Full Text HD-95-005 LEARNING DISABILITIES: MULTIDISCIPLINARY RESEARCH CENTERS NIH GUIDE, Volume 23, Number 37, October 21, 1994 RFA: HD-95-005 P.T. 04, AA Keywords: Learning Disorders+ Etiology Disease Prevention+ Handicapped Education Epidemiology 0710030 National Institute of Child Health and Human Development National Institute of Neurological Disorders and Stroke Application Receipt Date: February 14, 1995 PURPOSE The Human Learning and Behavior Branch (HLB) of the Center for Research for Mothers and Children (CRMC) of the National Institute of Child Health and Human Development (NICHD) and the Developmental Neurology Branch (DNB) of the Division of Convulsive, Developmental, and Neuromuscular Disorders (DCDND) of the National Institute of Neurological Disorders and Stroke (NINDS) invite research grant applications to develop new knowledge in the areas of definition, classification, epidemiology, prevention (and preventive strategies), early intervention, etiology, diagnosis, and treatment of children who display learning disabilities (LD) in component oral language abilities (phonology, morphology, semantics, syntax, pragmatics), reading (word attack skills, word recognition skills, reading comprehension), written expression abilities (spelling, composition), and mathematics (basic calculation skills, mathematical reasoning), and combinations and relationships among them (e.g., combined deficits in phonology, word attack skills, spelling behavior and mathematics). An emphasis should also be placed on identifying the distinctions and interrelationships (comorbidities) between well defined types of learning disabilities and other well defined disorders to include disorders of attention, oppositional/conduct disorders, genetic disorders affecting learning (e.g., Fragile X syndrome, Asperger's syndrome, etc.). In addition, of significant interest are longitudinal studies of treatment effectiveness with children with LD who are well defined in terms of age, gender, ethnicity, SES, primary LD, comorbid LD, severity of disability, intensity and duration of any previous intervention(s), familial and/or genetic findings, intellectual status, cognitive-linguistic status, neuropsychological status, neurophysiological status, educational status, and social/behavioral competencies. Specialized research center grant applications should propose, for the purposes of this request for applications (RFA), an integrated and synergistic research program that includes, at a minimum: (1) studies of basic biological (neurobiological and genetic) factors relevant to the etiology, developmental course, and outcomes of LD; (2) cognitive-information processing, neuropsychological, and behavioral factors relevant to the phenotypic expression of different types of LD at different developmental periods and the predictive capability of these factors for purposes of early intervention and treatment; and, (3) factors related to response to treatment. Up to four Specialized Research Centers may be supported in response to this RFA. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This RFA, Learning Disabilities: Multidisciplinary Research Centers, specifically addresses those priorities that are concerned with the developmental problems in children that are related to developmental and learning problems in children, and particularly those that require psychosocial interventions. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001- 00474-0 or Summary Report: Stock No. 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202-783-3238). ELIGIBILITY REQUIREMENTS Applications may be submitted by domestic public and private, non- profit and for-profit organizations such as universities, colleges, hospitals, schools, laboratories, units of State and local governments, and eligible agencies of the Federal government. Women and minority investigators are encouraged to apply. MECHANISM OF SUPPORT This RFA will use the National Institutes of Health (NIH) Specialized Research Center Grant (P50). Policies that govern the grant-in-aid award programs covered by the PHS will apply. Responsibility for the planning, direction, and execution of the proposed project will be solely that of the applicant. The total project period for applications submitted in response to this RFA may not exceed five years. FUNDS AVAILABLE The NICHD has set aside 2.1 million dollars for direct costs for the first year of support and the NINDS has set aside 0.7 million dollars. It is anticipated that up to four awards will be made. This level of support is dependent on the receipt of a sufficient number of applications of high scientific merit. Although this program is provided for in the financial plan of the Institutes, awards pursuant to this RFA are contingent upon the availability of funds for this purpose. RESEARCH OBJECTIVES Background The NICHD and the NINDS have had a long-standing interest in the study of learning disabilities and disorders that adversely affect the development of listening, speaking, reading, writing and mathematics abilities in approximately 15 to 20 percent of children in the United States. Since its inception in 1963, the NICHD has funded research to delineate the basic biological and behavioral mechanisms that underlie specific deficits in attention, perception, language, cognition, and academic skills, particularly reading. In January 1987, a National Conference on Learning Disabilities, co- sponsored by the Interagency Committee on Learning Disabilities (of which the NICHD was designated as the lead agency and of which the NINDS was a member) and the Foundation for Children with Learning Disabilities was held on the NIH campus. The proceedings of this conference were combined with other sources to provide a comprehensive document titled "Learning Disabilities: A Report to the U.S. Congress" (1987). A major recommendation included in this report called for a systematic effort to conduct research to develop a valid and reliable definition and classification system that could provide a theoretical, conceptual, and empirical framework for the identification of different types of learning disabilities, as well as the identification of distinctions and interrelationships (comorbidities) between types of LD and other childhood disorders including general academic underachievement, disorders of attention, mental retardation, and emotional disturbance. In addition, the "Report to Congress" called for a systematic effort to develop rigorous research strategies and intervention trials to examine the responses of children with LD to different forms of treatment. Based on the 1987 "Report to Congress" recommendations, NICHD funded three Multidisciplinary Learning Disability Research Centers (LDRCs) in 1988 to initiate studies on the definition, classification and etiology of LD and related disorders. NINDS was at this time funding the Center for the Study of the Neurological Basis of Language, which serves as a model for these recommendations. The three NICHD centers joined several NICHD Program Projects that focussed on the specific study of dyslexia. In 1993, two additional research programs were funded to study the effects of treatment interventions on children with language-based reading deficits. Studies conducted at the LDRCs and Program Projects over the past five years have yielded discoveries in several domains, and these are summarized below according to research targets. Classification/Definition o The definition and classification of LD, dyslexia, and disorders of attention (i.e., attention deficit hyperactivity disorder (ADHD)) should be accomplished within a longitudinal developmental framework that does not require adherence to a priori assumptions reflected in current definitions. The development of valid definitions requires that studies be conducted with representative groups of children over time that document, with robust measurements and measurement models, how differences among children emerge, change, respond to treatment, and influence further development. In developing definitions, a critical emphasis must be placed on the identification of valid inclusionary criteria. o Current exclusionary definitions of LD in reading appear to be invalid if discrepancy criteria are used. Reading disabled (RD) children with and without a discrepancy between IQ and reading achievement do not differ in the information processing subskills (e.g., phonological and orthographic processing) that are critical to the reading of single words. Likewise, genetic and neurophysiological studies have not indicated differential etiologies for RD children with and without IQ achievement discrepancies. It remains to be seen whether or not discrepancies between IQ and achievement constitute valid markers in the areas of oral language, written expression, mathematics, or whether or not discrepancies are worthwhile predictors of response to treatment/interventions. Reading and Language-Related Processes o LDRC longitudinal, epidemiological studies show that RD (dyslexia) affect at least 10 million children, or approximately 1 child in 5. o While public schools identify approximately four times as many boys as girls as RD, LDRC and Program Project longitudinal and epidemiological studies show that as many girls manifest RD as boys. What is not as well understood are the factors that predispose boys to a higher rate of identification. Questions related to severity, classroom behavior, teacher expectations and perceptions, and the influence of comorbidities need to be addressed. o RD reflects a persistent deficit rather than a developmental lag in linguistic (phonological) skills and basic reading skills. LDRC longitudinal studies show that of the children who are diagnosed RD in the third grade, 74 percent remain disabled in the ninth grade. Given these findings, several questions remain. For example, what are the characteristics of those children who are no longer diagnosed RD? Was their disability less severe in contrast to children with persistent RD? Were particular treatment/interventions more effective with the compensated RD children than with those children who remained RD? Do compensated RD children show differences in neurophysiological, linguistic, cognitive, and behavioral features? What are the best predictors of outcome? Do predictors change as a function of type of intervention/treatment? o Children with RD differ from one another and from other non- disabled readers along a continuous distribution, and do not cluster to form a bimodal distribution or a distinctive "hump" at the tail of the normal distribution. Given that RD occurs along a continuum, it will be important to understand in future studies which "cut-off points" are most valid and useful for establishing levels of severity for diagnostic and treatment planning purposes. Treatment/ intervention studies would be helpful in this regard. o The ability to read and comprehend depends upon rapid and automatic recognition and decoding of single words, and slow and inaccurate decoding are the best predictors of difficulties in reading comprehension. While this finding has been replicated across the LDRCs and other projects, an identification of the multiple cognitive and linguistic sources that are required for comprehension and their relative importance to comprehension is not fully understood. More detailed and comprehensive studies are needed in this area. o The ability to decode single words accurately and fluently is dependent upon the ability to segment words and syllables into abstract constituent sound units (phonemes). Converging evidence from all the LDRCs and other projects show that deficits in phonological awareness reflect the core deficit in RD or dyslexia. In future studies, it will be critical to determine whether the phonological deficit reflects a specific linguistic deficiency that interferes with the development of reading in and of itself, or whether deficits in phonology actually reflect deficiencies at lower levels of processing (e.g., rapid temporal processing of information irrespective of modality). It is also critical to establish the neurobiological underpinnings of the phonological deficit and temporal processing deficiencies, if in fact, the latter are strongly implicated in the developmental reading process. o In addition, some LDRC data and studies from other sources continue to find that orthographic processing influences how reading develops in children. Given this consistent finding, research is needed to fully define and identify the role of orthographic processing in both single-word reading and comprehension, as well as to identify and delineate other visual processing factors that may contribute to the developmental reading process. Neurobiological, cognitive, and treatment studies would be instrumental in this regard. o At this time, the best single predictor of RD from kindergarten and first grade test performance is phoneme segmentation ability. However it remains to be determined whether other phonological skills are equally robust, or whether combinations of tasks are most efficacious. Attention o The reviews of the literature conducted by the LDRCs and Program Projects indicate that a precise classification system and definition of disorders of attention is not yet available. A classification methodology that assesses BOTH internal and external validity of dimensional AND categorical models must be applied to the task. Thus, any findings discussed with respect to ADD or ADHD must be interpreted with the type of caution that should accompany any ill- defined construct. o Disorders of attention and RD often coexist, but the two disorders appear distinct and separable with respect to the effects of ADD on cognitive tasks. For example, it has been found that ADD children perform poorly on rote verbal learning and memory tasks, but relatively well on naming and phonological awareness tasks. The converse appears to be the case for children with RD. Clearly, research is needed to understand whether differential neurobiological and genetic mechanisms underlie disorders of attention versus other types of learning disabilities. It will also be critical to understand whether comorbidity between RD and disorders of attention predispose a child to particular treatment-response patterns. o Disorders of attention, which occur more frequently among males, exacerbate the severity and cognitive morbidity of RD. Thus, level of severity may be one reason that more males than females are identified as RD. Again, neurobiological and genetic research will be critical to understanding the gender difference for ADD and ADHD, and treatment studies will be critical in determining the types of interventions necessary to remediate severe RD with ADD/ADHD. Genetics o A multiple regression analytic procedure has been developed by the Colorado LDRC that allows for the analysis of the genetic etiology of deviant scores as well as individual differences in language/reading functions. This is a unique and highly flexible methodology that can be extended to assess a wide range of possible main effects and interactions and to test for differential genetic and environmental influences. o Twin studies have found strong evidence for a genetic etiology of reading disability, with deficits in phonological awareness reflecting the greatest degree of heritability. There is also behavioral genetic evidence for degrees of heritability for orthographic processing, but this genetic relationship is not well understood. o Preliminary data suggest that at least one type of reading disability can be linked to the HLA region of Chromosome 6 reflecting a possible association with autoimmune disorders. Recent evidence obtained from twins and siblings with severe deficits in reading performance show strong support for a Quantitative Trait Locus on Chromosome 6. Neurobiology (Neuroanatomy, Neurophysiology, Neuroimaging) o Several types of brain pathology, including microdysgenesis (ectopias), cell loss, hippocampal anomalies, congenital hydrocephalus, and abnormalities of the corpus callosum have been reported in a number of strains of immune-defective mice. There is a similarity between the brain lesions seen in the animal models and in the brains of individuals with dyslexia. o Data suggest that the microdysgenesis in the cortex of affected animals is developmental in origin and begins prior to the end of neuronal migration. Comparable pathology occurring after the completion of neuronal migration leads to cell loss and myelinated gliosis - a finding also obtained in dyslexic brain samples. o At the macroscopic level, atypical neural organization in dyslexic individuals is suggested by an absence of the normal left-greater- than- right asymmetry in the region of the temporal planum. This observation requires substantial continued investigation using well controlled structural neuroimaging procedures. o Converging evidence derived from anatomical microstructure studies, gross morphology studies, and neuroimaging studies carried out at the LDRCs and the LD Program Projects suggests that the phenotypic expression in dyslexia is related to anomalous organization of brain structures and processing systems within the posterior left hemisphere. Substantial structural and functional neuroimaging remain to be done with children with dyslexia to obtain a valid signature for this hypothesized neurophysiological difference. Treatment/Intervention o Disabled readers do not readily acquire the alphabetic code when learning to read, apparently due to deficiencies in the processing of phonological information. Further, some data suggest that explicit instruction in phonological concepts and their relationship to early reading skills is more efficacious than interventions that rely on contextual or meaning-based approaches. o Of substantial importance is the need to extend these preliminary treatment/intervention studies to identify specific child x treatment interactions at early stages of development, and to further investigate how positive or negative responses to different forms of intervention are reflected in brain development and neural and cognitive information processing. Such aptitude x treatment studies are clearly needed for all types of LD (reading, oral language, mathematics, written expression). Focus The major focus of this RFA is to build upon the findings derived from the studies conducted at the LDRCs, the LD Program Projects, and other research programs in and outside of North America, and to confirm, refute, and extend these findings with an eye toward generating new knowledge relevant to the definition and classification of all types of LD, their epidemiology, their developmental course, their etiologies, their response to treatments, and their outcomes, as well as the factors that explain different outcomes. Given the significant advances in neuroimaging technology, particularly in the development and application of non-invasive functional Magnetic Resonance Imaging technology to the study of brain development and information processing in children, an emphasis on investigating the neurobiology of different types of LD will be critical. Moreover, such non-invasive neurobiological studies should be designed so that questions related to the etiologies and developmental courses of different types of LD (with and without comorbidities) can be examined in detail. Of particular interest is the effect that different forms of well-defined treatment/ interventions have on brain development and neural processing. It should be noted that current knowledge related to the etiologies, developmental courses, and diagnostic characteristics of children with LD who display primary deficits in written expression, reading comprehension, and mathematics is less developed than that which is now known about aspects of oral language (e.g., phonology) and basic reading development. As such, there exists a need to initiate studies of these types of LD, particularly with reference to establishing reliable and valid definitions and classification systems. Research Population: The selection of the research population should be based upon the need to conduct integrated prospective, developmental, longitudinal investigations incorporating neurobiological, cognitive/behavioral, and early (and later) treatment/intervention studies with children who manifest LD in one or more of several domains to include oral language, basic reading skills, reading comprehension, written expression, and mathematics development. Within this context, longitudinal studies may be initiated with preschool and kindergarten children, with the children being followed as they enter and proceed through the early grades. Cross-sectional studies of LD children of ages ranging across the elementary and middle school age-span should also be considered, but such studies must be related meaningfully to the questions being asked within the longitudinal studies. It is expected that not all children within the research population will manifest the entire range of oral language, written language, and mathematics deficits detailed above. In fact, there will likely be subgroups and subtypes of children with significantly different patterns of academic deficits, different patterns of comorbidity, levels of severity, and different psychological/cognitive processing deficits. As such, applicants should consider research protocols that are capable of identifying well defined subgroups and subtypes that exist within the sample. Investigators should also consider casting the sampling net wide enough to insure a representative number of subtypes and contrast groups within the study population. For example, of interest are subtypes of LD children of varying intellectual abilities, with primary deficits in one or more academic domains who display no comorbid deficits, a single comorbid deficit, or a combination of comorbid deficits in attention, behavior, and social competencies, etc. Subject Selection Criteria: The samples for study must be rigorously defined so that complete replication in another site can be accomplished. Within this context, applicants should provide clearly documented and operationalized definitions for their subject selection criteria. These definitions and criteria must be specified in an a priori manner. The selection of "school-identified" or "clinic-identified learning disabled children is strongly discouraged unless the diagnostic characteristics in these cases match the applicant's a priori established selection criteria. Likewise, criteria for selection of contrast group(s) must be specified in a priori. All children selected for study must be defined with reference to age, gender, grade level, length of time in special education placement, type of current special education placement, previous special education placement(s) to include intensity and duration, ethnicity, socioeconomic status, primary learning disability, comorbid disabilities, severity of disability, familial and/or genetic findings, physical/neurological findings, intellectual status, cognitive linguistic status, neurophysiological/ neuropsychological status, levels of academic achievement in oral language, reading, mathematics, and written language, and presence or absence of attention deficit disorder. Measurement Criteria: Standardized tests, laboratory tasks, observational measures, and other assessment procedures (e.g., dynamic assessment procedures) must be selected on the basis of known reliability and validity and appropriateness for the population under study. If reliability and validity characteristics are not yet known for a particular assessment or measurement procedure, the application should contain specific plans for establishing these features. The valid measurement of change over time is critical to the research called for in this RFA since the study of developmental course and treatment effectiveness are of primary concern. As such, applicants should be aware of and utilize robust procedures for separating treatment effects from the effects of development in general. The use of growth curve models and longitudinal data are encouraged as is the collection of sufficient data prior to the onset of any experimental condition or treatment(s) to allow estimation of pre-and post-treatment growth curves. Measurement should also be carried out across multiple time points. Rationale and Research Questions A critical public health task that continues to confront the field of learning disabilities is the development of a set of operational definitions and a classification system for different types of LD that will provide the scientific context for their treatment and for the identification of distinctions and interrelationships (comorbidities) between the types, and other well defined disorders to include disorders of attention, oppositional/conduct disorders, and genetic disorders affecting learning. There exists a compelling need to apply state-of-the-art classification methodology to achieve this goal, and to externally validate emerging definitions and classification models via the conduct of neurobiological/neuroimaging studies, cognitive studies, and treatment/intervention studies. To this end, examples of research questions and areas that need to be addressed are provided below. These examples are illustrative and not restrictive. 1. IQ-Achievement discrepancies have not been found to be meaningful in differentiating between discrepant and non-discrepant poor readers with deficits in single word reading. Does this same finding hold true for children who manifest LD in reading comprehension? written expression?, mathematics? Do IQ-Achievement discrepancies predict response to treatment/intervention? Are they related to LD children's self-esteem and self-concept? Are they related to teacher and parent expectations? 2. Are there more appropriate psychometric means to assess the concept of "unexpected underachievement" that is central to most existing definitions of LD and to the construct of LD? If so, do children who demonstrate "unexpected underachievement" differ from children whose achievement is predicted to be subaverage on measures of linguistic performance, neuropsychological abilities, neurophysiological functioning, genetic factors, response to instruction, etc. 3. Are there demonstrable differences between children with different types of LD (e.g., reading vs. mathematics, vs. written language) with respect to brain structure and function as assessed by non-invasive neuroimaging technology? Does level of severity influence any differences? Do comorbidities influence any differences? 4. Are there demonstrable differences between children with different types of LD with respect to cognitive and information processing characteristics? Does level of severity and/or comorbidities influence any differences? 5. Can neurobiological and genetic information obtained during the early course of development (e.g., preschool/kindergarten years) be useful in predicting the onset, course, and level of severity of different types of LD? Can neurobiological and genetic information help to predict response to different forms of treatment? 6. Given that disabilities in single word reading, and possibly other types of LD, occur along a continuous distribution, what methods, procedures, and/or strategies can be used to identify precise levels of severity and the treatment intensity necessary to remediate the deficit(s)? This issue and its resolution is critical to accurate identification and efficacious treatment/education of LD children in schools. 7. Is outcome for different types of LD related to severity? comorbidity? gender? IQ? SES? neurobiological factors? genetic factors? type, intensity, and amount of treatment? onset of treatment (early vs. late)? 8. How do deficits in information processing abilities (e.g., phonological processing, listening comprehension, visual perception, orthographic processing and memory, spatial and temporal processing) relate to neurobiological data obtained via non-invasive structural and functional neuroimaging studies, and to behavioral, genetic and linkage studies? How do such deficits interact with well defined treatment/interventions to develop specific skills, concepts, and strategies in different academic areas? 9. Deficits in the development of phonological abilities have been strongly linked to failure in developing basic reading skills. Do phonological deficits constitute the core deficit in reading, or is the ability to process information rapidly, regardless of modality, the major underlying factor in reading disability? 10. What is the most robust definition and classification system for disorders of attention? Should a categorical model be employed? Should a dimensional model be employed? Should a combination of models be used? 11. Do different types of deficits in attention correspond reliably to different neurophysiological signatures as measured by functional MRI or other non-invasive functional neuroimaging modalities? If so, does the signature differ with age? severity? gender? degree of comorbidity? IQ? 12. Are there neurobiological or genetic factors that can explain the greater frequency of attention disorders in males than females? 13. Are different deficits in component oral language skills (e.g., phonology, semantics, syntax) related to different reading, written language, and mathematics disabilities? 14. Is there differential treatment response by gender? By SES? By comorbidity? By degree of neurobiological involvement? 15. How can treatment success and efficacy best be measured? How are growth curves best assessed? Are static or dynamic measures best suited for the monitoring of treatment effects? 16. Are positive responses to treatment for component oral language, written language or mathematics deficits accompanied by changes in neurophysiological, neuropsychological, affective, social, and attentional status? INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN SUBJECTS The research subjects will range in age from four to 12 years. Investigators are encouraged to study male and female children varying in their racial and socio-economic background. It is the policy of NIH that women and members of minority groups and their subpopulations must be included in all NIH supported biomedical and behavioral research projects involving human subjects, unless a clear and compelling rationale and justification is provided that inclusion is inappropriate with respect to the health of the subjects or the purpose of the research. This new policy results from the NIH Revitalization Act of 1993 (Section 492B of Public Law 103-43 and supersedes and strengthens the previous policies Concerning the Inclusion of Women in Study Populations, and Concerning the Inclusion of Minorities in Study Populations), which have been in effect since 1990. The new policy contains some provisions that are substantially different from the 1990 policies. All investigators proposing research involving human subjects should read the "NIH Guidelines for Inclusion of Women and Minorities as Subjects in Clinical Research," which have been published in the Federal Register of March 28, 1994 (FR 59 14508-14513) and reprinted in the NIH Guide for Grants and Contracts, Volume 23, Number 11, March 18, 1994. Investigators also may obtain copies of the policy from the program staff listed under INQUIRIES. Program staff may also provide relevant information concerning the policy. APPLICATION PROCEDURES Applications are to be submitted on form PHS 398 (rev. 9/91). This application form is available in the office of sponsored research at most academic and research institutions and from the Office of Grants Information, Division of Research Grants, National Institutes of Health, 5333 Westwood Avenue, Room 449, Bethesda, MD 20892, telephone (301) 710-0267. The receipt deadline for applications prepared in response to this RFA is February 14, 1995. Late applications will not be accepted. The RFA label available in the PHS 398 application form must be affixed to the bottom of the face page of the application. Failure to use this label could result in delayed processing of the application such that it may not reach the review committee in time for review. In addition, the RFA title, "Learning Disabilities: Multidisciplinary Research Centers" and the number must be typed on line 2a of the face page of the application form and the YES box must be marked. Submit a signed typewritten original of the application, including the checklist, and three signed photocopies in one package to: Division of Research Grants National Institutes of Health Westwood Building, Room 240 Bethesda, MD 20892** At the time of submission, two copies of the application must be sent under separate cover to: Susan Streufert, Ph.D. Division of Scientific Review National Institute of Child Health and Human Development 6100 Executive Boulevard, Room 5E03 Bethesda, MD 20892 Applications must be received by February 14, 1995. If an application is received after that date, it will be returned to the applicant without review. The Division of Research Grants (DRG) will not accept any application in response to this RFA that is essentially the same as one currently pending initial review, unless the applicant withdraws the pending application. The DRG will not accept any application that is the same as one already reviewed. This does not preclude the submission of substantial revisions of an application already reviewed, but such applications must include an introduction addressing the previous critique. REVIEW CONSIDERATIONS Upon receipt, applications will be reviewed for completeness by DRG and responsiveness by NICHD and NINDS staff. Incomplete or non- responsive applications will be returned to the applicant without further consideration. Applications that are complete and responsive to the RFA will be evaluated for scientific and technical merit by an appropriate peer review group convened by the Institutes in accordance with the review criteria stated below. As part of the initial merit review, a process (triage) may be used by the initial review group in which applications will be determined to be competitive or non-competitive based on their scientific merit relative to other applications received in response to the RFA. Applications judged to be competitive will be discussed and be assigned a priority score. Applications determined to be non-competitive will be withdrawn from further consideration and the Principal Investigator and the official signing for the applicant organization will be notified. Those applications judged to be competitive will be further evaluated for technical and scientific merit by a peer review panel convened for this purpose by the Division of Scientific Review, NICHD. Review criteria for evaluating the applications will be those normally used by reviewers as specified in the NICHD P50 Guidelines. The review criteria for the overall program are: o significance of the research program proposed by the center to the initiative on learning disabilities; o scope and breadth of the center's programs, the component research projects, and core units; o suitability of the center's central theme and provisions for coordinating the research projects and core units; o multidisciplinary scope of the center and provisions for coordinating the research projects and cores; and o leadership ability and scientific stature of the center director and his/her ability to meet the program's demands of time and effort. The review criteria for the component research projects and core units are: o scientific merit of each component research project and the relation of the project to the center's overall theme; o cost effectiveness and quality control of core units; o the quality and productivity of research projects using the core facilities. (each core should be used by at least three research projects); o the appropriateness of the research projects' use of core services; o qualifications, experience, and the commitment of the investigator's responsible for the component research projects and core units; o participation of a suitable number of responsible, experienced investigators; o appropriateness of the budgetary requests; o accomplishments and progress to date of the component research projects and core units, particularly for competing continuation (renewal) and supplemental applications; o as appropriate, the adequacy of the means proposed for protecting against risks to human subjects, animals, and/or the environment; o academic and physical environment as it bears on patients, space, and equipment, and on the potential for interaction with scientists from other departments and institutes; o arrangements for internal quality control of ongoing research, the allocation of funds, day-to-day management, contractual agreements, and internal communication and cooperation among the investigators in the center's program; o presence of an administrative and organizational structure conducive to attaining the center's objectives; and o institutional commitment. o adequacy of plans to include both genders and minorities and their subgroups as appropriate for the scientific goals of the research. Plans for the recruitment and retention of subjects will also be evaluated. AWARD CRITERIA The earliest anticipated date of award is December, 1995. Scientific merit, technical proficiency, and availability of funds as described in the application, will be the predominant criteria for funding. INQUIRIES Inquiries concerning this RFA are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Direct inquiries regarding programmatic and scientific issues to: G. Reid Lyon, Ph.D. Center for Research for Mothers and Children National Institute of Child Health and Human Development 6100 Building, Room 4B05 9000 Rockville Pike Bethesda, MD 20892 Telephone: (301) 496-6591 FAX: (301) 402-2085 EMAIL: [email protected] Sarah H. Broman, Ph.D. Division of Convulsive, Developmental, and Neuromuscular Disorders National Institute of Neurological Disorders and Stroke Federal Building, Room 8C06 7550 Wisconsin Avenue Bethesda, MD 20892 Telephone: (301) 496-5821 FAX: (301) 402-0887 EMAIL: [email protected] Direct inquiries regarding fiscal and administrative matters to: E. Douglas Shawver Office of Grants and Contracts National Institute of Child Health and Human Development 6100 Building, Room 8A17 9000 Rockville Pike Bethesda, MD 20892 Telephone: (301) 496-1303 Angeline Wilson Grants Management Branch National Institute of Neurological Disorders and Stroke Federal Building, Room 1004 7550 Wisconsin Avenue Bethesda, MD 20892 Telephone: (301) 496-9231 AUTHORITY AND REGULATION This program is described in the Catalog of Federal Domestic Assistance No. 93.365, Research for Mothers and Children. Awards are made under authorization of the Public Health Service Act, Title IV, Part A (Public Law 78-410, as amended by Public Law 99-158, 42, USC 241 and 285) and administered under PHS grants policies and Federal Regulations 42 CFR 52 and 45 CFR Part 74. Awards are also made under authorization of PHS Act, Title V, Part B. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or health System Agency review. The Public Health Service (PHS) strongly encourages all grant recipients to provide a smoke-free workplace and promote the non-use of all tobacco products. This is consistent with the PHS mission to protect and advance the physical and mental health of the American people. .
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