rockville, MD  20857

Telephone:  (301) 443-6170

FAX:  (301) 594-6577



.


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