Full Text HL-93-016 COMMUNITY INTERVENTION TO REDUCE MYOCARDIAL INFARCTION DELAY NIH GUIDE, Volume 22, Number 22, June 18, 1993 RFA: HL-93-016-P P.T. 34 Keywords: Cardiovascular Diseases Community/Outreach Programs Health and Safety Education Treatment, Medical+ National Heart, Lung, and Blood Institute Letter of Intent Receipt Date: October 12, 1993 Application Receipt Date: December 21, 1993 PURPOSE The Division of Epidemiology and Clinical Applications (DECA) invites applications for cooperative agreements with the National Heart, Lung, and Blood Institute (NHLBI) for an estimated six Field Sites and one Coordinating Center for a collaborative multicenter study on Community Intervention to Reduce Myocardial Infarction Delay. The primary objective of this research program is to evaluate the impact of community educational interventions on patient delay time from onset of symptoms and signs of an acute myocardial infarction (AMI) to seeking care for treatment. Other research objectives are to study the impact of community educational interventions on use of Emergency Medical Services and Emergency Departments, on thrombolytic therapy, and on AMI case fatality. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This Request for Applications (RFA), Community Intervention to Reduce Myocardial Infarction Delay, is related to the priority areas of heart disease and educational and community-based programs. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001-00474-0) or "Healthy People 2000" (Summary Report: Stock No. 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202-783-3238). ELIGIBILITY REQUIREMENTS Applications may be submitted by any domestic for-profit or non-profit organization. Any international component of a domestic application must be minor in its magnitude and critical in what it would contribute. Applications from minority individuals and women are encouraged. Awards for a Field Center and Coordinating Center under this RFA will not be made to the same Principal Investigator (PI) or team of investigators to ensure that data analysis is done independently of data acquisition. The same institution may apply for both a Field Site and the Coordinating Center award, but the applications for each must be from different individuals. MECHANISM OF SUPPORT The administrative and funding mechanism to be used to undertake this program will be a cooperative agreement (U01), which is an "assistance" mechanism, rather than an "acquisition" mechanism. Under the cooperative agreement, the NIH purpose is to support and/or stimulate the recipient's activity by collaborating and otherwise working jointly with the award recipient in a partner role, but it is not to assume direction, primary responsibility, or a dominant role in the activity. Details of the responsibilities, relationships, and governance of a study funded under a cooperative agreement are discussed under the section Terms and Conditions of Award. See also FUNDS AVAILABLE below. FUNDS AVAILABLE It is estimated that four to eight awards for Field Sites and one award for a coordinating center will be made under this RFA. Approximately $11,400,000 (including direct and indirect costs) will be available over the four year period, including approximately $2,000,000 during the first year for the Field Sites and $500,000 for the Coordinating Center. Awards and level of support are dependent on the receipt of a sufficient number of applications of high scientific merit. Because the nature and scope of the research proposed in response to this RFA may vary, it is anticipated that the size of awards will vary also. Although this program is provided for in the financial plans of the NHLBI awards pursuant to this RFA are contingent upon the availability of funds for this purpose. The total project period for applications submitted in response to the present RFA may not exceed four years. The anticipated award date is July 1, 1994. At this time the NHLBI anticipates that there will not be a renewed competition after four years. If the NHLBI does not continue the program, awardees may submit grant applications through the usual investigator-initiated grants program. RESEARCH OBJECTIVES Background Despite the decline in coronary heart disease (CHD) mortality, the U.S. continues to have high ischemic heart disease mortality rates when compared with other countries (WHO 1988). High mortality persists despite technologic advances in available treatments for CHD, including cardiopulmonary resuscitation and defibrillation for cardiac arrest, thrombolytic therapy, aspirin, and beta blockade, and despite efforts at primary prevention (ACC/AHA 1990). Approximately 1.25 million persons experience a myocardial infarction in the United States each year, and about 500,000 deaths due to CHD occur each year, about one-half of which occur suddenly (within 1 hour of onset of symptoms) (NHLBI 1992). Since the advent of thrombolytic therapy, early treatment holds particular promise for decreasing the high mortality from CHD. Clinical trials have shown that thrombolytic therapy can reduce mortality by 25 percent for patients treated within the first few hours of AMI symptoms (Yusuf et al. 1990). Pooled data from nine trials indicate that treatment any time from zero to 24 hours after symptom onset results in lowered mortality rates, with the greatest reduction in those treated before 6 hours (Grines & DeMaria, 1990). The earlier the treatment is started after symptom onset, the greater the reduction in mortality (GISSI 1986, ISIS-2 1987). In the first two hours following onset of symptoms, there is a steep decline in the curve of time to reperfusion versus benefit; the mortality reduction within these first two hours of symptom onset is thought to be predominantly a result of myocardial salvage (Braunwald 1989; Califf et al. 1989; Koren et al. 1985). Delay in Seeking Treatment for AMI Symptoms Not everyone who has an AMI who potentially could benefit from receiving thrombolytic therapy receives such therapy. One contributing factor is that many do not seek emergency care in a timely manner. Studies of prehospital time show substantial delay times from symptoms to hospital arrival, with means ranging from 4.6 hours (Moss et al., 1969) to 21-24 hours (Cooper et al. 1986) and medians ranging from 2 hours (Turi et al. 1986, Rawles & Haites 1988, Leitch et al. 1989) to 6.4 hours (Cooper et al. 1986). Transport time of the EMS is estimated to average from 7 to 22 minutes (Schroeder et al. 1978, Weilgosz et al. 1988, Gillum et al. 1976), making a large proportion of prehospital delay attributable to patient recognition and action. Because some individuals wait many hours to days before seeking medical care for symptoms, mean delay times are significantly longer than median delay times in all reported studies (Hackett & Cassem, 1969, Schroeder et al. 1978, Cooper et al. 1986, Rawles & Haites, 1988, Wielgosz et al. 1988, Hofgren et al. 1988). A variety of factors have been associated with delay times, but findings are often inconsistent across studies, perhaps due to different study populations, methods of data collection, or definitions. Characteristics of the symptoms (severity and suddenness of chest pain), of the patients (age, gender, race, socio-economic status), of the patient's medical history (past history of MI, CHD, related conditions), and of actions taken by the patient (consultation with others) have been examined as possibly related to delay time. The literature suggests that sudden onset pain is associated with shorter delay times, and older age, female gender, African-American race, and consultation with others about symptoms are associated with longer delay times. Although severity of chest pain has had no effect on delay time in some reports (Hofgren et al. 1988, Maynard et al. 1989), an inverse relationship between symptom severity and delay times has been cited (Hackett and Cassem 1969). Others have reported reduced delay times when patients experience chest pain suddenly (Alonzo 1986, Schmidt & Borsch 1989). The relationship between existing CHD or past medical history and delay time has not been in the direction one might expect. A finding across several studies is that a history of prior MI does not decrease delay times (Hofgren et al. 1988, Maynard et al. 1989, Schroeder et al. 1978, Moss et al. 1969, Turi et al. 1986, Hackett & Cassem 1969). The presence of angina either has no effect (Wielgosz et al. 1988, Moss et al. 1969, Turi et al. 1986) or is associated with longer delay time (Schroeder et al. 1978, Simon et al. 1972). Both chronic stable angina (Schroeder et al. 1978) and angina increasing in severity (Simon et al. 1972) are associated with longer delay times. The high risk conditions of congestive heart failure (Moss et al. 1969), diabetes mellitus (Turi et al. 1986, Moss & Goldstein 1970), and hypertension (Moss et al. 1969, Turi et al. 1986) variably affect delay times. Some researchers report that age is not associated with delay (Wielgosz et al, Gilchrist 1973, Simon et al. 1972, Matthews et al. 1983), while others have found older age to be associated with longer delay (Turi et al. 1986, Maynard et al. 1989, Rawles & Haites 1988). Turi et al. (1986) found that women delay longer than men in seeking medical care for AMI symptoms and Alonzo (1986) reported slightly increased delay times to medical evaluation for women. Other investigators have found no relationship between gender and delay (Moss & Goldstein 1970, Maynard et al. 1989, Schroeder et al. 1978, Wielgosz et al. 1988, Hackett & Cassem 1969, Simon et al. 1972, Gilchrist 1973, Matthews et al. 1983). In three studies, African-Americans were reported to have increased delay times (Cooper et al. 1986, Alonzo 1986, Clark et al. 1992). The longer mean delay time in the Clark et al. (1992) study was due to a high percentage of patients with delays longer than 24 hours in blacks and Hispanics. Other racial groups have not been studied adequately. Investigators who have examined the effect of socioeconomic status on pre-hospital delay have concluded it has no effect (Wielgosz et al. 1988, Hackett & Cassem 1969, Gilchrist 1973, Matthews et al. 1983), yet in one study, low income was an independent predictor of increased pre-hospital delay (Schmidt & Borsch 1989). Education level has not been associated with delay time (Wielgosz et al. 1988, Moss et al. 1969, Turi et al. 1986, Simon et al. 1972, Schmidt & Borsch 1989, Moss & Goldstein 1970). Consulting with a spouse or unrelated individuals is associated with significant higher delay times (Alonzo 1986), as is consulting with a physician (Leitch et al. 1989). Finally, self-treatment for symptoms results in a significant increase in delay (Turi et al. 1986). Interventions to Reduce Delay Time Educational interventions to reduce delay time in seeking treatment for symptoms and signs of AMI have been promising, but the studies suffer from numerous problems making the reported results difficult to interpret. Most of the interventions have not tailored interventions to characteristics of those more likely to delay seeking treatment. Most of the studies have limited internal validity because they used pre-to-post intervention measurement with no control or comparison group, making the magnitude and significance of impact from the intervention difficult to determine. In addition, most of the studies were conducted in countries other than the U.S where there are quite different health-care systems, so that applicability to the health-care situation in the U.S. is questionable. A campaign in Nottingham, Britain was conducted to encourage early reporting in over 13,000 men and women age 40 registered with three general medical practices. Patients from the intervention practices reported chest pain earlier than patients in 10 comparison practices. There was, however, a lower percentage of definite and probable AMIs among the calls received by the "Heartwatch" line than calls received by the patients' own doctors, implying that patients responded to the advice to call early, but were more likely to call their own physician than the special number (Rowley et al. 1982). A radio and television campaign in Canada was associated with a higher percentage of patients presenting to the ED within two hours after onset of symptoms. Delay time for men decreased during and after the campaign, but for women increased (Mitic & Perkins, 1984). There was no comparison community. A public education campaign in Sweden used mass media to instruct the general population and patients to dial 90,000 to call for an ambulance for chest pain longer than 15 minutes (Herlitz et al. 1989, 1991). For patients with confirmed AMI, median delay time was reduced from 3 hours to 2 hours-20 minutes, and the distribution of delay times shifted significantly downward. The percentage of AMI patients who received thrombolysis increased, and the estimated infarct size was reduced significantly, but mortality was not affected (Blohm et al., 1992). There was no comparison community. An educational program in Australia resulted in the percentage of patients admitted to a coronary care unit within four hours of the symptom onset increasing from 40-50 percent in the mid-1970s to about 55 percent after a public education media campaign (O'Rourke et al. 1989). The effects dwindled after the campaign was discontinued. There was no comparison community. A public education program in King County, Washington reported a reduction in median time from symptom onset to ED arrival from 2.6 hours to 2.3 hours, with no change in the number of patients who arrived within 2 hours and a slight decline in those who arrived from two to six hours after the onset of symptoms (Ho et al. 1989). There was a significant increase in the proportion of patients who heard new information on AMI following the campaign, but no change in the rate of EMS use. There was no comparison community. In a community-wide media campaign on delay times for suspected AMI in the Heidelberg, Germany area, the rate of hospital admission within four hours of symptom onset rose from 48 to 81 percent, and the median delay was reduced from 4 hours to 3.2 hours (Rustige et al. 1990). Moses et al. (1991) found that a two-year public education campaign in Jacksonville, Illinois resulted in a statistically nonsignificant increase in the number of ED visits during the three-year study and no change in time from onset of symptoms to ED arrival. There was no comparison community. Currently, Eisenberg et al. in King County, Washington are investigating the effect of mass media and household mailings to residents over 50 years of age and targeted interventions to high-risk patients. The attempt is to reduce the time between symptom onset and presentation to the ED and to increase the percentage of individuals calling 911. The interventions began in December 1991 and will proceed for 12 months. The project will monitor all ED visits for chest pain, all admissions to the coronary care units in the 16 area hospitals, and all 911 calls for complaints of chest pain (Eisenberg, personal communication). One study examined the effect of public education programs on ambulance and ED utilization for individuals presenting to the ED with chest pain. There was a marked increase in the number of patients with chest pain arriving at the ED during the first week of the campaign, with the greatest increase in patients with chest pain in whom AMI was not suspected; the number of these patients decreased after the first week (Herlitz et al. 1991). The effects of public education campaigns on use of the EMS or ED, however, remains unanswered. Identified Need Because of the importance of early treatment of evolving AMIs in order to reduce morbidity and mortality, the evidence that many people experiencing AMI symptoms often delay seeking treatment for a variety of reasons, and the paucity of controlled studies of methods to decrease the delay time between symptoms and seeking medical care, the NHLBI has identified a need for further research in this area. In addition, examination of the impact of educational campaigns on the use of EMS and EDs is needed. Intervention approaches targeting community populations need to be developed based on scientific rationales and to be evaluated using scientific methodology to determine their effectiveness and impact. Objectives and Scope The objective of this program is to develop and evaluate the effectiveness and impact of community-based education to reduce delay time for symptoms and signs of AMI. The focus is on decreasing the delay between symptom onset and contact with the health-care system by decreasing delay time associated with patient recognition and action. To address the objective of this program, the proposed research should include, at a minimum, three components: (1) a community-based educational intervention that has the goal of decreasing delay time associated with patient recognition and action, (2) a study design utilizing control or comparison communities to enhance internal validity, and (3) measurement of delay time from AMI symptom onset to contact with the health-care system (for example, arrival at the hospital ED). Details of the intervention, study design, and measurement are in the hands of the investigators. One strategy of collaborative research to address the objective of this RFA is outlined. Applicants may propose other strategies and awardees may collaboratively develop a study protocol with different study design, intervention, and/or measurement than is described in this RFA, as long as the purpose of the RFA is met. To assure that there is at least one mutually acceptable strategy that the collaborative group deems worthy of development into a final protocol, each applicant is asked to address the research strategy cited in this RFA. However, applicants are free to propose additional or alternate strategies to be considered. Participating institutions will collaborate to develop and then follow a uniform study protocol with standardized study design, data collection procedures, and intervention approaches. The collaborative protocol will be developed during the first year of the study by the Steering Committee of the study, which will be composed of the awardees and the NHLBI Project Scientist. The protocol will be subject to peer review by an uninvolved expert group. The study will proceed into its implementation phase only with the concurrence of the awardees and the NHLBI. The strategy of collaborative research is envisioned to be a multicenter controlled community trial where the community is the unit of assignment and of analysis. This could be accomplished by each Field Site studying one or more pair(s) of communities matched on demographic and other characteristics, with one of each pair randomly assigned to intervention and one to control condition. The intervention is envisioned as a multifactorial, community-based educational intervention. The primary measure of impact is anticipated to be change in delay time from symptom onset to arrival at the hospital ED, using a clinically meaningful measure of delay time such as median delay time or proportion of patients seen within a certain specified time frame after symptom onset. Other measures of the impact on the EMS and ED systems also are expected to be evaluated; examples include the use of the EMS system for symptoms of an AMI, use of the ED for cardiac and noncardiac chest pain, delivery of thrombolytic therapy, and mortality. Because of the early stage of research in this area, data are not available to estimate with accuracy the sample size of communities for a community trial of educational interventions on delay time. However, NHLBI estimates that 16 to 20 study communities (8 to 10 intervention communities, each with a matched comparison community) probably would provide reasonable power to detect differences in delay time that are clinically meaningful and that are possible based on the intervention literature to date. This size study would require 4 to 8 Field Sites, depending on the number of communities per Field Site, and one Coordinating Center. Additional Factors To Consider in the Application This section contains information to help in the development of applications and is not intended to represent requirements for funding. Consideration of these issues, however, should help strengthen applications. Applications will be strengthened by describing the available communities from which the study communities can be selected, including demographics, hospitals and their catchment areas, EMS services, community organizations, and other characteristics that are relevant to interventions and measurements being proposed. Baseline data collected during the first year of the study, including data on baseline delay times, may be proposed as a selection criterion for the study communities. Alternately, specific study communities may be proposed at the outset. If more than one pair of study communities is proposed, the pairs should be independent of each other, for example by sufficient geographic separation, in order to meet statistical assumptions for independence needed for analysis of a community trial. Communities within each pair should be selected to avoid contamination of intervention and measurement, for example by assuring that the intervention program will be restricted to the intervention community and that the EMS system and hospital ED catchment areas do not overlap. The size of each community should be adequate to provide enough events of interest. An estimated 300 to 500 events (i.e., cases of "rule-out AMI") in each community should provide reasonable estimates of delay time; this would most likely require a population of 50,000 or more. Communities should have one or more hospital and an EMS system from which to obtain data. To assure comparability of communities with respect to availability of EMS services, the 911 emergency phone system should be in place at the time of application. Communities could be selected by a variety of different approaches. For example, a two-county area could be designated as one community so that rural populations with sparse populations could be included. Communities within a metropolitan area could be proposed, but evidence that they are distinct and do not overlap would help assure reviewers that intervention and measurement contamination will not occur. Selection of ethnically diverse communities for study is encouraged. Letters of support from community organizations, EMS systems, media, and other entities proposed to be involved in intervention and/or measurement will be helpful in determining the feasibility of conducting the study in the proposed communities. The study design is envisioned as a multicenter community trial with community as the unit of assignment and analysis. An example of how this design could be implemented is for each Field Site to propose one or more pair(s) of communities, matched on demographic and other characteristics related to the outcome measure of interest (i.e., delay time), and for one community of each pair to be assigned randomly to intervention or control group. Measures of delay time at baseline, during, and post-intervention in the intervention and comparison communities would be compared by statistical methods to determine the impact of the intervention. More than one baseline measure of delay time may be a possible means to increase the accuracy of delay time measurement and increase the power of the study. Because changing behaviors is a complex task, multifactorial intervention programs based on sound behavior theory are likely to be more effective. The intervention is envisioned as a community-based, multifactorial intervention program involving several components: (1) public information and persuasive communication, (2) patient education, (3) community organization, and (4) professional education. Descriptions of interrelationships and coordination between proposed intervention components will be helpful in assessing how the intervention components will be combined into an overall intervention program. Training health-care professionals in diagnostic and treatment procedures for patients presenting with AMI symptoms is out of the scope of this research. Education directed toward health professionals to encourage patients to contact directly the EMS and to use EDs because of the importance of time in seeking care could be considered within the scope of the program. Applicants should be aware that the National Heart Attack Alert Program is planning to develop and nationally disseminate educational materials for patients with diagnosed CHD to be delivered in health-care settings. Process evaluation can be used to determine the extent to which the intervention is implemented as designed and the extent to which messages reach the target audience. Process evaluation can also provide information about the comparison communities that could help identify unanticipated events (historical or secular) that may have an impact on the factors of interest. Data collection and analysis plans for the outcome variables of the study should be described, including delay time, which is anticipated to be time from symptom onset to arrival at the ED. The specific measure of delay time to be used as the primary study outcome measure will be determined during protocol development, but the measure should be clinically meaningful; examples to consider include median delay time, proportion of cases with delay time shorter than a specified time (e.g., one hour, 2 hours, 4 hours, 6 hours), or a downward shift in the delay time frequency distribution. The source of data for delay time should be specified (e.g., patient interviews, EMS records, ED records), and any sampling scheme should be described. If multiple hospitals or EMS systems serve the same community, any scheme to sample hospitals, EDs, or EMS systems should be described and justified. A cost analysis plan to measure the costs of both intervention and any increased use of EMS and ED systems by individuals seeking treatment in response to symptoms and signs of AMI also could be proposed. Applications for the Coordinating Center should address statistical and design issues relevant to community studies, including, for example, the appropriate unit of analysis, power and sample size, methods of assignment to treatment condition, minimization of bias, and other issues deemed important by the applicant. Timetable The proposed research should be in the form of four-year Demonstration and Education Projects. In the first year, the collaborative study protocol will be developed and baseline data will be collected. In the second and third years, the protocol will be implemented and process and impact measurements will be taken. In the fourth year, measurement and data collection will be completed, data will be analyzed, and manuscripts written. SPECIAL REQUIREMENTS To promote the development of a collaborative program among the award recipients, a number of minimum issues need to be addressed in the applications. Applicants should discuss the rationale for their choice of intervention approaches and data measurement, document their ability to develop and implement community-based interventions, describe their ability to interact effectively with other Field Sites and the Coordinating Center, discuss their capability to participate in collaborative meetings and conference calls, and state their willingness to follow the common protocol that will be agreed upon during the first year of the study. In addition to the Field Site awards, a separate award will be made for a Coordinating Center. The Coordinating Center will have as its major responsibilities participating in planning for data collection, instrument development, and collecting, editing, storing, and analyzing data generated by the Field Sites. It will provide a detailed report of accumulating data and project performance at six-month intervals and a final report. The study organization is described under Terms and Conditions, below. Terms and Conditions of Award These special Terms of Award are in addition to and not in lieu of otherwise applicable OMB administrative guidelines, HHS Grant Administration Regulations at 45 CFR part 74 and 92, and other HHS, PHS, and NIH Grant Administration policy statements. The administrative and funding instrument used for this program is a cooperative agreement (U01), an "assistance" mechanism (rather than an "acquisition" mechanism) in which substantial NIH scientific and/or programmatic involvement with the awardee is anticipated during performance of this activity. Under the cooperative agreement, the NIH purpose is to support and/or stimulate the recipient's activity by collaborating and otherwise working jointly with the award recipient in a partner role, but it is not to assume direction, prime responsibility, or a dominant role in the activity. Consistent with this concept, awardees have the prime responsibility for the project as a whole, although some tasks and activities are to be shared among the awardees and the NHLBI Project Scientist, as described below. Awardees will have the usual responsibilities of assistance award recipients, including protocol development, participant recruitment and follow-up, data collection, quality control, interim data and safety monitoring, final data analysis and interpretation, and preparation of publications, as well as responsibilities for collaboration with other awardees and with the NHLBI Project Scientist. The NHLBI Project Scientist (Medical Officer, Prevention and Demonstration Branch, Division of Epidemiology and Clinical Applications), in addition to the usual stewardship responsibilities, will have responsibilities in protocol development, quality control, interim data and safety monitoring, final data analysis and interpretation, preparation of publications, collaboration with awardees, and project coordination. It is anticipated that awardees will have lead responsibilities in all joint tasks and activities, except it is anticipated that the NHLBI Project Scientist will have lead responsibilities in quality control and catalyzing the interim monitoring of data and safety, and may, consistent with publication policy to be adopted by the Steering Committee, have lead responsibilities in the preparation of some publications. A Steering Committee, composed of the Principal Investigator(s) of each Clinical Group, the Principal Investigator(s) of the Coordinating Center, and the NHLBI Project Scientist will be the main governing board of the study and will have primary responsibility for developing common protocols, facilitating the conduct and monitoring of studies, and reporting study results. Each Field Site, the Coordinating Center, and the NHLBI Project Scientist will have one vote. The chairperson, who will be someone other than an NHLBI staff member, will be selected by the Steering Committee. Subcommittees will be established by the Steering Committee, as it deems appropriate; the NHLBI will be represented on subcommittees as deemed appropriate by the NHLBI Project Scientist. The collaborative protocols will be developed by the Steering Committee. Data will be submitted centrally to the Coordinating Center. Protocols will define rules regarding access to data and publications. An independent Data and Safety Monitoring Board, to be appointed by the NHLBI, will review progress at least annually and report to the NHLBI. Awardees will retain custody of and have primary rights to the data developed under these awards, subject to Government rights of access consistent with current HHS, PHS, and NIH policies. The NHLBI reserves the right to terminate or curtail the study (or an individual award) in the event of (a) substantial shortfall in participant recruitment, follow-up, data reporting, quality control, or other major breech of the protocol, (b) substantive changes in the agreed-upon protocol to which the NHLBI does not agree, (c) reaching a major study endpoint substantially before schedule with persuasive statistical significance, or (d) human subject ethical issues that may dictate a premature termination. Any disagreement that may arise on scientific/programmatic matters (within the scope of the award), between award recipients and the NHLBI may be brought to arbitration. An arbitration panel will be composed of three members -- one selected by the Steering Committee (with the NHLBI member not voting) or by the individual awardee in the event of an individual disagreement, a second member selected by NHLBI, and the third member selected by the two prior selected members. This special arbitration procedure in no way affects the awardee's right to appeal an adverse action that is otherwise appealable in accordance with the PHS regulations at 42 CFR part 50, subpart D and HHS regulation at 45 CFR part 16. STUDY POPULATIONS SPECIAL INSTRUCTIONS TO APPLICANTS REGARDING IMPLEMENTATION OF NIH POLICIES CONCERNING INCLUSION OF WOMEN AND MINORITIES IN CLINICAL RESEARCH STUDY POPULATIONS NIH policy is that applicants for NIH clinical research grants and cooperative agreements are required to include minorities and women in study populations so that research findings can be of benefit to all persons at risk of the disease, disorder or condition under study; special emphasis must be placed on the need for inclusion of minorities and women in studies of diseases, disorders and conditions which disproportionately affect them. This policy is intended to apply to males and females of all ages. If women or minorities are excluded or inadequately represented in clinical research, particularly in proposed population-based studies, a clear compelling rationale must be provided. The composition of the proposed study population must be described in terms of gender and racial/ethnic group. In addition, gender and racial/ethnic issues must be addressed in developing a research design and sample size appropriate for the scientific objectives of the study. This information must be included in the form PHS 398 (rev. 9/91) in Sections 1-4 of the Research Plan AND summarized in Section 5, Human Subjects. Applicants are urged to assess carefully the feasibility of including the broadest possible representation of minority groups. However, NIH recognizes that it may not be feasible or appropriate in all research projects to include representation of the full United States racial/ethnic minority populations (i.e., Native Americans, Asian/Pacific Islanders, Blacks, Hispanics). The rationale for studies on single minority population groups should be provided. For the purpose of this policy, clinical research is defined as human biomedical and behavioral studies of etiology, epidemiology, prevention (and preventive strategies), diagnosis, or treatment of diseases, disorders or conditions, including, but not limited to clinical trials. The usual NIH policies concerning research on human subjects also apply. Basic research or clinical studies in which human tissues cannot be identified or linked to individuals are excluded. However, every effort should be made to include human tissues from women and racial/ethnic minorities when it is important to apply the results of the study broadly, and this should be addressed by applicants. For foreign awards, the policy on inclusion of women applies fully; since the definition of minority differs in other countries, the applicant must discuss the relevance of research involving foreign population groups to the United States' populations, including minorities. If the required information is not contained within the application, the application will be returned. Peer reviewers will address specifically whether the research plan in the application conforms to these policies. If the representation of women or minorities in a study design is inadequate to answer the scientific question(s) addressed AND the justification for the selected study population is inadequate, it will be considered a scientific weakness or deficiency in the study design and will be reflected in assigning the priority score to the application. All applications for clinical research submitted to NIH are required to address these policies. NIH funding components will not award grants or cooperative agreements that do not comply with these policies. LETTER OF INTENT Prospective applicants are asked to submit, by October 12, 1993, a letter of intent that includes a descriptive title of the proposed research, the name, address, and telephone number of the Principal Investigator, the identities of other key personnel and participating institutions, and the number and title of the RFA in response to which the application may be submitted. Although a letter of intent is not required, is not binding, and does not enter into the review of subsequent applications, the information that it contains allows NHLBI staff to estimate the potential review workload and to avoid conflict of interest in the review. The letter of intent is to be sent to Dr. C. James Scheirer at the address listed under INQUIRIES. APPLICATION PROCEDURES The research grant application form PHS 398 (rev. 9/91) is to be used in applying for these grants. These forms are available at most institutional offices of sponsored research; from the Office of Grants Inquiries, Division of Research Grants, National Institutes of Health, 5333 Westbard Avenue, Room 449, Bethesda, MD 20892, telephone 301/710-0267; and from the NIH program administrator named below. The RFA label available in the PHS 398 (rev. 9/91) application form must be affixed to the bottom of the face page of the application. Failure to use this label could result in delayed processing of the application such that it may not reach the review committee in time for review. In addition, the RFA title and number must be typed on line 2a of the face page of the application form and the YES box must be marked. Submit a signed, typewritten original of the application, including the Checklist, and three signed photocopies, in one package to: Division of Research Grants National Institutes of Health Westwood Building, Room 240 Bethesda, MD 20892** At the time of submission, two additional copies of the application must also be sent to: C. James Scheirer, Ph.D. Review Branch, Division of Extramural Affairs National Heart, Lung, and Blood Institute Westwood Building, Room 548 Bethesda, MD 20892 Telephone: (301) 594-7452 It is important to send these two copies at the same time as the original and that three copies are sent to the Division of Research Grants. Otherwise, the NHLBI cannot guarantee that the application will be reviewed in competition for this RFA. Applications must be received by December 21, 1993. If an application is received after that date, it will be returned to the applicant without review. The Division of Research Grants (DRG) will not accept any application in response to this announcement that is essentially the same as one currently pending initial review, unless the applicant withdraws the pending application. The DRG will not accept any application that is essentially the same as one already reviewed. This does not prelude the submission of substantial revisions of applications already reviewed, but such applications must include an introduction addressing the previous critique. Awards for a Field Center and Coordinating Center under this RFA will not be made to the same Principal Investigator (PI) or team of investigators. The same institution may apply for both a Field Site and the Coordinating Center award, but the applications for each must be from different individuals and must be submitted separately. REVIEW CONSIDERATIONS General Considerations All applicants will be judged on the basis of the scientific merit of their proposed protocols and their documented ability to conduct the essential study components as broadly outlined in the RESEARCH OBJECTIVES of the RFA. Although the technical merit of the protocol is important, it will not be the sole criterion for selection of an application. Other considerations such as the importance and timeliness of the proposed study, access to study subjects, and multidisciplinary nature of the studies will be part of the evaluation criteria. Review Method Upon receipt, applications will be reviewed for the completeness by DRG and responsiveness by the NHLBI. Incomplete applications will be returned to the applicant without further consideration. If the application is not responsive to the RFA, NHLBI staff will contact the applicant to determine whether to return the application to the applicant or submit it for review in competition with unsolicited applications at the next review cycle. Applications may be triaged by an NHLBI peer review group on the basis of relative competitiveness. The NIH will withdraw from further competition those applications judged to be non-competitive for award and notify the applicant Principal Investigator and institutional official. Those applications judged to competitive will undergo further scientific merit review. Those applications that are complete and responsive will be evaluated in accordance with the criteria stated below for scientific/technical merit by an appropriate peer review group convened by the NHLBI. The second level of review will be provided by the National Heart, Lung and Blood Advisory Council. Review Criteria Applicants are encouraged to submit and describe their own ideas on how best to meet the goals of the proposed research in their specific protocols, and they are expected to address issues identified under SPECIAL REQUIREMENTS in the Request for Applications. Applications will be judged primarily on the scientific quality of the application, the appropriateness, importance and timeliness of the proposed study, adequacy of facilities, access to study subjects, the multidisciplinary nature of the study, the approach to cost containment, the discussion of considerations relevant to this RFA, the expertise of the investigators, their capability to perform the work proposed, and a demonstrated willingness to work as part of the collaborative group and with the NHLBI Project Scientist. The review group will assess the scientific merit of the protocols and related factors, including: Field Sites o scientific, technical, and medical significance and originality of proposed research; o appropriateness and adequacy of the experimental approach and methodology proposed to carry out the research, including intervention, measurement, and evaluation methodology; o understanding of the scientific, statistical, logistical, and technical issues underlying a multicenter collaborative study; o understanding issues related to measurement of delay time, measurement of use of EMS and EDs, process and impact evaluation of intervention implementation, and study design and sample size issues for a multi-community study with community as the unit of assignment and analysis; o qualifications and research experience of the Principal Investigator and staff, particularly, but not exclusively, in the area of the proposed research; o availability of the resources necessary to perform the research, including availability of communities and willingness to participate by relevant community organizations; o administrative, supervisory, and collaborative arrangements for achieving the goals of the program, including willingness to cooperate with other participating Field Sites, the Coordinating Center, and the NHLBI; o appropriateness of the proposed budget in relation to the proposed research. Coordinating Center o understanding of the scientific, statistical, logistical, and technical issues underlying multicenter collaborative studies, including sample size considerations for a multi-community study with community as the unit of assignment and analysis, and data analysis plans; o understanding of the statistical, logistical, and technical issues of measurement of delay time, measurement of use of EMS and EDs, process evaluation of intervention implementation, and evaluation of the impact of the intervention; o ability to take a leadership role in the areas of study design, statistics, logistics, data acquisition and management, quality control, and data analysis; o adequacy of the proposed plans for acquisition, transfer, management, and analysis of data, quality control of data collection and of intervention implementation, and overall coordination of study activities; o expertise, training, and experience of the investigators and staff, including the administrative abilities of the Principal Investigator and co-investigators, and the time they plan to devote to the program for the effective coordination of the multicenter study; o administrative, supervisory, and collaborative arrangements for achieving the goals of the program, including willingness to cooperate with the participating Field Sites and the NHLBI; o facilities, equipment, and organizational structure to assist effectively the Field Sites in implementing the study including delivering the intervention and conducting data collection procedures, and for overall coordination of study activities; o appropriateness of the proposed budget in relation to the proposed research. AWARD CRITERIA Applications recommended by the NHLBI Advisory Council will be considered for award based upon (a) scientific and technical merit, including the requirements explicitly stated in the RFA; (b) program balance, including sufficient compatibility of features to make a successful collaborative program a reasonable likelihood and representation of minority communities; and (c) availability of funds. Letter of Intent Receipt Date: October 12, 1993 Application Receipt Date: December 21, 1993 Review by NHLBI Advisory Council: May 26-27, 1994 Anticipated Award Date: July 1, 1994 INQUIRIES Written and telephone inquiries concerning this RFA are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Direct inquiries regarding scientific issues to the Project Scientist: Denise Simons-Morton, M.D., M.P.H., Ph.D. Division of Epidemiology and Clinical Applications National Heart, Lung, and Blood Institute Federal Building, Room 604 7550 Wisconsin Avenue Bethesda, MD 20892 Telephone: (301) 496-3503 Direct inquiries regarding review and application procedures and address the letter of intent to: C. James Scheirer, Ph.D. Review Branch, Division of Extramural Affairs National Heart, Lung, and Blood Institute Westwood Building, Room 548 Bethesda, MD 20892 Telephone: (301) 594-7452 FAX: (301) 594-7407 Direct inquiries regarding fiscal and administrative matters to: Mr. William W. Darby Division of Extramural Affairs National Heart, Lung, and Blood Institute Westwood Building, Room 4A11C Bethesda, MD 20892 Telephone: (301) 594-7458 FAX: (301) 594-7492 AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance No. 93.837. Awards are made under authorization of the Public Health Service Act, Title IV, Part A (Public Law 78-410, as amended by Public Law 99-158, 42 USC 241 and 285) and administered under PHS grants policies and Federal Regulations 42 CFR 52 and 45 CFR Part 74 and 92. This program is not subject to the intergovernmental review requirements of Executive Order 12372 of Health Systems Agency review. REFERENCES American College of Cardiology/American Heart Association (ACC/AHA) Subcommittee. Guidelines for the early management of patients with acute myocardial infarction. J Am Coll Cardiol 1990;16:249. Alonzo AA. The impact of the family and lay others on care-seeking during life-threatening episodes of suspected coronary artery disease. Soc Sci Med 1986;22:1297-1311. Blohm M, Herlitz J, Hartford M, et al. Consequences of a media campaign focusing on delay in acute myocardial infarction. Am J Cardiol 1992;69:411-413. Braunwald E. Myocardial reperfusion, limitation of infarct size, reduction of left ventricular dysfunction and improved survival. Circulation 1989;79:441-444. Califf RM, Topol EJ, Gersh BJ. From myocardial salvage to patient salvage in acute myocardial infarction: The role of reperfusion therapy. J Am Coll Cardiol 1989;14:1382-1388. Clark LT, Bellam SV, Shah AH, Feldman JG. Analysis of prehospital delay among inner-city patients with symptoms of myocardial infarction: Implications for therapeutic intervention. J Natl Med Assoc 1992;84:931-937. Cooper RS, Simmons B, Castaner A, et al. Survival rates and pre-hospital delay during myocardial infarction among black persons. Am J Cardiol 1986;57:208-211. Dracup K, Moser DK. Treatment-seeking behavior among those with symptoms and signs of acute myocardial infarction. In: LaRosa JH, Horan MJ, Passamani ER, (eds.) Proceedings of the National Heart, Lung, and Blood Symposium on Rapid Identification and Treatment of Acute Myocardial Infarction. U.S. Department of Health and Human Services, Public Health Service, National Institutes of Health, National Heart, Lung, and Blood Institute, September 1991;25-45. Gilchrist IC. Patient delay before treatment of myocardial infarction. Br Med J 1973;1:535-537. Goldberg RJ, Gurwitz J, Yarzebski J, Landon J, Gore JM, Alpert JS, Dalen PM, Dalen JE. Patient delay and receipt of thrombolytic therapy among patients with acute myocardial infarction from a community-wide perspective. Am J Cardiol 1992;70:421-425. Grines CL, DeMaria AN. Optimal utilization of thrombolytic therapy for acute myocardial infarction: Concepts and controversies. J Am Coll Cardiol 1990;16:223-231. Gruppo Italiano per lo Studio della Stretochinasi nell'Infarto Miocardico (GISSI). Effectiveness of intravenous thrombolytic treatment in acute myocardial infarction. Lancet 1986:I:397-401. Gillum RF, Feinlab M, Margolis JR, Fabsitz RR, Brasch RC. Delay in the prehospital phase of acute myocardial infarction. Arch Intern Med 1976;136:649-654. Hackett TP, Cassem NH. Factors contributing to delay in responding to the signs and symptoms of acute myocardial infarction. Am J Cardiol 1969;24: 651-658. Herlitz J, Blohm M, Hartford M, et al. Delay time in suspected acute myocardial infarction and the importance of its modification. Clin Cardiol 1989;12(7):370-374. Herlitz J, Hartford M, Karlson BV, et al. Effect of a Media Campaign to Reduce Delay Times for Acute Myocardial Infarction on the Burden of Chest Pain Patients in the Emergency Department. Cardiology 1991;79:127-134. Ho MT, Eisenberg MS, Litwin PE, et al. Delay between onset of chest pain and seeking medical care: The effect of public education. Ann Emerg Med 1989;18:727-731. Hofgren K, Bondestam D, Johansson FG, et al. Initial pain course and delay to hospital admission in relation to myocardial infarction size. Heart Lung 1988;17:274-280. Koren G, Weiss AT, Hasin Y, Appelbaum D, et al. Prevention of myocardial damage in acute myocardial ischemia by early treatment with intravenous streptokinase. N Engl J Med 1985;313:1384-1389. Leitch JW, Birbara T, Freedman B, Wilcox I, Harris PJ. Factors influencing the time from onset of chest pain to arrival at the hospital. Med J Aust 1989;150:6-8. Matthews KA, Siegel JM, Kuller LH, et al. Determinants of decisions to seek medical treatment by patients with acute myocardial infarction symptoms. J Person Soc Psych 1983;44:1144-1156. Maynard C, Althouse R, Olsufka M, et al. Early versus late hospital arrival for acute myocardial infarction in the Western Washington thrombolytic therapy trials. Am J Cardiol 1989;63:1296-1300. Mitic WR, Perkins J. The effect of a media campaign on heart attack delay and decision times. Can J Public Health 1984;75:414-418. Moses HW, Engelking N, Taylor GJ, et al. Effect of a two-year public education campaign on reducing response time of patients with symptoms of acute myocardial infarction. Am J Cardiol 1991;68:249-251. Moss AJ, Goldstein S. The pre-hospital phase of acute myocardial infarction. Circulation 1970;41:737-742. Moss AJ, Wynar B, Goldstein S. Delay in hospitalization during the acute coronary period. Am J Cardiol 1969;24:659-665. LaRosa JH, Horan MJ, Passamani ER (eds.) Proceedings of the National Heart, Lung, and Blood Institute Symposium on Rapid Identification and Treatment of Acute Myocardial Infarction. U.S. Department of Health and Human Services, U.S. Public Health Service, National Heart, Lung, and Blood Institute (NHLBI), 1991. National Heart, Lung, and Blood Institute (NHLBI). Morbidity and Mortality Chartbook on Cardiovascular, Lung, and Blood Diseases. U.S. Department of Health and Human Services, U.S. Public Health Service, 1992. O'Rourke, Thompson PL, Ballantyne K. Community aspects of coronary thrombolysis: Public education and cost effectiveness. In: Julian DG, Kubler W, Norris RM, Swan HJ, Collen D, Verstraete M, eds. Thrombolysis in Cardiovascular Disease. New York: Marcel Dekker, 1989;309-324. Rawles JM, Haites NE. Patient and general practitioner delays in acute myocardial infarction. Br Med J 1988;296:882-4. Rowley JM, Hill JD, Hampton JR, Mitchell JRA. Early reporting of myocardial infarction: Impact of an experiment in patient education. Br Med J 1982;1:1741-1746. Rustige JM, Burczyk U, Schiele R, Werner A, Senges J. Media campaign on delay times in suspected myocardial infarction--the Ludwigshafen Community Project [Abstract]. Eur Heart J 1990;11 (suppl):171. Schmidt SB, Borsch MA. Multivariate analysis of pre-hospital delay during acute myocardial infarction in the thrombolytic era. Circulation 1989;80 (Suppl II):II-637. Schroeder JS, Lamb IH, Hu M. The pre-hospital course of patients with chest pain: Analysis of the prodromal, symptomatic, decision-making, transportation and emergency room periods. Am J Med 1978;64:742-748. Second International Study of Infarct Survival (ISIS-2) Steering Committee. Intravenous streptokinase given within 0-4 hours of onset of myocardial infarction reduced mortality in ISIS-2. Lancet 1987;I:502. Simon AB, Feinlab M, Thompson HK. Components of delay in the pre-hospital phase of acute myocardial infarction. Am J Cardiol 1972;30:476-482. Turi ZG, Stone PH, Muller JE, et al. Implications for acute intervention related to time of hospital arrival in acute myocardial infarction. Am J Cardiol 1986;58:203-209. Wielgosz ATJ, Nolan RP, Earp JA, et al. Reasons for patients' delay in response to symptoms of acute myocardial infarction. Can Med Assoc J 1988;139:853-857. World Health Organization (WHO). World Health Stat Q 1988;41:(3/4). Yusuf S, Collins R, Peto R, et al. Intravenous and intracoronary fibrinolytic therapy in acute myocardial infarction: Overview of results on mortality, reinfarction, and side effects from 33 randomized controlled trials. Euro Heart J 1985;6:556-585. .
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