Full Text RR-97-001 EXTRAMURAL RESEARCH FACILITIES CONSTRUCTION PROJECTS NIH GUIDE, Volume 25, Number 37, November 1, 1996 RFA: RR-97-001 P.T. 34 Keywords: Animal Breed. & Facil., Scientific National Center for Research Resources Letter of Intent Receipt Date: December 20, 1996 Application Receipt Date: January 24, 1997 PURPOSE The National Center for Research Resources (NCRR) is authorized under Public Law (PL) 103-43, Sections 481A and 481B of the Public Health Service Act (PHS), as amended by the National Institutes of Health (NIH) Revitalization Act, to "make grants to public and nonprofit private entities to expand, remodel, renovate or alter existing research facilities or construct new research facilities" for biomedical and behavioral research and research training. The Fiscal Year 1997 appropriation for the NIH includes $20 million in the budget of the NCRR for extramural facilities construction grants to be awarded competitively, with special provisions made for institutions of emerging excellence, designated under section 739 of the PHS Act as revised in PL 102-408, and the Regional Primate Research Centers (RPRCs). The NCRR is issuing this Request for Applications (RFA) RR-97-001 for support of construction and renovation of facilities for biomedical and behavioral research and research training. ELIGIBILITY REQUIREMENTS Under Section 481A of the PHS Act, domestic, non-Federal, public and private non-profit institutions, organizations, and associations that conduct or support biomedical or behavioral research are eligible to apply, including, for example, allied health professional schools. Racial/ethnic minority individuals, women, and persons with disabilities are encouraged to apply as Principal Investigators. Applications are particularly encouraged from institutions of emerging excellence as defined in the PHS Act, Section 739 as amended by PL 102-408. An institution may submit only one application in response to this RFA; however, applications from RPRCs or recipients of Fiscal Year 1996 PHS Centers of Excellence Awards do not count against the one application limit. Two components of the same institution, e.g., a medical school and a dental school, even if separated geographically, may not submit separate applications. MECHANISM OF SUPPORT This RFA is a one-time solicitation that will use the NIH research facilities construction grant (C06). Responsibility for the planning, direction, and execution of the proposed project will be solely that of the applicant. The total project period for an application submitted in response to this RFA may not exceed one year and no indirect costs or continuation costs will be awarded. The anticipated award date is September 30, 1997. Matching funds will be required for the specific project awarded. Under Section 481A, up to 50 percent of the necessary and allowable costs of a project may be awarded, or 40 percent of costs proportionate to use in a multi-purpose facility. Under Section 481B, RPRCs may receive up to 80 percent of necessary and allowable costs. The maximum award amount will be $1.5 million for applications from RPRCs, and institutions of emerging excellence under section 739 of the PHS Act as amended by PL 102-408, and $1.0 million for other applicant institutions. A description of the sources of non-Federal funding for the project (both matching funds and funds needed to complete the total project ) must be provided with the application. Applications proposing a Federal share of less than $500 thousand or more than the maximum award amount specified above will not be accepted. Because the nature and scope of the activities proposed in response to this RFA may vary, it is anticipated that the size of an award will vary also. FUNDS AVAILABLE Based on the Fiscal Year 1997 budget, up to $20 million will be available for this initiative. Twenty-five percent of these funds are targeted for institutions of emerging excellence, and $2.5 million of the total amount available is set aside for the purpose of improving the research facilities of the RPRCs as outlined in Section 481B of Title IV of the PHS Act as amended. It is anticipated that approximately 15 new awards at different levels will be made. RESEARCH OBJECTIVES The main objective of this program is to facilitate the conduct and enhancement of PHS-supported biomedical and behavioral research by supporting the costs of designing and constructing non-Federal basic and clinical research facilities to meet the biomedical or behavioral research, research training, or research support needs of an institution or a research area at an institution, and for the purchase of essential associated fixed research equipment. Applications are particularly encouraged from institutions of emerging excellence as defined in the PHS Act, Section 739 as amended by PL 102-408. Applications for genetic research facilities from institutions with demonstrated expertise in human genetics are also encouraged. Facility construction that may be supported under this program includes construction of new facilities, additions to existing buildings, completion of uninhabitable "shell" space in new or existing buildings, and major alterations and renovations. Support for instrumentation or equipment that usually would be requested as part of a research project grant will not be provided, and neither land acquisition nor off-site improvements will be supported. LETTER OF INTENT Prospective applicants are asked to submit, by December 20, 1996, a letter of intent that includes a brief description of the type of facility proposed and the areas of research or research support to be conducted in the proposed facility, the name, address, and telephone number of the Principal Investigator, and the number and title of the RFA in response to which the application may be submitted. Although a letter of intent is not required, is not binding, and does not enter into the review of a subsequent application, the information that it contains allows NCRR staff to estimate the potential review workload and avoid conflict of interest in the review. The letter of intent is to be sent to: Dr. Charles L. Coulter Research Facilities Improvement Program National Center for Research Resources 6705 Rockledge Drive, Room 6142 - MSC 7965 Bethesda, MD 20892-7965 Telephone: (301) 435-0766 Email: charlesc@ep.ncrr.nih.gov APPLICATION PROCEDURES Applicants must use Standard Form 424, "Application for Federal Assistance." Application forms and special instructions for completing them must be requested from the program official listed under INQUIRIES. Individuals considering applying are advised to consult with appropriate officials at their institution before completing the application forms. Submit a signed, typewritten original of the application, including appendices, and one signed photocopy, including appendices, in one package to: DIVISION OF RESEARCH GRANTS NATIONAL INSTITUTES OF HEALTH 6701 ROCKLEDGE DRIVE, ROOM 1040 MSC 7710 BETHESDA, MD 20892-7710 BETHESDA, MD 20817 (express/courier) At the time of submission, one additional copy of the application (with appendices, if any) must be sent under separate cover to: Dr. D.G. Patel Office of Review National Center for Research Resources 6705 Rockledge Drive, Room 6018 - MSC 7965 Bethesda, MD 20892-7965 Email: dgpatel@ep.ncrr.nih.gov Applications must be received by January 24, 1997. If an application is received after that date, it will be returned to the applicant without review. The Division of Research Grants (DRG) will not accept any application in response to this RFA that is essentially the same as one currently pending initial review, unless the applicant withdraws the pending application. o Intergovernmental Review -- Executive Order 12372 Applicants are required to comply with Executive Order (E.O.) 12372 as supplemented by DHHS 45 CFR Part 100, Intergovernmental Review of Department of Health and Human Services Programs and Activities. E.O. 12372 sets up a system for State and local government review of proposed Federal assistance applications. Applicants (other than federally-recognized Indian tribal governments) should contact their State Single Point of Contact (SPOCs) as early as possible to alert them to the prospective applications and receive any necessary instructions on the State process. For proposed projects serving more than one State, the applicant is advised to contact the SPOC of each affected State. A current list of SPOCs is included in the application kit. The SPOC must be given 60 days to review a construction grant application. Applicants are to provide the SPOC with a copy of the application NOT LATER THAN the time the application is submitted to the Division of Research Grants, NIH. Applications submitted to NIH in response to this solicitations must contain either SPOC comments or documentation indicating the date on which the application was submitted to the SPOC for review. The SPOC comment period ends 60 days after the application receipt date. The granting agency does not guarantee to "accommodate or explain" for State process recommendations it receives after that date. All SPOC comments must be forwarded to both the applicant and to the NCRR contact given below. If comments are provided by the SPOC, the applicant may wish to submit to the NIH a statement of its reaction to the comments and any appropriate changes to its application. If no response is received from the SPOC by the end of the 60 days allotted for review of the application, the applicant must notify the NIH that no response was received. o Public Disclosure Applicants must also make a public disclosure of the project by publication and describe its environmental impact at the time the SPOC is notified. It is suggested that the notice be published in a large-circulation newspaper in the area. This public disclosure is required by Section 102 of the National Environment Policy Act (NEPA) of 1969 and by Federal Executive Order 11514. One example of a suitable disclosure statement follows: "PUBLIC NOTICE" "Notice is here by given that the Uptown Medical School proposes to construct additional space, partially utilizing Federal funds. The proposed construction project is the addition of 2,700 square feet connected to the existing Allen Building, which is located 5333 Main Street, Downtown, Ohio. "The Medical School has evaluated the environmental and community impact of the proposed construction. There will be construction noise and increased construction traffic during the construction period. No significant permanent environmental impacts are foreseen. All building permits and zoning approvals have been obtained. In accordance with Federal Executive Order 11514, which implements the NEPA of 1969, any individual or group may comment on, or request information concerning, the environmental implications of the proposed project. Communications should be addressed to the Office of Planning, Uptown Medical School, and be received by (date). The Federal grant application may be reviewed at the Office of the Dean, school of Medicine, 5333 Main Street, during working hours." o Design Standards Design requirements are imposed to protect the health and safety of persons using the proposed facility, assure that the new facility is accessible to and useable by the physically handicapped, control the project's impact on the natural environment, conserve energy resources, achieve economy in construction costs, and protect against natural disasters such as earthquake and flood. REVIEW CONSIDERATIONS Upon receipt, applications will be reviewed for completeness by the Division of Research Grants and responsiveness by NCRR. Those applications judged to be unresponsive, incomplete, or ineligible will be returned to the applicant. Applications that are complete and responsive will be reviewed for scientific and technical merit by the Scientific and Technical Review Board on Biomedical and Behavioral Research Facilities established for this purpose by the NCRR. The second level of review will be conducted by the National Advisory Research Resources Council. As part of the initial merit review, a process may be used by the initial review group in which applications will be determined to be competitive or non-competitive based on their scientific merit relative to other applications received in response to the RFA. Applications judged to be competitive will be discussed and assigned a priority score. Applications determined to be non-competitive will be withdrawn from further considerations and the Principal Investigator and the official signing for the applicant organization will be notified. Review Criteria Applications will be evaluated on the basis of criteria intended to assess the following overall questions: (1) How will the proposed change in the research environment facilitate the applicant institution's ability to conduct, expand, improve, or maintain biomedical/behavioral research? (2) How will the proposed project meet national unmet health needs for biomedical/behavioral research, research training and/or research support facilities? Thus, reviewers will consider the following factors: o The impact of the proposed construction on existing and future PHS-supported biomedical and behavioral research, research training and/or research support activities. o For institutions with limited PHS support, the impact of the proposed construction on the planned advancement or expansion of the research and research training activities. o Appropriateness and suitability of the proposed facilities, including safety and biohazard aspects, for the research to be conducted and/or research support and training to be provided. o Specific deficiencies in the existing research facilities that would be remedied and the impact of the proposed project on current and future research activities. o The appropriateness of the proposed physical location and layout of the new facility and the reasonableness of the proposed time-course, cost and sequence for the construction. o Adequacy of the proposed administrative arrangements with respect to institutional commitment to use the space for biomedical/behavioral research, research training and/or research support and the capabilities of the Principal Investigator and staff for scientific and fiscal administration of the facility. AWARD CRITERIA Factors considered in making awards include the merit of the proposal; the needs of the institution, with special consideration for institutions designated as institutions of emerging excellence and for RPRCs; the commitment of the institution; the availability of funds; and overall programmatic priorities including geographic distribution of the awards. Award Conditions Prior to award, an applicant must provide an assurance that required matching funds are available and that additional funds have been secured to meet project costs in excess of the Federal award and non-Federal matching amounts. Advertisement for construction bids and construction can be initiated only after receipt of the construction grant award and subsequent approval of the working drawings and specifications by NIH staff. Early in the design process, applicants are encouraged to review the "Public Health Service Grants Policy Statement," DHHS Publication No. (OASH) 94-50,000 (Rev.) April 1, 1994 as updated; the sections related to public policy requirements and construction are particularly relevant. NO REQUESTS TO INITIATE CONSTRUCTION, CONSISTENT WITH PUBLIC HEALTH SERVICE POLICY, WILL BE ENTERTAINED PRIOR TO RECEIPT OF A CONSTRUCTION GRANT AWARD FROM NIH AND SUBSEQUENT APPROVAL OF WORKING DRAWINGS AND SPECIFICATIONS BY NIH STAFF. The Principal Investigator should be a highly placed institutional official, at the level of Dean or equivalent, who has the responsibility for allocation of space for the program(s) of biomedical or behavioral research and research training addressed in the submitted application. The facility must be utilized for biomedical or behavioral research purposes for which it was constructed for at least 20 years beginning 90 days following completion of the construction project. The NIH staff will evaluate use of the facility periodically to assure its continued use for the approved purposes. Failure to comply with the 20 year utilization requirement will result in recovery of the Federal share of the value of the facility in accordance with Federal Regulation 45 CFR 74.32. INQUIRIES Inquiries concerning this RFA are encouraged. A technical workshop to assist applicants unfamiliar with the requirements for extramural construction applications and to clarify any issues or questions from potential applicants will be held on December 8-9, 1996 in Bethesda, MD. For additional information regarding the workshop, please call (301) 435-1302. A summary of the presentations and issues discussed will be provided upon request for those unable to attend. Direct inquiries regarding programmatic issues, requests for application Standard Form 424 and special application instructions, and SPOC comments, if any, to: Dr. Charles L. Coulter Research Facilities Improvement Program National Center for Research Resources 6705 Rockledge Drive, Room 6142 - MSC 7965 Bethesda, MD 20892-7965 Telephone: (301) 435-0766 FAX: (301) 480-3770 Email: charlesc@ep.ncrr.nih.gov AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal domestic Assistance No. 93.214. Awards are made under authorization of the Public Health Service Act, Title IV, Part A (Public Law 78-410, as amended by Public Law 99-158 and Public Law 103-43, 42 USC 241, 285, and 481) and administered under PHS grants policies and Federal Regulations 42 CFR 52 and 45 CFR Part 74. Applicants are required to comply with Executive Order 12372 as supplemented by DHHS 45 CFR Part 100, Intergovernmental Review of Health and Human Services Programs and Activities. The PHS strongly encourages all grant and contract recipients to provide a smoke-free workplace and promote the non-use of all tobacco products. In addition, Public Law 103-227, the Pro-Children Act of 1994, prohibits smoking in certain facilities (or in some cases, any portion of a facility) in which regular or routine education, library, day care, health care or early childhood development services are provided to children. This is consistent with the PHS mission to protect and advance the physical and mental health of the American people. .
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