Full Text CA-93-030 NATIVE AMERICAN WOMEN'S CANCER INITIATIVE NIH GUIDE, Volume 22, Number 22, June 18, 1993 RFA: CA-93-030 P.T. 34, FE, II Keywords: Cancer/Carcinogenesis Disease Control+ Disease Prevention+ National Cancer Institute Letter of Intent Receipt Date: July 30, 1993 Application Receipt Date: October 13, 1993 PURPOSE The Special Populations Studies Branch (SPSB), Division of Cancer Prevention and Control (DCPC), National Cancer Institute (NCI) invites grant applications to conduct research to develop and determine the effectiveness of cancer control and prevention intervention strategies in Native American women, including American Indian, Alaska Native, Native Hawaiian and/or American Samoan women. The long range goals of this initiative are to improve cancer survival rates and reduce cancer mortality rates among Native American women through cancer prevention and control efforts. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This Request for Applications (RFA), Native American Women's Cancer Initiative (NAWCI), is related to the priority area of cancer. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No.017-001-00474-0) or "Healthy People 2000" (Summary Report: Stock No. 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202/783-3238). ELIGIBILITY REQUIREMENTS Applications may be submitted by public and private, for-profit and non-profit organizations serving the indigenous female community in a specified geographic area such as Native American health clinics (e.g., P.L. 93-638 clinics); voluntary Native American organizations; Native American research centers or consortia; hospitals that serve large numbers of Native American women; consortia of female health providers; and/or Federal (e.g., the Indian Health Service), State or local governments. Teams of applicants are encouraged, but one organization must be identified as the lead institution to assume responsibility for the conduct of the project. MECHANISM OF SUPPORT The assistance mechanism used to support these studies will be the traditional National Institutes of Health (NIH) research project grant (R01). The applicant has sole responsibility for planning, direction, and execution of the proposed project. Total project period for applications submitted in response to this RFA may not exceed four years. The anticipated award date is May 1, 1994. Awards will be administered as stated in this RFA and under PHS grants policy as stated in the Public Health Service Grants Policy Statement, DHHS publication No. (OASH) 90-50,000, revised October 1, 1990. This RFA is a one-time solicitation. Future unsolicited competing continuation applications will compete as research project applications with all other investigator initiated applications and be reviewed according to the customary peer review procedures. If the NCI determines that there is sufficient continuing program need, the NCI will invite recipients of awards under this RFA to submit competing continuation applications for review. The range of the amounts of the direct cost will vary from $130,000 to $320,000 per year. FUNDS AVAILABLE Approximately $1.5 million in total costs per year for four years will be committed to specifically fund grants awarded under this RFA. It is anticipated that up to five awards will be made, at least one from each of the options listed under RESEARCH OBJECTIVES. This level of support is dependent on the receipt of a sufficient number of applications of high scientific merit. Although this program is provided for in the financial plans of the NCI, the award of research grants pursuant to this RFA is contingent upon the availability of funds for this purpose. RESEARCH OBJECTIVES Background In 1987 the NCI sponsored a working group on cancer among Native Americans. As a result of that meeting, two RFAs were issued in 1989 (one on avoidable mortality from cancer among Native Americans and the other on primary prevention of cancer among Native Americans). Eight awards were made for these RFAs, four for avoidable mortality and four for primary prevention. The target populations for these five year cooperative agreements were reservation and rural American Indians, urban American Indians, Alaska Natives (urban and rural), and Native Hawaiians. The Native American Women's Cancer Initiative (NAWCI) evolved from these five year cooperative agreements. Based on the preliminary findings, this initiative has been developed to appropriately respond to emerging cancer needs and issues of Native American women. At the turn of the century, cancer was an extremely rare disorder among American Indian people (Hrdlicka, 1904, Jones, 1989, p.45). Although American Indians and Alaska Natives continue to experience low cancer incidence rates in comparison with other racial groups such as whites, blacks, and Asians, within the last few generations cancer has become the leading cause of death for Alaska Native women, and is the second leading cause of death among both American Indian and Native Hawaiian women. (Department of Health and Human Services, IHS Trends, 1992, p. 34, IHS, Cancer Mortality, 1992.) A report entitled, "A National Strategic Plan for Cancer Prevention and Control to Benefit the Overall Health of American Indians and Alaska Natives" was prepared by the NCI-supported Network for Cancer Control Research among American Indian and Alaska Native Populations. The purpose of this plan is to enhance the awareness in federal agencies and in others about the problems of cancer among American Indian and Alaska Native populations. This plan emphasizes the poor cervical and breast cancer survival rates, the lack of access to early detection services, the lack of Indigenous health care providers and researchers, and the cultural barriers that interfere with effective cancer prevention and control programs (Network, 1992, pp. 8-10, 24, 26-28, 30, 32 and 35). Numerous barriers have been identified that interfere with cancer prevention and control efforts among Indigenous women. These barriers include, but are not limited to, culturally inappropriate recruitment protocols, lack of culturally appropriate cancer prevention and control materials and programs, inaccessible science and/or research educational and training opportunities, English as a second language, poverty, transportation, cancer causation beliefs, lack of Native health providers, and unavailability of health facilities. The types and impact of such barriers vary among Native communities in different regions of the country. Several of the factors that may contribute to cancer among Native American women may differ from women of other races and differ among Indigenous women due to genetic factors, acculturation, and socioeconomic status. The research studies will determine the effectiveness and efficacy of cancer control and prevention intervention strategies that are designed to address one of the following objectives: (1) address the barriers to culturally appropriate quality cancer control services including screening, appropriate follow-up, diagnostic, treatment, and rehabilitation programs for cancers that are common and/or disproportionately elevated within Indigenous women; (2) reduce cancer risk behaviors in Native American women (e.g., high dietary fat intake, tobacco use, alcohol consumption); or (3) assist in providing technical assistance to improve Native American women's research skills and eventually increase the number of Native American women who are in key research positions (e.g., Principal Investigators). These objectives are more fully defined Research Options and Scope, below. 1. American Indian Women According to the New Mexico SEER Registry (1977-83), the most commonly occurring cancers in American Indian women are (in order of their occurrence) breast, cervix uteri, gallbladder, and stomach cancer. According to the National Center for Health Statistics (1977-83), the most common causes of cancer death among American Indian women are (in order) lung and bronchus, breast, colon and rectum, cervix uteri, and stomach. Nine of the twelve IHS Areas (1984-88) identify the five leading causes of cancer mortality among American Indian females to be lung cancer (17%), ill-defined/unknown (11.2%), breast (11.0%), cervix (7.4%), and colon/rectum (7.2%). (IHS, Cancer Mortality among Native Americans in the United States, 1992 , p. 53). The New Mexico SEER Registry (1975-84) five-year relative survival rates among American Indian women are poorer for all sites combined than for all other racial groups, such as whites, blacks, and Asians. In addition, survival rates for breast, kidney and renal, pelvis, colon and rectum, pancreas, gallbladder, stomach, lung and bronchus, and non-Hodgkins lymphoma are lower among American Indian women than are survival rates for whites, blacks, Hispanics, and Asians. 2. Alaska Native Women Based on the State of Alaska data (1969-83) in comparisons with U.S. white women, Alaska Native female incidence rates are higher for oral cavity and pharynx, nasopharynx, esophagus, stomach, colon and rectum, liver, gallbladder, pancreas, cervix uteri, and kidney and renal pelvis cancers. According to the Alaska Area IHS (1984-88), Alaska Native women have significantly higher age-adjusted mortality rates than do U.S. All Races Females for the following cancers: Lung and bronchus (Alaska Native women = 68.5; U.S. All Races females = 27.3); colon-rectum (Alaska Native women = 33.0; U.S. All Races females = 17.1); ill-defined/unspecified sites (Alaska Native women = 28.8; U.S. All Races females = 10.3); cervix uteri (Alaska Native women = 9.3; U.S. All Races females = 3.1); stomach (Alaska Native women = 9.3; U.S. All Races females = 3.3); and, gallbladder (Alaska Native women = 7.6; U.S. All Races females = 1.0). (IHS, Cancer Mortality among Native Americans in the United States, 1992 , pp. 58-61) Five year survival data are not available for Alaska Natives. 3. Native Hawaiian Women Based on Hawaii SEER Registry data (1977-83), when compared with other racial groups such as blacks or whites, Native Hawaiian women have the highest age adjusted (1970 U.S. Standard) incidence rates per 100,000 for breast (108.5), lung (45.8), corpus uteri (29.4), stomach (19.5), ovary (15.1), urinary bladder (5.7), and brain and central nervous system (3.5). In addition, they have excessive cancer incidence for cervix uteri (15.2) when compared with whites. (NCI, Report of the Special Action Committee, 1992, p. A-4) Based on Hawaii SEER Registry data (1975-84) Native Hawaiian women have the poorest survival from cancer of oral cavity and pharynx (36.4) than any racial group. 4. American Samoan Women Cancer incidence, mortality, and survival data are available for very small numbers or groups of American Samoan women. Informal reports from the island of American Samoa and from American Samoan women living in the continental United States indicate that cancer is a significant problem and appears to be increasing. There is need for accurate collection and recording of such data. 5. Brief Summary of Selected Cancer Sites and Regional Data A brief description follows of a few of the common and/or disproportionate cancer sites in Indigenous women. Data provided below should be viewed as examples only; other cancer sites would be considered as well. a. Cervical Cancer Incidence: Alaska Native women have the highest cervical cancer incidence rate of any racial group (with a rate of 28.0) (State of Alaska, 1969-83). According to the New Mexico SEER Registry (1977-83), American Indian women living in New Mexico and Arizona have a cervical cancer incidence rate of 20.5. Native Hawaiian women have an incidence rate of 15.2 (Hawaii SEER Registry, 1977-83). The white female rate is 8.6. When existing incidence data are reviewed, each American Indian and Alaska Native tribe or IHS Area has higher cervical cancer incidence than SEER whites. For example, Tohono O'Odham/Pima Tribes (rate=41.7), Athabascan Alaska Natives (rate=39.4), Eskimo Alaska Natives (33.1), Billings IHS Area (32.3), Apache Tribes (31.8), Albuquerque IHS Area (31.3), Aleut Alaska Natives (29.7), Alaska IHS Area (29.5), Sioux Tribes (29.2). (Nutting, et al, "Cancer in American Indians and Alaska Natives, 1982-87", AJPH, 1993) Mortality: The Alaska Tumor Registry (1977 to 1983) reported that Alaska Native women have the highest death rate from cervical cancer of any race with a rate of 12.5. According to the National Center for Health Statistics 1977-1983, the American Indian cervical cancer mortality rate was 5.5 and the Native Hawaiian rate was 5.6. The white rate was 3.2. When IHS Area data are reviewed (1984-88), all IHS Areas have cervical cancer mortality rates higher than the U.S. rate and six of the nine Areas have rates significantly higher than the U.S. All Races rate: Billings, Aberdeen, Nashville, Albuquerque, Alaska, and Navajo. (IHS, Cancer Mortality among Native Americans in the United States, 1992 p. 39). Survival: According to the New Mexico SEER Registry (1975-84), American Indian women have the second poorest five-year relative survival rate from cervical cancer than all other racial groups with a rate of 65.1. Blacks have the poorest with a rate of 61.3. The Native Hawaiian female rate is 67.3 and the white rate is 67.2. Survival data for Alaska Native women are not available. b. Breast Cancer Incidence: Native Hawaiian women have the highest age-adjusted breast cancer incidence rates of any race with a rate of 108.5 (Hawaii SEER Registry, 1977-83). The rate among white women is 93.3. Based on data from American Indian women living in Arizona and New Mexico (1977-83), the age-adjusted breast cancer incidence rates are much lower among American Indian women (rate of 21.7) than among white women. Alaska Native women also have low breast cancer incidence with a rate of 44.2. However, regional variability among breast cancer incidence data are apparent. The age-adjusted incidence of breast cancer is lower among American Indian women of the lower 48 states, and among Aleuts and Eskimos. However, Athabascan Alaska Native women have a rate (106.1) comparable to the U.S. female rate. American Indian women who live in the northern states have poorer rates (e.g., Sioux tribes, Aberdeen IHS, Billings IHS). (Nutting, et al, "Cancer in American Indians and Alaska Natives, 1982-87", AJPH, 1993) Mortality: Native Hawaiian women have the highest breast cancer mortality rates of any race (37.8) (Hawaii SEER Registry, 1977-83). The white female rate is 26.7. According to U.S. mortality data (1977-83), the age-adjusted breast cancer mortality rates are lower for American Indian females (9.0) and Alaska Native females (12.8) than the white rate. Unfortunately, a recent review of the limited trend data indicate that the breast cancer mortality rates are accelerating. (O'Brien, AIHCA, 1991) Examples of IHS Areas breast cancer mortality rates that illustrate the variability of data follow (1984-88): Nashville IHS Area (25.5), Aberdeen IHS Area (24.0), Bemidji IHS Area (19.0), and Albuquerque IHS Area (10.4). (IHS, Cancer Mortality among Native Americans in the United States, 1992) Survival: Although the overall breast cancer incidence and mortality rates are lower among American Indian women, according to the New Mexico SEER Registry (1975-84), American Indian women living in Arizona and New Mexico have the poorest survival rate (49.7) of any racial group. The Native Hawaiian survival rate is 69.4 and the female white survival rate is 75.7. Alaska Native survival data are not available. c. Gallbladder Cancer Incidence: Gallbladder cancer incidence rates are disproportionately high among indigenous females. According to the New Mexico SEER Registry (1977-83), American Indian women living in Arizona and New Mexico have an incidence rate of 14.7. Alaska Native females also have an incidence rate of 14.7 (State of Alaska, 1969-83). These rates are the highest of any other racial group and indicate that gallbladder cancer is approximately nine times more likely to occur in an American Indian or Alaska Native woman than in a white woman. The female white gallbladder incidence rate is 1.6. The Native Hawaiian female gallbladder incidence rate is 1.0 (NCI, Report of the Special Action Committee, 1992, pp. A-2, A-3, A-4). The gallbladder incidence rates vary among American Indian women from different tribes and among different regions. For example, gallbladder incidence rates from selected tribes and IHS Areas (IHS, 1982-87) include the following: Tohono O'Odham/Pima Tribes (33.4), Apache Tribes (20.5), Phoenix IHS Area (16.1), Alaska IHS Area (14.4), Navajo Tribe (10.8), Eastern Band Cherokee Tribe (10.7), and Sioux Tribes (5.9). (Nutting, et al, "Cancer in American Indians and Alaska Natives, 1982-87", AJPH, 1993) Mortality: American Indians women also have disproportionately high gallbladder cancer mortality rates. According to the National Center for Health Statistics (1977-83) American Indian women have a rate of 3.6 and Alaska Native females have the highest rate of any racial group with a rate of 6.3. The female gallbladder mortality rate for nine of the IHS Areas (IHS, 1984-88) is 7.6. The IHS Tucson Area (1984-88) had the highest age-adjusted gallbladder cancer mortality rate for females (24.1) which is about 20 times the white female rate of 1.2. Native Hawaiian women have a low mortality rate of 0.3. (NCI, Report of the Special Action Committee, 1992, , p. A-7) Survival: According to the New Mexico SEER Registry (1975-84), American Indian females who live in Arizona and New Mexico also have the poorest gallbladder survival rates of any racial group with a rate of 6.4 (white female rate is 9.4). There were too few cases to accurately determine a survival rate for Native Hawaiian women. (NCI, Report of the Special Action Committee, 1992, pp. A-8, A-9, A-10) Survival data for Alaska Natives are not available. d. Lung Cancer Incidence: According to Hawaii SEER Registry 1977-83, Native Hawaiian female lung and bronchus cancer incidence rate is the highest of any racial group at 45.8 (white female rate is 33.3). The Alaska Native female lung cancer incidence rate is 23.2 (State of Alaska, 1969-83). According to the New Mexico SEER Registry (1977-83), lung cancer incidence rates of American Indian females living in Arizona and New Mexico is the lowest of any racial group with a rate of 4.4. Examples of female tribal and IHS Area lung cancer incidence rates follow (IHS, 1982-87): Athabascan Alaska Natives (111.3), Aleut Alaska Natives (101.7), Eskimo Alaska Natives (53.2), Alaska IHS Area (58.4), Bemidji IHS Area (52.3), Billings IHS Area (37.8), Aberdeen IHS Area (32.1), Eastern Band Cherokee Tribe (35.2), and Sioux Tribes (34.1). (Nutting, et al, "Cancer in American Indians and Alaska Natives, 1982-87", AJPH, 1993) Mortality: Native Hawaiian women have the highest lung cancer mortality rates (35.3) of any race (Hawaii SEER Registry, 1977-83). Alaska Native women have a rate of 15.0 and white women are 20.9. According to the National Center for Health Statistics death records, the age-adjusted American Indian female lung cancer mortality rates are among the lowest of any race with a rate of 9.3. However, as geographic areas indicate rates which are higher than those reported in NCHS. IHS age-adjusted lung cancer mortality rates (1984-88) for females follow: Alaska IHS Area (68.5), Billings IHS Area (65.7), Aberdeen IHS Area (45.0), Bemidji IHS Area (40.7), and Nashville IHS Area (25.1). (IHS, Cancer Mortality among Native Americans in the United States, 1992 , p. 34) Survival: Survival data are not available for Alaska Natives. American Indian women living in New Mexico and Arizona have a poorer lung cancer survival rate (14.1) than do white women (17.1). Native Hawaiian women have a five-year relative survival rate of 17.0. (NCI, Report of the Special Action Committee, 1992, p. A-10) 6. Research Options and Scope This RFA for the NAWCI has three options. Option A focuses on common/disproportionate cancer rates and barriers to early detection services, Option B emphasizes reduction of risk factors, and Option C stresses research capacity development among Native American women. It is anticipated that up to five awards will be made, at least one from each option. The total project period of these awards may not exceed four years. The applicant must specify which option is the focus in the application and it is recommended that only one option be the focus of any application. Option A: Common/Disproportionate Cancer and Barriers Cancer Intervention Research in Native American Women will focus on cancers that are more common among Native American Women and support the development of long-term intervention strategies. These projects will develop, implement and evaluate interventions that are designed to overcome the barriers that Native American women experience in obtaining culturally appropriate quality cancer control services including screening, appropriate follow-up, diagnostic, treatment, and rehabilitation programs. The efficacy and effectiveness of these culturally appropriate interventions will be assessed. These projects will focus on cancers that are more common among Native American women from a specified area (e.g., breast cancer among Native Hawaiian women, gallbladder cancer among Southwestern Indian women, lung cancer among Alaska Native women), or they may address the unusually aggressive forms of cancers in Native American women (e.g., young Southwestern American Indian women progressing from Class II Pap smear to invasive cervical cancer within 24 months) (Becker, 1992). Option B: Risk Factors Cancer Risk Factors among Native American Female Populations will develop, implement and assess cancer prevention and control interventions that are designed to reduce risk factors of this population in regions of the country where the cancer control needs of American Indian and Alaska Native women have been increasing and data are sparse (e.g., Northern Plains region, Northwestern U.S., Northeast U.S., Southeast U.S., remote Alaska Native Villages). Unusual behaviors, such as frequent use of smokeless tobacco, high consumption of smoked, high fat foods; or access to high fat commodity as a sole source of food availability, may be emphasized. Option C: Research Capacity Development Research Capacity Development Workshops will be designed to provide technical assistance to increase the research application and scientific skills of Native American women. The aim of these workshops is to increase the number of Native American women who pursue research careers and/or become co-investigators or Principal Investigators of NCI research projects. These grants would involve developing and implementing workshops in different hard-to-reach Native populations and providing them with technical assistance in the development of research ideas and applications. The effectiveness of these workshops will be evaluated. The Research Capacity Development workshops will be limited to human research and the clinical-behavioral fields only. The aim of the NAWCI is to support studies in four or five different geographic regions of the United States. Although every attempt will be made to provide regional representation, the possibility exists that applications may not be awarded for all geographic regions and/or Native American populations. Intervention strategies may differ between Native Americans living in urban areas, those remaining on reservations or villages, and/or those residing on American Samoa or Hawaii. All such groups are eligible for study under this RFA. The NCI considers it essential that multiple and key Native American community organizations and groups be involved in the development and implementation of comprehensive, community-wide programs to prevent and control cancer within communities. The NCI recognizes the heterogeneity of Native American women and their unique status of being from Sovereign Nations. An active collaboration among investigators, the selected Indigenous groups, and local health care providers is essential. One of the challenges of this RFA is to collect new or obtain existing data. The applicant may use SEER data when appropriate and other data sources, such as Indian Health Service or local clinic/hospital records when available. The applicant needs to acknowledge the strengths and weaknesses of data appropriate for the target populations and to determine how sufficient data are to be collected to assist in the development, implementation and assessment of an innovative cancer prevention and control project within a four year period of time. These studies will have three phases within the four years. Phase I - A planning phase, Phase II - an intervention and evaluation plan implementation phase, and Phase III - data analysis, report preparation and dissemination among both lay and professional Native Americans and non-Natives. Note: Option C may not require the full 48 months. a. Phase I: Planning and Organization (12 months) Depending on which option is being addressed, the planning and organization phase includes tasks such as the hiring of project staff, meeting with the community advisory groups, maintaining collaboration with the Native American populations, obtaining special equipment that was approved in the project budget, selecting through randomization, which study populations are to be controls and which are to receive the intervention(s), developing or adapting data collection instruments, development of intervention materials, implementing qualitative assessment of developed instruments or materials to determine cultural acceptability, implementing the collection of baseline data, developing and revising the recruitment plan of study participants, and developing and implementing the training program for data collectors. b. Phase II: Intervention and Evaluation Plan Implementation (30 months) This phase is the implementation and evaluation of the proposed intervention. The applicant should discuss how each aspect of the proposed intervention is to occur and when and how process evaluation measures will be conducted. Progress towards planning, implementation, evaluation, and documentation will be measured. Publications should be developed and submitted regarding significant aspects of the project (e.g., the development of innovative intervention materials; successful recruitment plan, baseline data). Regular articles of information should be provided to the Native American population for inclusion in local newspapers, radio stations and so on to keep them apprised of research progress and their involvement throughout the project. c. Phase III: Data analysis, report preparation and dissemination (6 months) Analysis of outcome measures will be organized into reports that include a discussion of findings and conclusions. These reports must involve the participation of the Native American population to avoid repeated problems of Indigenous participants being excluded from this aspect of the study. A series of appropriate articles should be generated and submitted to refereed publications. A series of articles needs to be adapted for inclusion in Native American media. SPECIAL REQUIREMENTS The NAWCI Program Director will review all key personnel recruitment and changes during the project period and may approve or disapprove any changes. Key personnel are the Principal Investigator, co-investigators, and others specifically identified in the Notice of Grant Award. 1. Participation in Meetings The awardees will be invited to attend periodic NCI-coordinated meetings, approximately two each year. These meetings will serve as a forum to exchange ideas and information on program progress. The Principal Investigators and other appropriate project staff will attend these meetings. "Appropriate" project staff will be identified by the NAWCI Program Director and by the nature of the agenda of each meeting. Approximately two 2-day meetings will be held in Washington, DC each year. Up to three project staff may attend, including the Principal Investigator. Travel funds for these meetings must be included in the applicant's proposed budget. 2. Implementation of Common Data Collection among Grantees Applicants will be encouraged to collaborate with other NAWCI grantees on the development, implementation and assessment of common data collection items and techniques tht are culturally acceptable to the subjects. 3. Reporting requirements The awardees will provide brief annual reports and additional information as requested by the NAWCI Program Director. 4. Publications and Presentations It is expected that data and program findings will be presented and published through a variety of mechanisms to reach health professionals and the Native American population. Publication of data findings and process activities by the awardees is encouraged. As noted in the instructions of the PHS 398, copies of reports, publications, and major presentations are to be provided to the NAWCI Program Director. The awardees will acknowledge NCI support in publication or oral presentation of work completed under this research grant. 5. Data Management Although the awardees retain custody of and primary rights to the data developed under these awards, consistent with current HHS, PHS, and NIH policies; the NAWCI Program Director will be provided access to all data developed under this award. 6. Program Materials Program materials developed for training sessions, media campaigns, community meetings, public education, and other purposes will be inventoried and copies requested by the NAWCI Program Director. 7. Process and Outcome Measures The applicants must identify the sorts of cancer prevention and control outcome measures they would use to evaluate the project and describe in detail the observations and records they would use. Methods of data accrual, coordination of data accrual, and data analysis should be described and any contemplated studies or publication plans. 8. Other The applicants should define the geographic boundaries of the proposed project and describe in detail how they plan to involve Native American organizations (e.g., tribal councils, Native health planning councils/committees, Native Health Boards, 93-638 health clinics, the Indian Health Service, Indigenous hospitals, cancer centers, etc.). Efforts to ensure community acceptance should be described and where specific cultural barriers are important, the applicants must provide a plan for addressing those barriers. Applicants are expected to include Indigenous women as co-investigators on the research team. STUDY POPULATIONS SPECIAL INSTRUCTIONS TO APPLICANTS REGARDING IMPLEMENTATION OF NIH POLICIES CONCERNING INCLUSION OF WOMEN AND MINORITIES IN CLINICAL RESEARCH STUDY POPULATIONS The targeted population intended under this RFA is the approximately 1.5 million American Indian, Alaska Native, Native Hawaiian, and American Samoan women living in U.S. territory. The study population for this RFA complies with the NIH policy that women and minorities must be included in clinical study populations. LETTER OF INTENT Prospective applicants are asked to submit, by July 30, 1993, a letter of intent that includes a descriptive title of the proposed research, the name and address of the Principal Investigator, the names of other key personnel, the participating institutions, and the number and title of the RFA in response to which the application may be submitted. Although a letter of intent is not required, is not binding, and does not enter into the review of subsequent applications, the information it contains is helpful in planning for the review of applications. It allows NCI staff to estimate the potential review workload and to avoid possible conflict of interest in the review. The letter of intent is to be sent to Dr. Linda Burhansstipanov at the address listed under INQUIRIES. APPLICATION PROCEDURES The research grant application form PHS 398 (rev. 9/91) is to be used in applying for these grants. These forms are available at most institutional offices of sponsored research and from the Office of Grants Inquiries, Division of Research Grants, National Institutes of Health, Westwood Building, Room 449, Bethesda, MD 20892, telephone 301/710-0267. The RFA label available in the PHS 398 application form must be affixed to the bottom of the face page of the application. Failure to use this label could result in delayed processing of the application such that it may not reach the review committee in time for review. In addition, the RFA title and number should be typed on line 2a of the face page of the application form and the YES box must be marked. Submit a signed, typewritten original of the application, including the Checklist, and three signed, exact clear and single- sided photocopies, in one package to: Division of Research Grants National Institutes of Health Westwood Building, Room 240 Bethesda, MD 20892** At the time of submission, two additional copies of the application must also be sent to: Ms. Toby Friedberg, Referral Officer Division of Extramural Activities National Cancer Institute Executive Plaza North, Room 636 Bethesda, MD 20892 Applications must be received by October 13, 1993. If an application is received after that date, it will be returned to the applicant. The Division of Research Grants (DRG) will not accept any application in response to this announcement that is essentially the same as one currently pending initial review unless the applicant withdraws the pending application. The DRG will not accept any application that is essentially the same as one already reviewed. This does not preclude the submission of substantial revisions of applications already reviewed, but such applications must include an introduction addressing the previous critique. REVIEW CONSIDERATIONS Review Procedures Upon receipt, applications will be reviewed for completeness by DRG and responsiveness by NCI staff. Incomplete applications will be returned to the applicant without further consideration. If the application is not responsive to the RFA, NCI program staff will contact the applicant to determine whether to return the application to the applicant or submit it for review in competition with unsolicited applications at the next cycle. Applications may receive a preliminary scientific peer review (triage) by an NCI peer review group on the basis of relative competitiveness. The NCI will remove from further competition those applications judged to be non-competitive for award and notify the applicant Principal Investigator and institutional official. Those applications that are competitive will be evaluated in accordance with the criteria stated below for scientific/technical merit by an appropriate peer review group convened by the NCI. The second level of review will be provided by the National Cancer Advisory Board (NCAB). Generic Review Criteria (for all 3 Options) Each research application will be reviewed on its own merit. Applicants are encouraged to submit and describe their own ideas on how best to meet the goals of this RFA. Applications will be judged on the following review criteria: 1. Collaboration with and availability of a Native American female population for study a. Applicants (whether Native or non-Native) must provide detailed evidence of their ability to obtain cooperation and information from the selected Native groups, and verify the involvement of indigenous peoples in key research roles (e.g., co-investigators) on the project. Substantiating data to verify Native participation should be included, such as a letter of agreement or a tribal resolution from the target Native American population indicating agreement to participate and collaborate in the study. Applicants should incorporate plans for including indigenous researchers in the subsequent publications related to this study. b. The application must be consistent with the goals and objectives of the RFA, and include feasible and appropriate time line, resources, proposed budget to accomplish the objective(s) of this RFA in a culturally acceptable manner. 2. Evidence of ability to establish collaboration with Indigenous groups and other agencies involved in health care of the selected populations. 3. Originality and scientific merit of the application submitted, the discussion of considerations relevant to this RFA. a. Capability to perform the work proposed. b. The research plan, design, and evaluation should be culturally sensitive and acceptable to Native American women. c. Documentation of cancer needs of the target population. d. The evaluation (process and outcome) methods should be identified within the timeline. e. Outcome evaluation should be based on clear and measurable indicators of progress toward project goals and designed to result in valid conclusions concerning the effectiveness of the project. f. The application should include a plan to disseminate results, findings, outcome measures to both Native and non-native professionals and to members of the target populations' community. 4. Experience of the applicants. a. The Principal Investigator, co-investigators and other key personnel should have appropriate qualifications, experience and commitment for their respective roles on the project. b. Key personnel should be able to devote adequate time for the effective conduct of the study. c. Qualified indigenous people should be in key research roles and involved in each phase of research. d. The research team should include key personnel who have experience working with Native Americans and demonstrated evidence of cultural acceptability by Indigenous women. 5. Demonstrated willingness to work together with other project staff and NCI staff as well as a willingness to collaborate with other applicants on common research tasks if feasible. 6. Appropriateness of the proposed budget and duration in relation to this proposal initiatives. a. The application should include a budget which is reasonable for the tasks specified in the research plan and includes budgetary justification. b. A description of facilities and resources available and/or needed should be included in the application. c. Travel funds for the Principal Investigator to attend semi-annual meetings in Washington, DC must be included in the applicant's proposed budget. Review Criteria for Option A: Common/Disproportionate Cancer and Barriers In addition to the generic review criteria, applications that focus on Option A will be judged on the following criteria: a. Demonstrated ability to recruit sufficient numbers of Native American women for the intervention and evaluation phase. b. Documentation of (1) cancers that are disproportionate to the selected group of Native American women; and/or, (2) barriers to obtaining state-of-the-art prevention and/or early detection technology. c. Cancer incidence, mortality, and survival rates for the selected group of Native American women. NCI recognizes that there is a dearth of cancer data for Native American women. When no quality data are available that can appropriately describe the selected Native American female population, the applicant needs to explain how such data will be collected to assist in the development of the proposed intervention. Whenever possible, the applicant must cite the best available data (e.g., Onondaga tribe may cite Seneca or Mohawk data and New York State data, and then explain in what ways those data are appropriate to the Onondaga Peoples or why those data are not generalizable to their tribe). d. Demonstrated originality of the research design; illustrated appropriateness of control population; and, inclusion of interventions which are culturally acceptable and sensitive to Native American women and are likely to overcome barriers to early detection technology. e. Evidence of qualifications, training, and competency of key personnel who have experience in the conduct of cancer prevention and control intervention studies. f. Evaluation plans should be appropriate for the interventions, feasible, comprehensive and culturally acceptable to Native American populations. Review Criteria for Option B: Risk Factors In addition to the generic review criteria, applications that focus on Option B will be judged on the following criteria: a. Demonstrated ability to recruit study populations of sufficient size to generate conclusions and generalizations to other similar groups when feasible (e.g., include power statistic calculations when feasible). b. Documentation of cancer-related risk factors that are prevalent for the selected group of Native American women should be explained. c. Demonstrated originality of the research design, illustrated appropriateness of control population, and inclusion of risk reduction or health promotion interventions that are culturally acceptable and sensitive to Native American women and are likely to reduce cancer risk behaviors. d. Evidence of qualifications, training, and competency of key personnel who have experience in the conduct of cancer prevention and control intervention studies. e. Documentation of the appropriateness of the evaluation plans for the interventions, feasible, comprehensive and culturally acceptable to Native American populations. Review Criteria for Option C: Research Capacity Development In addition to the generic review criteria, applications that focus on Option C will be judged on the following criteria: a. Clarification and inclusion of the Research Capacity Development workshops' content, schedule, logistics, organization, and implementation plan(s). b. Specification of participant selection criteria. c. Demonstrated ability to recruit interested educated indigenous women as workshop participants; justification of the number of participants to be recruited to each workshop. d. Documentation of the Research Capacity Development Workshops' evaluation plan; inclusion of a description of how the workshops are evaluated and how the participants' increased research skills are to be assessed. e. Clarification regarding the types of materials and resources that are to be provided to the participants. f. Clarification of the types of technical assistance that are to be provided to the participants. g. Evidence of qualifications, training, and competency of the workshops' faculty; the inclusion of qualified indigenous people and/or people who have conducted Native American research. AWARD CRITERIA The anticipated date of award is May 1, 1994. NAWCI studies are envisioned as taking place in four or five different geographic regions of the United States. Geographic regions may or may not be represented by groups from Alaska, Hawaii, and/or American Samoa. Whether Alaska, Hawaii, and/or American Samoa are or are not represented every attempt will be made to provide regional representation with the other states. INQUIRIES Written and telephone inquiries concerning this RFA are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Direct inquiries regarding programmatic issues and address the letter of intent to: Linda Burhansstipanov, Dr.P.H. Division of Cancer Prevention and Control National Cancer Institute Executive Plaza North, Room 240 Bethesda, MD 20892 Telephone: (301) 496-8589 Direct inquiries regarding fiscal issues to: Eileen Natoli Grants Administration Branch National Cancer Institute Executive Plaza South, Room 243 Bethesda, MD 20892 Telephone: (301) 496-7800 Ext. 56 AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance No. 93.399 Cancer Control. Awards are made under the authorization of the Public Health Service Act, Title IV, Part A. (Public Law 78-410, as amended by Public Law 99-158, 42 USC 241 and 285) and administered under PHS grants policies and Federal Regulations 42 CFR part 52 and 45 CFR part 74. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or Health Systems Agency review. REFERENCES Becker, T.M., C.M. Wheeler, N.S. McGough, S.W. Jordan, M. Dorin, J. Miller, Cervical Papillomavirus Infection and Cervical Dysplasia in Hispanic, Native American, and non-Hispanic White Women in New Mexico, Epidemiology 1991. DHHS, PHS, IHS, Cancer Mortality among Native Americans in the United States: Regional Differences in Indian Health, 1984-1988; Trends Over Time, 1968-1987. Washington, D.C. 1992. [DHHS Publication number pending; to obtain copy of publication, contact Roberta Paisano, 505/766-5557] DHHS, PHS, IHS, Indian Women's Health Care Consensus Statement: IHS Round Table Meeting January 1991. Rockville, MD 1991. DHHS, PHS, NIH, NCI, DCPC, Report of the Special Action Committee 1992: Program Initiatives Related to Minorities, the Underserved, and Persons Aged 65 and Over. Bethesda, MD, 1992. [to obtain a copy of publication, contact Judith Swan, 301/496-1071] DHHS, PHS, IHS, Trends in Indian Health. Rockville, MD, 1992. Network for Cancer Control Research among American Indian and Alaska Native Populations, A National Strategic Plan for Cancer Prevention and Control to Benefit the Overall Health of American Indians and Alaska Natives, October 1992. [to obtain a copy, contact Burhansstipanov at 301/496-8589] Nutting, P. A. and W. L. Freeman, S. G. Helgerson, D. R. Risser, Cancer in American Indians and Alaska Natives. American Journal of Public Health. (paper accepted for publication) [to obtain copy of the article, contact Wm. Freeman, 602/295-2500] O'Brien, M., J. Vanek, and L. Welper, Urban Indian Health Comparative Analysis Report. American Indian Health Care Association, 1991. .
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