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EXPIRED


PATHOBIOLOGY OF TEMPOROMANDIBULAR JOINT DISORDERS

RELEASE DATE:  September 4, 2002
 
RFA: DE-03-005

National Institute of Dental and Craniofacial Research (NIDCR) 
 (http://www.nidr.nih.gov/)
National Institute of Arthritis and Musculoskeletal and Skin Diseases (NIAMS)
 (http://www.niams.nih.gov/)
Office of Research on Women"s Health (ORWH)
 (http://www4.od.nih.gov/orwh/)

LETTER OF INTENT RECEIPT DATE:  October 20, 2002

APPLICATION RECEIPT DATE:  November 20, 2002    
 
THIS RFA CONTAINS THE FOLLOWING INFORMATION

o Purpose of this RFA
o Research Objectives
o Mechanisms of Support 
o Funds Available
o Eligible Institutions
o Individuals Eligible to Become Principal Investigators
o Where to Send Inquiries
o Letter of Intent
o Submitting an Application
o Peer Review Process
o Review Criteria
o Receipt and Review Schedule
o Award Criteria
o Required Federal Citations:

PURPOSE OF THIS RFA

The purpose of this initiative is to stimulate cross-cutting, 
integrative research aimed at delineating the mechanisms underlying the 
etiology and pathogenesis of the orofacial structures associated with 
Temporomandibular Joint Disorders (TMJDs). The ultimate goal of this 
initiative is a systems approach, from the gene, molecule, cell to 
tissue, and organ, that will provide the basis to better understand 
TMJDs and lead to the development of new insights into treatment and 
management of these disorders.  In the context of this initiative, 
integrative research is defined as the combined use of approaches from 
several different scientific disciplines such as cell biology, 
physiology, neurobiology, neuroendocrinology, genetics, molecular 
biology and imaging technologies to probe developmental, neurological, 
endocrine, immune and other relevant systems in order to define the 
mechanisms underlying the etiology and pathogenesis of TMJDs.

RESEARCH OBJECTIVES

Background

TMJDs refer to a collection of medical and dental conditions affecting 
the Temporomandibular Joint (TMJ) and the muscles of mastication, as 
well as contiguous tissue structures.  Pain in the masticatory muscles, 
in the TMJ, and in the associated hard and soft tissues and limitation 
in jaw function and sounds in the TMJ are common symptoms. 
Epidemiological data suggest that approximately 10.8 million American 
adults experience symptoms associated with TMJDs. It has been shown 
that the disorder is 1.5-2 times more prevalent in women than in men 
and that 80 present of the patients treated for TMJDs are women. Given 
the variation among the problems labeled TMJDs, it is not surprising 
that the etiology and pathogenesis of TMJDs are still unclear. This 
initiative is structured to address the complexity of the underlying 
genetic, cellular and molecular mechanisms of the different tissues 
(mandibular condyles, the mandibular fossa and articular eminence of 
the temporal bone, articular disc, ligaments, muscles of mastication 
and vascular tissues) as well as peripheral and central neural 
processes associated with TMJDs. Moreover, the use of contemporary 
biomedical techniques such as biocomputing for modeling the different 
components of the TMJ and advanced imaging techniques are encouraged. 
 
The elucidation of the developmental events leading to the formation of 
the TMJ can provide an understanding of the contribution(s) of each of 
the TMJ components in the pathogenesis associated with TMJDs. In humans 
the TMJ develops from the neural crest derived ectomesenchymal 
blastemas. Differentiation of the embryonic mesenchyme to form the 
primitive TMJ cavity occurs at about the twelfth week of embryonic 
development. Interestingly, the mandibular condyles develop as 
secondary cartilage from a proliferative layer of progenitor cells that 
turn into extracellular matrix producing chondrocytes that are 
eventually replaced by osteoblasts.  This particular developmental 
origin explains, in part, the lack of articular cartilage and the 
presence of a fibrous articular tissue cap in its place.  Although in 
recent years there has been significant progress in understanding the 
putative regions and the signaling networks controlling the outgrowth 
and development of the mandible, the precise developmental mechanisms 
by which the TMJ as a unit is formed are unclear. Obviously more 
research is needed to decipher the molecular mechanisms regulating 
development and morphogenesis of the TMJ. Such knowledge is fundamental 
in understanding the contribution(s) of each of the TMJ components in 
the pathogenesis of TMJDs as well as understanding the pathogenesis of 
several abnormalities and congenital syndromes. For example, 
abnormalities in the mandibles of various mouse mutants caused by 
targeted inactivation of individual and multiple candidate molecules 
provide powerful tools to examine not only the hierarchy of the 
signaling mechanisms and molecules involved but also the specific 
abnormalities that the inactivation of candidate genes may cause in the 
formation of each TMJ component (i.e., condyle, coronoid, and angular 
process of the mandible) and in the formation of the TMJ as a unit.  

The structures of the TMJ that are mainly shown to be associated with 
TMJDs are the temporomandibular joint disc, the ligaments and the 
masticatory muscles. Although there have been tremendous advances 
concerning the understanding of the cell biology, physiology and 
molecular genetics of skeletal, and to some extent the orofacial 
muscles, there is a paucity of information regarding the 
pathophysiology of orofacial muscles (masticatory and facial muscle). 
The lack of such information makes it difficult to delineate the 
molecular basis for repair of the masticatory muscle systems as well as 
elucidate the normal function of muscle cells when affected by 
inflammatory processes (e.g., do they express surface molecules or 
release soluble mediators or structural components that may activate an 
immune or inflammatory response?). 

To date it remains unclear what additional mediator mechanisms and 
molecules are associated with orofacial muscle pathophysiology. The 
only information to date derives from analysis of TMJ synovial fluid. 
Molecules such as serotonin (5-HT), Prostaglandin E2,  (PGE2) and 
leukotriene B4 that are known to be associated with 
hyperalgesia/allodynia of the masseter muscle in patients with 
fibromyalgia have been detected in the synovial fluid of arthritic TMJ.  
Cytokines such as interleukin-1 (IL-1), intrerleukin-6 (IL-6) ?and 
tumor necrosis factor ???TNF?) have also been found in the synovial 
fluid of arthritic TMJs as have neuropeptides such as substance P, 
calcitonin gene-related peptide (CGRP) and neuropeptide Y (NPY). 

Degradation markers of the articular disc such as keratan sulfate and 
proteoglycans are also present in this arthritic joint.  The 
contribution of these molecules to pathogenesis and clinical expression 
of TMJDs remains uncertain. New imaging methodologies as well as 
improved animal models will help to elucidate the inflammatory 
processes that are involved in response to injury, as well as the 
contribution of the nervous system to inflammatory diseases of TMJ 
structures.  
As with other synovial joints, the TMJ is subject to external 
loading and to constraints that are imposed on soft tissues such 
as the ligaments, the articular disc, the fibrous capsule 
(fibrocartilage) and the temporal bone. During joint motion the 
ligaments, articular disc and the fibrous capsule are deformed 
and are incapable of further movement. Both the ligaments and the 
fibrous capsule of the joints are richly innervated by sensory 
(afferent) neurons that are stimulated by motion. Other sensory 
neurons found in the soft tissues of the TMJ are nociceptors, 
neurons that mediate the sensation of pain. It is important to 
expand the knowledge of the function of sensory neurons (sensory 
afferent) that are stimulated by motion as well as those 
nociceptors associated with TMJDs. To date, pharmacological and 
physiological studies have shown that disordered sensory 
processing arises from changes in sensory afferent function and 
organization of sensory neurons. Agents such as growth factors 
and cytokines induce pronounced changes in the expression of a 
variety of functional proteins including receptors and ion 
channels in the affected afferent axons and sensory neurons. The 
lack of targeted effective pharmacological agents available for 
the treatment of pain reflects our incomplete understanding of 
the mechanisms associated with TMJDs and orofacial pain 
processing.  Therefore, the design of better preventive and 
therapeutic interventions for TMJD neuropathic pain is dependent 
on the expansion of our knowledge of the molecular mechanisms of 
pain.  The development of improved animal models can provide new 
tools to elucidate TMJD associated pain and orofacial pain 
processing. Sensitivity to pain and inhibition of pain are traits 
subject to considerable variability, both clinically and 
experimentally. As mentioned before, women make up the majority 
of patients treated with TMJDs. Therefore, it is important to 
examine the role of gender difference in the frequency and 
severity of TMJD associated pain and the response to analgesics.
Scope

The objectives and scope of this initiative are the application of a 
systematic multidisciplinary research approach to the elucidation the 
pathobiology and pathophysiology of the TMJ diseases and disorders. It 
is envisioned that the scientific knowledge gained though studies 
supported by this initiative will lead to the development of 
therapeutic strategies for these disorders.

The following are some examples of potential research areas:  

o Utilization of laser capture and microarray technologies for 
profiling/fingerprinting of TMJ structures including muscles, tendons 
and nerves in experimental conditions of TMJDs.

o Identification of the cellular and molecular events leading to 
remodeling of the components of the TMJ to adapt to biomechanical 
changes.

o Elucidation of gender influences associated with TMJDs and orofacial 
pain.

o Development of computer/mathematical modeling systems for the 
evaluation of anatomy and physiology of facial and TMJ structures and 
for the prediction of pathological changes.

o Generation of knockout and transgenic animals, subtraction cloning 
and differential screening for the definition of developmental pathways 
that may indicate differences in TMJ function and pain sensitivity.
 
o Development of animal models for the identification of pain 
modulators, for the examination of pain modulation circuitry attributed 
to inflammation and for the examination of possible overlap between 
TMJD associated pain and pain associated with other painful pathologies 
such as osteoarthritis, rheumatoid arthritis and fibromyalgia. 

o Development of model systems to understand the inflammatory 
mechanisms leading to extracellular matrix degeneration in TMJDs as 
well as the role of sex-specific hormones (e.g., estrogens) in 
cartilage and bone degeneration. 

o Identification of cell (e.g., neutrophils, macrophages, Langerhans 
cells), inflammatory mediators, (e.g., cytokines TNF?, IL-1, IL-6) and 
signal transduction mechanisms leading to inflammatory neuropathies 
associated with TMJDs (e.g., osteoporosis, osteoarthritis).

o Use of genomic and proteomic analytical approaches to define the 
characteristics and molecular responses of normal versus diseased TMJ 
tissues for the discovery of novel regulators required for normal 
function. 

o Identification of specific biomarkers that can be used to predict 
risk, aid in earlydiagnosis, and assess progression and evaluation of 
TMJDs.

o Utilization of innovative imaging technologies (e.g., high field/high 
resolution methods) to define the processing of nociceptive (pain) 
information from craniofacial musculoskeletal tissue. 

o Development of molecular imaging probes and contrast agents based on 
biological markers for in vivo imaging of biological processes, for 
discovering, understanding, and diagnosing TMJDs as well as clarifying 
molecular and cellular aspects of muscle degeneration in inflammation.  

The National Institute of Arthritis and Musculoskeletal and Skin 
Diseases (NIAMS) invites investigator-initiated research applications 
for ancillary studies to existing clinical studies of patients with 
rheumatoid arthritis and juvenile rheumatoid arthritis to investigate 
temporomandibular involvement in these diseases.  Specifically, the 
applications should focus on the utilization of patients and patient 
materials from such studies for: i) the evaluation of prevalence and 
clinical presentation of temporomandibular involvement in these 
diseases, ii) surrogate markers of disease activity, iii) genetic 
markers, iv) and therapeutic effects.  The parent or core clinical 
study must have independent financial support and will NOT receive 
support under this RFA.

MECHANISM OF SUPPORT
 
This RFA will use the NIH Research Project Grant (R01).  As an 
applicant you will be solely responsible for planning, directing, and 
executing the proposed project.  This RFA is a one-time solicitation. 
Future unsolicited, competing-continuation applications based on this 
project will compete with all investigator-initiated applications and 
will be reviewed according to the customary peer review procedures.  
The anticipated award date is July 30, 2003. 

This RFA uses just-in-time concepts.  Applications for the R01 
mechanism use the modular budgeting formats (see 
http://grants.nih.gov/grants/funding/modular/modular.htm). An R01 
applicant may request a project period of up to 4 years and a budget 
for direct costs of up to $250,000 per year. 

FUNDS AVAILABLE 
 
The NIDCR intends to commit approximately $3,000,000 in FY 2003 to fund 
10-12 new grants in response to this RFA.  The NIAMS intends to commit 
approximately $300,000 in FY 2003 to fund one new grant in response to 
this RFA.

Because the nature and scope of the proposed research will vary from 
application to application, it is anticipated that the size and 
duration of each award will also vary.  Although the FY 2003 financial 
plans of the NIDCR and NIAMS provide support for this program, awards 
pursuant to the RFA are contingent upon the availability of funds and 
the receipt of a sufficient number of meritorious applications.   

ELIGIBLE INSTITUTIONS
 
You may submit an application if your institution has any of the 
following characteristics:

o For-profit or non-profit organizations
o Public or private institutions such as universities, colleges, 
hospitals, and laboratories
o National laboratories
o Units of state and local governments
o Eligible agencies of the Federal government
o Domestic or foreign
 
INDIVIDUALS ELIGIBLE TO BECOME PRINCIPAL INVESTIGATORS   

Any individual with the skills, knowledge, and resources necessary to 
carry out the proposed research is invited to work with their 
institution to develop an application for support.  Individuals from 
underrepresented racial and ethnic groups as well as individuals with 
disabilities are always encouraged to apply for NIH programs.   

WHERE TO SEND INQUIRIES

We encourage inquiries concerning this RFA and welcome the opportunity 
to answer questions from potential applicants.  Inquiries may fall into 
three areas:  scientific/research, peer review, and financial or grants 
management issues:

o Direct your questions about scientific/research issues to:

Eleni Kousvelari, DDS, D.Sc.,
Chief, Cellular & Molecular Biology, Physiology 
& Biotechnology Branch
National Institute of Dental and Craniofacial Research
National Institutes of Health
Building 45 Room 4AN-18A
Bethesda, MD  20892
Telephone:  (301) 594-2427
FAX:  (301) 480-8318
Email:  [email protected] 

Bernadette Tyree, Ph.D.
Director, Cartilage and Connective Tissue Program
National Institute of Arthritis and Musculoskeletal and Skin Diseases
National Institutes of Health
6701 Democracy Blvd., Rm. 884
Bethesda, MD 20892
Telephone: (301) 594-5032
FAX: (301) 480-4543
Email:  [email protected]

o Direct your questions about peer review issues to:

H. George Hausch, Ph.D. 
Acting Director, Division of Extramural Activities
National Institute of Dental and Craniofacial Research
National Institutes of Health 
45 Center Drive, Room 4AN-44F 
Bethesda, MD 20892-6402 
Telephone: (301) 594-2904 
FAX: (301) 480-8303 
Email: [email protected] 

Direct your questions about financial or grants management matters to: 

Robert L. Tarwater,  
Grants Management Specialist  
Division of Extramural Activities  
National Institute of Dental and Craniofacial Research
National Institutes of Health  
Building 45, Room 4AN32A  
45 Center Drive  
Bethesda, Maryland 20892-6402  
Telephone: (301) 594-4836 
FAX: (301) 480-8301  
Email: [email protected]

Melinda Nelson
Grants Management Officer
Grants Management Branch
National Institute of Arthritis and Musculoskeletal and Skin Diseases 
National Institutes of Health
6701 Democracy Blvd., Rm. 884
Bethesda, MD 20892
Telephone: (301) 594-3535
FAX: (301) 480-4543
EMAIL [email protected]  

				
LETTER OF INTENT
 
Prospective applicants are asked to submit a letter of intent that 
includes the following information:

o Descriptive title of the proposed research
o Name, address, and telephone number of the Principal Investigator
o Names of other key personnel 
o Participating institutions
o Number and title of this RFA 

Although a letter of intent is not required, is not binding, and does 
not enter into the review of a subsequent application, the information 
that it contains allows NIDCR to estimate the potential review workload 
and plan the review.
 
The letter of intent is to be sent by the date listed at the beginning 
of this document.  It is preferred that the letter of intent be sent 
electronically to [email protected] If necessary, the letter 
of intent can be sent by regular mail to Dr. Eleni Kousvelari, listed 
in the WHERE TO SEND INQUIRIES section of this announcement.

SUBMITTING AN APPLICATION

Applications must be prepared using the PHS 398 research grant 
application instructions and forms (rev. 5/2001).  The PHS 398 is 
available at http://grants.nih.gov/grants/funding/phs398/phs398.html in 
an interactive format.  For further assistance contact GrantsInfo, 
Telephone (301) 710-0267, 
Email:  [email protected].
  
SPECIFIC INSTRUCTIONS FOR MODULAR GRANT APPLICATIONS: Applications 
requesting up to $250,000 per year in direct costs must be submitted in 
a modular grant format.  The modular grant format simplifies the 
preparation of the budget in these applications by limiting the level 
of budgetary detail.  Applicants request direct costs in $25,000 
modules.  Section C of the research grant application instructions for 
the PHS 398 (rev. 5/2001) at 
http://grants.nih.gov/grants/funding/phs398/phs398.html includes step-
by-step guidance for preparing modular grants.  Additional information 
on modular grants is available at 
http://grants.nih.gov/grants/funding/modular/modular.htm.

USING THE RFA LABEL: The RFA label available in the PHS 398 (rev. 
5/2001) application form must be affixed to the bottom of the face page 
of the application.  Type the RFA number on the label.  Failure to use 
this label could result in delayed processing of the application such 
that it may not reach the review committee in time for review.  In 
addition, the RFA title and number must be typed on line 2 of the face 
page of the application form and the YES box must be marked. The RFA 
label is also available at: 
http://grants.nih.gov/grants/funding/phs398/label-bk.pdf.
 
SENDING AN APPLICATION TO THE NIH: Submit a signed, typewritten 
original of the application, including the Checklist, and three signed, 
photocopies, in one package to:
 
Center For Scientific Review
National Institutes of Health
6701 Rockledge Drive, Room 1040, MSC 7710
Bethesda, MD  20892-7710
Bethesda, MD  20817 (for express/courier service)

At the time of submission, two additional copies of the application 
must be sent to:

Dr. H. George Hausch 
Division of Extramural Activities 
National Institute of Dental and Craniofacial Research
National Institutes of Health
45 Center Drive, Room 4AN-44F 
Bethesda, MD 20892-6402 
  
APPLICATION PROCESSING: Applications must be received by the 
application receipt date listed in the heading of this RFA.  If an 
application is received after that date, it will be returned to the 
applicant without review.
 
The Center for Scientific Review (CSR) will not accept any application 
in response to this RFA that is essentially the same as one currently 
pending initial review, unless the applicant withdraws the pending 
application.  The CSR will not accept any application that is 
essentially the same as one already reviewed. This does not preclude 
the submission of substantial revisions of applications already 
reviewed, but such applications must include an Introduction addressing 
the previous critique.

PEER REVIEW PROCESS  
 
Upon receipt, applications will be reviewed for completeness by the CSR 
and responsiveness by the NIDCR.  Incomplete applications will be 
returned to the applicant without further consideration.  And, if the 
application is not responsive to the RFA, CSR staff may contact the 
applicant to determine whether to return the application to the 
applicant or submit it for review in competition with unsolicited 
applications at the next appropriate NIH review cycle.

Applications that are complete and responsive to the RFA will be 
evaluated for scientific and technical merit by an appropriate peer 
review group convened by the NIDCR in accordance with the review 
criteria stated below.  As part of the initial merit review, all 
applications will:

o Receive a written critique
o Undergo a process in which only those applications deemed to have the 
highest scientific merit, generally the top half of the applications 
under review, will be discussed and assigned a priority score
o Receive a second level review by the appropriate Institute 
Advisory Council. 
 
REVIEW CRITERIA

The goals of NIH-supported research are to advance our understanding of 
biological systems, improve the control of disease, and enhance health.  
In the written comments, reviewers will be asked to discuss the 
following aspects of your application in order to judge the likelihood 
that the proposed research will have a substantial impact on the 
pursuit of these goals: 

o Significance 
o Approach 
o Innovation
o Investigator
o Environment
  
The scientific review group will address and consider each of these 
criteria in assigning your application"s overall score, weighting them 
as appropriate for each application.  Your application does not need to 
be strong in all categories to be judged likely to have major 
scientific impact and thus deserve a high priority score.  For example, 
you may propose to carry out important work that by its nature is not 
innovative but is essential to move a field forward.

(1) SIGNIFICANCE:  Does your study address an important problem? If the 
aims of your application are achieved, how do they advance scientific 
knowledge?  What will be the effect of these studies on the concepts or 
methods that drive this field?

(2) APPROACH:  Are the conceptual framework, design, methods, and 
analyses adequately developed, well integrated, and appropriate to the 
aims of the project?  Do you acknowledge potential problem areas and 
consider alternative tactics?

(3) INNOVATION:  Does your project employ novel concepts, approaches or 
methods? Are the aims original and innovative?  Does your project 
challenge existing paradigms or develop new methodologies or 
technologies?

(4) INVESTIGATOR: Are you appropriately trained and well suited to 
carry out this work?  Is the work proposed appropriate to your 
experience level as the principal investigator and to that of other 
researchers (if any)?

(5) ENVIRONMENT:  Does the scientific environment in which your work 
will be done contribute to the probability of success?  Do the proposed 
experiments take advantage of unique features of the scientific 
environment or employ useful collaborative arrangements?  Is there 
evidence of institutional support? 

ADDITIONAL REVIEW CRITERIA: In addition to the above criteria, your 
application will also be reviewed with respect to the following: 

o PROTECTIONS:  The adequacy of the proposed protection for humans, 
animals, or the environment, to the extent they may be adversely 
affected by the project proposed in the application.

o INCLUSION:  The adequacy of plans to include subjects from both 
genders, all racial and ethnic groups (and subgroups), and children as 
appropriate for the scientific goals of the research.  Plans for the 
recruitment and retention of subjects will also be evaluated. (See 
Inclusion Criteria included in the section on Federal Citations, 
below).

o BUDGET:  The reasonableness of the proposed budget and the requested 
period of support in relation to the proposed research. 

RECEIPT AND REVIEW SCHEDULE

Letter of Intent Receipt Date:    	October 20, 2002
Application Receipt Date:		November 20, 2002
Peer Review Date:                 	February/March 2003
Council Review:                    	May/June 2003
Earliest Anticipated Start Date:  	July 30, 2003

AWARD CRITERIA

Award criteria that will be used to make award decisions include:

o Scientific merit (as determined by peer review)
o Availability of funds
o Programmatic priorities.
 
REQUIRED FEDERAL CITATIONS 

INCLUSION OF WOMEN AND MINORITIES IN CLINICAL RESEARCH: It is the 
policy of the NIH that women and members of minority groups and their 
sub-populations must be included in all NIH-supported clinical research 
projects unless a clear and compelling justification is provided 
indicating that inclusion is inappropriate with respect to the health 
of the subjects or the purpose of the research. This policy results 
from the NIH Revitalization Act of 1993 (Section 492B of Public Law 
103-43).

All investigators proposing clinical research should read the AMENDMENT 
"NIH Guidelines for Inclusion of Women and Minorities as Subjects in 
Clinical Research - Amended, October, 2001," published in the NIH Guide 
for Grants and Contracts on October 9, 2001 
(http://grants.nih.gov/grants/guide/notice-files/NOT-OD-02-001.html), 
a complete copy of the updated Guidelines are available at 
http://grants.nih.gov/grants/funding/women_min/guidelines_amended_10_2001.htm.  

The amended policy incorporates: the use of an NIH definition of 
clinical research, updated racial and ethnic categories in compliance 
with the new OMB standards, clarification of language governing NIH-
defined Phase III clinical trials consistent with the new PHS Form 398, 
and updated roles and responsibilities of NIH staff and 
the extramural community.  The policy continues to require for all NIH-
defined Phase III clinical trials that: a) all applications or 
proposals and/or protocols must provide a description of plans to 
conduct analyses, as appropriate, to address differences by sex/gender 
and/or racial/ethnic groups, including subgroups if applicable, and b) 
investigators must report annual accrual and progress in conducting 
analyses, as appropriate, by sex/gender and/or racial/ethnic group 
differences.

INCLUSION OF CHILDREN AS PARTICIPANTS IN RESEARCH INVOLVING HUMAN 
SUBJECTS: The NIH maintains a policy that children (i.e., individuals 
under the age of 21) must be included in all human subjects research, 
conducted or supported by the NIH, unless there are scientific and 
ethical reasons not to include them. This policy applies to all initial 
(Type 1) applications submitted for receipt dates after October 1, 
1998.

All investigators proposing research involving human subjects should 
read the "NIH Policy and Guidelines" on the inclusion of children as 
participants in research involving human subjects that is available at 
http://grants.nih.gov/grants/funding/children/children.htm.

REQUIRED EDUCATION ON THE PROTECTION OF HUMAN SUBJECT PARTICIPANTS: NIH 
policy requires education on the protection of human subject 
participants for all investigators submitting NIH proposals for 
research involving human subjects.  You will find this policy 
announcement in the NIH Guide for Grants and Contracts Announcement, 
dated June 5, 2000, at 
http://grants.nih.gov/grants/guide/notice-files/NOT-OD-00-039.html.

HUMAN EMBRYONIC STEM CELLS (hESC):  Criteria for federal funding of 
research on hESCs can be found at 
http://grants.nih.gov/grants/stem_cells.htm and at 
http://grants.nih.gov/grants/guide/notice-files/NOT-OD-02-005.html.  
Only research using hESC lines that are registered in the NIH Human 
Embryonic Stem Cell Registry will be eligible for Federal funding (see 
http://escr.nih.gov).   It is the responsibility of the applicant to 
provide the official NIH identifier(s)for the hESC line(s)to be used in 
the proposed research.  Applications that do not provide this 
information will be returned without review.

PUBLIC ACCESS TO RESEARCH DATA THROUGH THE FREEDOM OF INFORMATION ACT: 
The Office of Management and Budget (OMB) Circular A-110 has been 
revised to provide public access to research data through the Freedom 
of Information Act (FOIA) under some circumstances.  Data that are (1) 
first produced in a project that is supported in whole or in part with 
Federal funds and (2) cited publicly and officially by a Federal agency 
in support of an action that has the force and effect of law (i.e., a 
regulation) may be accessed through FOIA.  It is important for 
applicants to understand the basic scope of this amendment.  NIH has 
provided guidance at 
http://grants.nih.gov/grants/policy/a110/a110_guidance_dec1999.htm.

Applicants may wish to place data collected under this initiative in a 
public archive, which can provide protections for the data and manage 
the distribution for an indefinite period of time.  If so, the 
application should include a description of the archiving plan in the 
study design and include information about this in the budget 
justification section of the application. In addition, applicants 
should think about how to structure informed consent statements and 
other human subjects procedures given the potential for wider use of 
data collected under this award.

URLs IN NIH GRANT APPLICATIONS OR APPENDICES: All applications and 
proposals for NIH funding must be self-contained within specified page 
limitations. Unless otherwise specified in an NIH solicitation, 
Internet addresses (URLs) should not be used to provide information 
necessary to the review because reviewers are under no obligation to 
view the Internet sites.  Furthermore, we caution reviewers that their 
anonymity may be compromised when they directly access an Internet 
site.

HEALTHY PEOPLE 2010: The Public Health Service (PHS) is committed to 
achieving the health promotion and disease prevention objectives of 
"Healthy People 2010," a PHS-led national activity for setting priority 
areas. This RFA is related to one or more of the priority areas. 
Potential applicants may obtain a copy of "Healthy People 2010" at 
http://www.health.gov/healthypeople.

AUTHORITY AND REGULATIONS: This program is described in the Catalog of 
Federal Domestic Assistance No. 93.121 (NIDCR) and is not subject to 
the intergovernmental review requirements of Executive Order 12372 or 
Health Systems Agency review.  Awards are made under authorization of 
Sections 301 and 405 of the Public Health Service Act as amended (42 
USC 241 and 284) and administered under NIH grants policies described 
at 
http://grants.nih.gov/grants/policy/policy.htm and under Federal 
Regulations 42 CFR 52 and 45 CFR Parts 74 and 92. 

The PHS strongly encourages all grant recipients to provide a smoke-
free workplace and discourage the use of all tobacco products.  In 
addition, Public Law 103-227, the Pro-Children Act of 1994, prohibits 
smoking in certain facilities (or in some cases, any portion of a 
facility) in which regular or routine education, library, day care, 
health care, or early childhood development services are provided to 
children.  This is consistent with the PHS mission to protect and 
advance the physical and mental health of the American people.




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