Full Text AI-94-013 RESEARCH ON TOPICAL MICROBICIDES FOR PREVENTION OF STDS/HIV INFECTION NIH GUIDE, Volume 23, Number 10, March 11, 1994 RFA: AI-94-013 P.T. 34 Keywords: Sexually Transmitted Diseases Disease Prevention+ Microbiology Immunology Biology, Cellular National Institute of Allergy and Infectious Diseases Letter of Intent Receipt Date: May 13, 1994 Application Receipt Date: July 13, 1994 PURPOSE The Sexually Transmitted Diseases Branch of the Division of Microbiology and Infectious Diseases (DMID), National Institute of Allergy and Infectious Diseases (NIAID), invites research grant applications for program projects to conduct research necessary for the development of topical microbicides for intravaginal use to prevent sexually transmitted diseases (STDs), including Human Immunodeficiency Virus (HIV) infection. The NIAID wishes to expand research in this area through the conduct of multi-disciplinary research in microbiology, immunology, reproductive biology, reproductive toxicology, and cell biology. Basic and applied research that will lead to effective strategies for intravaginal protection against STDs, including HIV infection, are encouraged. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This Request For Applications (RFA), Research on Topical Microbicides for Prevention of STDs/HIV, is related to the priority areas of sexually transmitted diseases and HIV infection. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001-00474-0) or "Healthy People 2000" (Summary Report: Stock No. 017-001-10473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202-783-3238). ELIGIBILITY REQUIREMENTS Research grant applications may be submitted by domestic, for-profit and non-profit organizations, public and private institutions, such as universities, colleges, hospitals, laboratories, units of State and local governments, and eligible agencies of the Federal government. Foreign organizations are not eligible to apply. Applications from minority individuals and women are encouraged. MECHANISM OF SUPPORT The mechanism of support will be the Program Project grant (P01). Multidisciplinary approaches that involve collaborative efforts among investigators in microbiology, immunology, reproductive biology, reproductive toxicology, and cell biology specialties are strongly encouraged. The total project period for applications submitted in response to this RFA may not exceed four years. FUNDS AVAILABLE The estimated total funds (direct and indirect costs) available for the first year of support for awards under this RFA will be $1,500,000. In Fiscal Year 1995, the NIAID plans to fund approximately two program projects. Applications may not request budgets in excess of $750,000 total costs in the first year or more than four percent annual inflationary increases for future years. An application with a first year requested amount in excess of $750,000 total direct cost will require written approval by senior a NIAID official via the program officer for acceptance of the application for processing. The usual PHS policies governing grants administration and management will apply. This level of support is dependent on the receipt of a sufficient number of applications of high scientific merit. Although this program is provided for in the financial plans of the NIAID, awards pursuant to this RFA are contingent upon the availability of funds for this purpose. Funding beyond the first and subsequent years of the grant will be contingent upon satisfactory progress during the preceding years and availability of funds. RESEARCH OBJECTIVES Background The HIV pandemic has focused attention on sexually transmitted diseases (STDs), both because HIV infection is a fatal STD and because other STDs are implicated as risk factors for sexual transmission of HIV. Current global estimates indicate that 14 million people are infected with HIV, the cause of Acquired Immunodeficiency Syndrome (AIDS). The majority of these infections were acquired through sexual intercourse. Unless effective prevention measures to stop sexual transmission of HIV are implemented, the number of AIDS cases will continue to grow. Separate from the HIV epidemic, STDs cause significant morbidity and mortality and contribute greatly to increasing health care costs. In the United States in 1993, an estimated 12 million new cases of STDs occurred, 64 percent of which were in people less then 24 years old, including three million in teenagers. In 1993, cost estimates associated with these infections exceeded six billion dollars. Furthermore, STDs disproportionately affect the female, the fetus, and the newborn. Gonococcal and chlamydial infections cause pelvic inflammatory disease, infertility, and ectopic pregnancy. Several common STDs adversely affect pregnancy and result in spontaneous abortion, stillbirth, chorioamnionitis, premature rupture of membranes, preterm delivery, and postpartum endometritis. Neonatal infections include gonococcal conjunctivitis, which may lead to blindness; chlamydial pneumonia, which may lead to chronic respiratory disease; congenital syphilis and herpes encephalitis. Moreover, genital infections due to human papillomavirus are causally associated with cervical cancer, one of the most common cancers in women throughout the world. It is now clear that the risk of becoming infected or infecting others with HIV is substantially increased if one has an STD such as chancroid, genital herpes, syphilis, trichomoniasis, gonorrhea, or chlamydial infection. Over 75 studies on the role of STDs in HIV transmission have been conducted. In 15, STD effects could be assessed independently of sexual behavior effects; both ulcerative and non-ulcerative STDs increased risk of HIV transmission. Although the individual risk of HIV transmission associated with genital ulcer diseases appears to be higher than the discharge diseases (up to ten-fold compared to three to five fold), the high prevalence of discharge diseases results in a much higher population attributable risk. Furthermore, data from over 80 reports on the natural history of STDs in HIV infected people suggest that, at a community level, HIV infection may increase the prevalence of some STDs (e.g. genital ulcers). If co-infection with HIV prolongs or augments the infectiousness of individuals with STDs, and if the same STDs increase risk of HIV acquisition, these infections may greatly amplify one another. This "epidemiological synergy" may be fueling the explosive growth of the HIV pandemic in some populations (reviewed by Wasserheit, 1991). Based on the recommendations from four international conferences, a consensus has emerged that safe, effective, female-controlled chemical barriers that will block transmission are needed to prevent sexually transmitted HIV infection as well as other STDs. Currently available mechanical and chemical barriers have many limitations. Although the male condom, if used consistently and correctly, is a very effective barrier against transmission of HIV and the discharge diseases, it requires the active cooperation of the male partner and, therefore, cannot be independently implemented at the discretion of the female partner. Although the female condom only requires partner consent, virtually nothing is known about its efficacy in preventing bacterial and viral STDs. Spermicides have in vitro activity against most sexually transmitted pathogens including HIV; however, well designed clinical studies demonstrating, unequivocally, that spermicides prevent STDs/HIV infection have not been done. Furthermore, several studies have revealed that spermicides can cause mucosal erosions and ulcers; whether these lesions might increase risk of transmission of HIV infection is presently unknown. In addition to the inherent limitations of these existing methods, there are many situations in which personal, social, or cultural barriers interfere with a woman's ability to successfully negotiate and implement the use of barriers that could decrease risk of infection. Specifically, the need for a method that can be implemented by women is grounded in the high prevalence of: (1) non-consensual sex, (2) sex without condom use, and (3) risky behaviors that occur without partner knowledge. Just as oral contraceptives dramatically enhanced the ability of women to avoid unwanted pregnancy, effective female-controlled topical microbicides are urgently needed to enhance the ability of women to avoid sexually transmitted infections. Furthermore, chemical barriers that inactivate pathogens in vaginal/cervical secretions, as well as in the ejaculate could reduce female-to-male as well as male-to-female transmission. Topical microbicides are defined herein as preparations for intravaginal use that are microbicidal (virucidal and/or bactericidal); these products will prevent sexually transmitted infections. The ideal microbicide should have the following characteristics: colorless, odorless, tasteless (physically "invisible"), stable, easy to store, fast acting for appropriate duration, effective pre- and post-coitus, inexpensive, available without a prescription, and safe for use at least one to two times daily. Candidate classes of microbicidal compounds include, but are not limited to, detergents, chemicals such as iodophores, carbohydrates, antibodies, defensins, and pyocins. Ideally topical microbicides would not be inherently spermicidal but could be formulated with or without spermicidal activity. Non-contraceptive microbicides would be extremely useful for women who wish to become pregnant, or for those women who use one of the many safe, effective methods for contraception that either have no protective effect against infection or, arguably, exacerbate risk of infection. Indeed, a person's contraceptive choices may change over a lifetime. However, no matter what an individual's current contraceptive preference, if they are sexually active, they will desire/require protection from sexually transmitted infections. Scope of Research A fundamental objective of the NIAID's STD/HIV research programs is to develop topical microbicides effective in preventing and controlling sexually transmitted infections. Whereas it is recognized that safe, spermicidal-microbicides are important outcomes in the search for female-controlled barrier methods to prevent HIV infection and STDs, the development of spermicides which are not microbicidal is not an objective of NIAID. Arguably the most productive approach to identifying safe, effective molecular strategies for blocking the early steps in the infectious process is based on multi-disciplinary efforts including, but not limited to, microbiology, immunology, reproductive biology, reproductive toxicology, and cell biology. Applicants are strongly encouraged to include microbiology and two additional disciplines in the program project. A wide range of basic and applied research questions must be answered in order to meet this programmatic objective. Research issues and areas of high priority to the NIAID and to this RFA include, but are not limited to, the following: Diseases of interest Applicants are encouraged to address the following sexually transmitted diseases of high scientific priority to the NIAID: o HIV infection o Chlamydial infection o Gonorrhea o Trichomoniasis o Genital Ulcer Diseases, including syphilis, genital herpes (herpes simplex virus 1 and 2) and chancroid o Human papillomavirus infection The goal, as envisioned, is to develop topical microbicides with activity against a combination of pathogens including viral, bacterial and protozoan. With respect to HIV prevention, it is theoretically possible that microbicides may be used to prevent HIV infection primarily or secondarily. For example, a microbicide might be virucidal and prevent HIV infection through direct viral neutralization. Another plausible outcome is development of a safe microbicide that was bactericidal but did not inactivate enveloped viruses such as HIV . Given the role of the discharge STDs in increasing risk of HIV transmission, a microbicide with this specificity would prevent gonorrhea and chlamydial infection directly and HIV infection secondarily. For these reasons, research on two sexually transmitted diseases, preferably one viral and one bacterial, is highly recommended. Early steps in infectious processes Studies delineating the chronology and biology of the early steps in the host/pathogen interaction including, but not limited to, the role of inflammation in altering kinetics and infectious dose and the role of cell-free versus cell-associated pathogens in the transmission of disease are encouraged. Microbicide evaluation Of interest are in vitro (using established tissue culture systems), ex vivo (using primary human cells eg. vaginal and cervical epithelium or sperm) and pre-clinical characterization of bactericidal and virucidal activity of currently available spermicidal products, new topical microbicides and inactive ingredients (carriers) in existing or new products. Biology of the reproductive tract It is critical to identify and characterize the "endogenous" anatomical, physiological, hormonal, immunological and microbiological factors of the female reproductive tract that play a role in resistance and susceptibility to infection including, but not limited to, vaginal pH, mucus, estrogen and other hormones, cervical ectopy and normal flora including lactobacilli. Reproductive toxicology Using materials from human subjects (i.e., cell or organ cultures) or established model systems, studies on the effects of topical microbicides on the normal vaginal environment, including but not limited to, alteration of vaginal pH, mucus, surface receptors, normal flora (e.g., lactobacilli and yeast), and induction of inflammatory processes are encouraged. Studies on characterization of spermicidal, teratogenic, mutagenic, or carcinogenic properties of topical microbicides are also of interest. Appropriate models for studying the reproductive toxicology of topical microbicides might include, but are not limited to, those that measure vaginal/cervical irritation/inflammation, or effects on sperm, or on embryogenesis. If animal models are included, these should be well-established models, e.g., those developed for characterizing adverse effects of spermicidal contraceptives. Projects may involve collaboration among investigators at several institutions. Consortium arrangements should follow "Guidelines for Establishing and Operating Consortium Grants, January 1989", available from the individuals listed under INQUIRIES. Project Leaders and Program Directors should budget for an annual one-day progress review meeting at a site to be designated (either in Bethesda or in association with a relevant national meeting). STUDY POPULATIONS SPECIAL INSTRUCTIONS TO APPLICANTS REGARDING IMPLEMENTATION OF NIH POLICIES CONCERNING INCLUSION OF WOMEN AND MINORITIES IN CLINICAL RESEARCH STUDY POPULATIONS NIH policy is that applicants for NIH clinical research grants and cooperative agreements are required to include minorities and women in study populations so that research findings can be of benefit to all persons at risk of the disease, disorder or condition under study; special emphasis must be placed on the need for inclusion of minorities and women in studies of diseases, disorders and conditions which disproportionately affect them. This policy is intended to apply to males and females of all ages. If women or minorities are excluded or inadequately represented in clinical research, particularly in proposed population-based studies, a clear compelling rationale must be provided. The composition of the proposed study population must be described in terms of gender and racial/ethnic group. In addition, gender and racial/ethnic issues must be addressed in developing a research design and sample size appropriate for the scientific objectives of the study. This information must be included in the form PHS 398 (rev. 9/91) in Sections 1-4 of the Research Plan AND summarized in Section 5, Human Subjects. Applicants are urged to assess carefully the feasibility of including the broadest possible representation of minority groups. However, NIH recognizes that it may not be feasible or appropriate in all research projects to include representation of the full array of United States racial/ethnic minority populations (i.e., Native Americans [including American Indians or Alaskan Natives], Asian/Pacific Islanders, Blacks, Hispanics). The rationale for studies on single minority population groups should be provided. For the purpose of this policy, clinical research is defined as human biomedical and behavioral studies of etiology, epidemiology, prevention (and preventive strategies), diagnosis, or treatment of diseases, disorders or conditions, including but not limited to clinical trials. The usual NIH policies concerning research on human subjects also apply. Basic research or clinical studies in which human tissues cannot be identified or linked to individuals are excluded. However, every effort should be made to include human tissues from women and racial/ethnic minorities when it is important to apply the results of the study broadly, and this should be addressed by applicants. If the required information is not contained within the application, the application will be returned. Peer reviewers will address specifically whether the research plan in the application conforms to these policies. If the representation of women or minorities in a study design is inadequate to answer the scientific question(s) addressed AND the justification for the selected study population is inadequate, it will be considered a scientific weakness or deficiency in the study design and will be reflected in assigning the priority score to the application. All applications for clinical research submitted to NIH are required to address these policies. NIH funding components will not support applications that do not comply. LETTER OF INTENT Prospective applicants are asked to submit, by May 13, 1994, a letter of intent that includes a descriptive title of the overall proposed research, the name, address and telephone number of the Program Director, and the number and title of this RFA. Prospective applicants are also asked to submit a list of the project leaders and other key investigators and their institution(s). Although the letter of intent is not required, is not binding, does not commit the sender to submit an application, and does not enter into the review of subsequent applications, the information that it contains allows NIAID staff to estimate the potential review workload and to avoid conflict of interest in the review. The letter of intent is to be sent to Dr. Olivia Preble at the address listed under INQUIRIES. APPLICATION PROCEDURES In preparing the application, the applicant should bear in mind the research objectives of this RFA. P01 applications should be prepared using the guidance and instructions provided in "NIAID Program Project Grants and Multiproject Cooperative Agreements (rev. 02/94)," which may be requested from Dr. Olivia Preble at the address listed under INQUIRIES. Failure to follow these instructions may result in delays in the review or in an incomplete application. Applications are to be submitted on form PHS 398 (rev. 9/91), the standard application form for research grants. Application kits are available at most institutional offices of sponsored research and may be obtained from the Office of Grants Information, Division of Research Grants, National Institutes of Health, Westwood Building, Room 449, Bethesda, MD 20892, telephone 301/710-0267. Applicants must adhere to the format and requirements specified in the PHS 398 application kit. For purposes of identification and processing, mark "YES" in item 2a on the face page of the application and type in the RFA number AI-94-013 and the title "RESEARCH ON TOPICAL MICROBICIDES FOR PREVENTION OF STDS/HIV." The RFA label available in the form PHS 398 must be affixed to the bottom of the face page of the original application. Failure to use this label could result in delayed processing of the application such that it may not reach the review committee in time for review. The signed, typewritten original of the application, including the Checklist, and three exact single-sided copies must be sent to: Division of Research Grants National Institutes of Health Westwood Building, Room 240 Bethesda, MD 20892** At the time of submission, two additional copies and all five sets of appendices must also be sent to Dr. Olivia Preble at the address listed under INQUIRIES. To ensure their review, applications must be received by both the Division of Research Grants and Dr. Olivia Preble by July 13, 1994. Applications not received by the receipt date will be returned to the applicant without review. If the application submitted in response to this RFA is substantially similar to a grant application already submitted to the NIH for review, but has not yet been reviewed, the applicant will be asked to withdraw either the pending application or the new one. Simultaneous submission of essentially identical applications will not be allowed, nor will essentially identical applications be reviewed by different review committees. Therefore, an application cannot be submitted in response to this RFA that is essentially identical to one that has already been reviewed. This does not preclude the submission of substantial revisions of applications already reviewed, but such applications must include an introduction addressing the previous critique. REVIEW CONSIDERATIONS Review Procedures Applications will be reviewed by Division of Research Grants (DRG) staff for completeness and by NIAID staff to determine administrative and programmatic responsiveness to this RFA. Those judged to be incomplete or non-responsive will be returned to the applicant without review. Those considered complete and responsive may be subjected to a triage review by an NIAID peer review group, to determine their scientific merit relative to the other applications submitted in response to this RFA. The NIAID will withdraw from competition those applications judged by the triage peer review group to be noncompetitive for award and will so notify the applicant investigator and the institutional business official. Those applications judged to be competitive for award will be further reviewed for scientific and technical merit by a Review Committee convened by the Division of Extramural Activities, NIAID. The second level of review will be provided by the National Advisory Allergy and Infectious Diseases Council. Review Criteria The review criteria for P01 grant applications are the review criteria for large, multi-component, interdisciplinary program projects as outlined in the document entitled NIAID PROGRAM PROJECT GRANTS AND MULTIPROJECT COOPERATIVE AGREEMENTS (rev. February 1994). The application must include a justification for the appropriateness of the proposed studies for the P01 grant mechanism. The distinguishing features of a program project grant include: o A unifying well-defined goal or problem area of research to which each project relates and contributes, thereby producing a research environment that allows each research effort to share the creative strengths of others. o A program director who possesses recognized scientific and administrative competence; she/he should show a substantial commitment of time and effort to the program and exercise leadership in its quality control. o Each research project should, as assessed by peer review, stand on its own independent scientific merit, as well as complement other projects whenever feasible. o These multiple projects require the participation of established investigators in several disciplines, or investigators with special expertise in several areas of one discipline. All investigators should contribute to and share in the responsibilities of fulfilling the program objective. Applicants from institutions that have a General Clinical Research Center (GCRC) funded by the NIH National Center for Research Resources may wish to identify the GCRC as a resource for conducting the proposed research. If so, a letter of agreement from either the GCRC Program Director or Principal Investigator could be included with the applications. AWARD CRITERIA Funding decisions will be made on the basis of scientific and technical merit as determined by peer review, program priorities and balance, and the availability of funds. The totality of the awarded projects will reflect the programmatic objectives described above. INQUIRIES Written and telephone inquiries concerning this RFA are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Requests for the document entitled "NIAID PROGRAM PROJECT GRANTS AND MULTIPROJECT COOPERATIVE AGREEMENTS" (rev. 2/94) as well as inquiries regarding programmatic issues may be directed to: Dr. Penelope J. Hitchcock Division of Microbiology and Infectious Diseases National Institute of Allergy and Infectious Diseases Solar Building, Room 3A-21 Bethesda, MD 20892 Telephone: (301) 402-0443 FAX: (301) 402-1456 Email: penny@exec.niaid.pc.niaid.nih.gov Direct inquiries regarding review issues, address the letter of intent, and mail two copies of the application and all five sets of appendices to: Dr. Olivia Preble Division of Extramural Activities National Institute of Allergy and Infectious Diseases Solar Building, Room 4C20 Bethesda, MD 20892 Telephone: (301) 496-8208 FAX: (301) 402-2638 Direct inquiries regarding fiscal matters to: Ms. Sharie Bernard Division of Extramural Activities National Institute of Allergy and Infectious Diseases Solar Building, Room 4B32 Bethesda, MD 20892 Telephone: (301) 496-7075 Schedule Letter of Intent Receipt Date: May 13, 1994 Application Receipt Date: July 13, 1994 Scientific Review Date: October 1994 Advisory Council Date: February 1995 Earliest Date of Award: April 1995 AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance, No. 93.856 - Microbiology and Infectious Diseases Research. Awards will be made under the authority of the Public Health Service Act, Title III, Section 301 (Public Law 78-410, as amended; 42 USC 241) and administered under PHS grants policies and Federal Regulations 42 CFR Part 74. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or Health Systems Agency review. .
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