Full Text AI-94-009 MYCOLOGY RESEARCH UNITS NIH GUIDE, Volume 22, Number 45, December 17, 1993 RFA: AI-94-009 P.T. 34 Keywords: Mycology Biomedical Research, Multidiscipl 0705048 National Institute of Allergy and Infectious Diseases Letter of Intent Receipt Date: February 5, 1994 Application Receipt Date: March 18, 1994 PURPOSE The Division of Microbiology and Infectious Diseases (DMID) of the National Institute of Allergy and Infectious Diseases (NIAID) invites applications for program project (P01) grants to conduct interdisciplinary research to increase understanding of the biology and host-pathogen interactions of the medically important fungi. This fundamental knowledge will be applied to the development of new and improved strategies for the prevention, diagnosis, and therapy of the mycoses. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This Request for Applications (RFA), Mycology Research Units, is related to the priority areas of immunization and infectious diseases. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001-00474-0) or "Healthy People 2000" (Summary Report: Stock No. 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202-782-3238). ELIGIBILITY REQUIREMENTS Only domestic organizations are eligible to apply for Program Project (P01) grants. Applications may be submitted by domestic for-profit and non-profit organizations, public and private institutions, such as universities, colleges, hospitals, laboratories, units of State and local governments, and eligible agencies of the Federal government. To achieve the goals of this program project, subcontract or consortium arrangements are encouraged. Applications from minority individuals and women are encouraged. MECHANISM OF SUPPORT The mechanism of support will be the Program Project (P01) grant. This is a mechanism for the support of a broadly based multidisciplinary research program that has a well-defined central research focus or objective. An important feature of the program project is that the interrelationships of the individual scientifically meritorious projects will result in a greater contribution to the overall program goals than if each project were pursued individually. The program project grant consists of a minimum of three interrelated individual research projects that contribute to the program objective. The program project grant also can provide support for certain common resources termed cores. Such resources should be utilized by two or more projects within the program project. Responsibility for the planning, direction, and execution of the proposed project will be solely that of the applicant. The total project period may not exceed five years. These P01 applications should not request budgets in excess of $500,000 total direct costs in the first year and should not request more than four percent annual inflationary increases for future years. FUNDS AVAILABLE The estimated total funds (direct and indirect costs) available for the first year of support for this RFA will be $2.0 million. In fiscal year 1995, the NIAID plans to fund approximately three to four program projects related to this RFA. This level of support is dependent on the receipt of a sufficient number of applications of high scientific merit. Although this program is provided for in the financial plans of the NIAID, awards pursuant to this RFA are contingent upon the availability of funds for this purpose. Funding beyond the first and subsequent years of the grant will be contingent upon satisfactory progress during the preceding years and availability of funds. At this time, this RFA must be considered as a one time solicitation. RESEARCH OBJECTIVES Background Fungal infections are being recognized with increasing frequency as an important cause of both morbidity and mortality in immunocompromised as well as immunocompetent hosts. As the use of immunosuppressive therapies increases in the treatment of patients with malignant disease or with organ transplants, the frequency of systemic mycoses undoubtedly will increase. Current antifungal therapy is less than optimal, and there is evidence that resistance to available drugs is developing. The fungi of medical importance include, but are not limited to, Aspergillus fumigatus, A. flavus, Blastomyces dermatitidis, Candida albicans, Coccidioides immitis, Cryptococcus neoformans, Histoplasma capsulatum, Pseudallescheria boydii, Sporothrix schenckii and Trichosporon beigelii. Superficial infections of the skin caused by dermatophytes are of lesser significance as public health problems in terms of morbidity and mortality, but nevertheless merit imaginative new approaches in research. Currently, 10 percent of all nosocomial bloodstream infections are caused by Candida species, with an attributable mortality of 38 percent. Patients at high risk for these infections include those neutropenic or likely to become neutropenic because of treatment for leukemia, solid tumors, or bone marrow transplants, as well as premature infants and burn patients. Similarly, Aspergillus species carry a high attributable mortality and are a significant cause of nosocomial pneumonia, especially in bone marrow transplant patients. It has been estimated that 13 million cases of mycotic vulvovaginitis occur annually in the United States. Candida species are the most important fungal agents of this disease. It was estimated in the early 1980s, on the basis of skin tests, that there are between 25,000 and 100,000 new infections with Coccidioides immitis each year. There is an ongoing epidemic of coccidioidomycosis in highly endemic areas of the American Southwest where the reported annual incidence since 1991 has increased more than ten fold over that of previous years. Although the majority of cases occur in immunocompetent individuals, the incidence in HIV seropositive individuals has been found to be as high as 25 percent. This figure is similar to the incidence of histoplasmosis in HIV seropositive individuals in the areas highly endemic for Histoplasma capsulatum. Increased incidence also has been documented for infections with Cryptococcus neoformans. A study from the Centers for Disease Control and Prevention found that the incidence of cryptococcal disease in the U.S. increased nearly five-fold from 1980 to 1989. The majority of cases occur in immunocompromised patients such as those with AIDS or those undergoing immunosuppression for renal allografts, however, a subset of patients has no identified underlying disease. Currently the mycology program in the DMID, NIAID consists primarily of investigator initiated research project grants focusing on the biology (molecular biology, immunology, biochemistry and cell biology) of the medically important fungi. An infrastructure, the Mycoses Study Group, dedicated to clinical trials of antifungal agents in invasive mycoses is supported through the contract mechanism. An active basic research program in mycology is of crucial importance to help resolve the serious public health problem of fungal disease. Scope of Research The NIAID recognizes the importance of maintaining its programmatic emphasis in mycology and fungal disease research. The goal of this program is to increase understanding of the biology and host-pathogen interactions of the medically important fungi. This fundamental knowledge will be applied to the development of new and improved strategies for the prevention, diagnosis, and therapy of the mycoses. The NIAID wishes to develop multidisciplinary mycology research units to serve as foci for innovative new research in fungal diseases. These units will be funded as program project grants. To achieve medical and public health relevance, studies should involve the use of clinical isolates and, where appropriate, clinical materials, including human cells. The areas of particular interest to the NIAID include, but are not restricted to, the following: o cellular and molecular biology of the medically relevant fungi (cell biology, genetics, genome structure, gene expression, gene manipulation) o virulence factors and mechanisms of pathogenesis o host-pathogen interactions (including the role of the immune system in resistance, pathogenesis, and recovery) o development of approaches to immunotherapy (antibody or cytokine-based therapy) o development of approaches for fungal vaccines o animal model systems for studies of pathogenesis, fungal vaccines, and antifungal drugs o improved methods of identifying, diagnosing and treating fungal infections o studies of fungal physiology, biochemistry and metabolism, leading to a better understanding of susceptibility and resistance to antifungal agents It is anticipated that, in order to achieve these research goals, a given program project would involve three to five projects and common resources provided by the cores. The orientation could be either organism-specific, with multiple individuals and disciplines focused on a single fungus of medical importance, or theme specific, with different medically important fungi serving as models to address closely related areas of research emphasis. For example, a program project focused on development of approaches to fungal vaccines would have a common goal, would allow for interdisciplinary projects to draw upon discipline-specific strengths, and requires key components from the above list of research areas. Projects may involve collaboration among investigators at several institutions. Consortium arrangements should follow the NIH Guide outlined in "Guidelines for Establishing & Operating Consortium Grants, January, 1989." These are available from the individuals listed under INQUIRIES, below. SPECIAL REQUIREMENTS Project directors should budget for an annual one day progress review meeting at a site to be designated (either in Bethesda or in association with a relevant national meeting). STUDY POPULATIONS SPECIAL INSTRUCTIONS TO APPLICANTS REGARDING IMPLEMENTATION OF NIH POLICIES CONCERNING INCLUSION OF WOMEN AND MINORITIES IN CLINICAL RESEARCH STUDY POPULATIONS NIH policy is that applicants for NIH clinical research grants and cooperative agreements are required to include minorities and women in study populations so that research findings can be of benefit to all persons at risk of the disease, disorder or condition under study; special emphasis must be placed on the need for inclusion of minorities and women in studies of diseases, disorders and conditions which disproportionately affect them. This policy is intended to apply to males and females of all ages. If women or minorities are excluded or inadequately represented in clinical research, particularly in proposed population-based studies, a clear compelling rationale must be provided. The composition of the proposed study population must be described in terms of gender and racial/ethnic group. In addition, gender and racial/ethnic issues must be addressed in developing a research design and sample size appropriate for the scientific objectives of the study. This information must be included in the form PHS 398 (rev. 9/91) in Sections 1-4 of the Research Plan AND summarized in Section 5, Human Subjects. Applicants are urged to assess carefully the feasibility of including the broadest possible representation of minority groups. However, NIH recognizes that it may not be feasible or appropriate in all research projects to include representation of the full array of United States racial/ethnic minority populations (i.e., Native Americans [including American Indians or Alaskan Natives], Asian/Pacific Islanders, Blacks, Hispanics). The rationale for studies on single minority population groups should be provided. For the purpose of this policy, clinical research is defined as human biomedical and behavioral studies of etiology, epidemiology, prevention (and preventive strategies), diagnosis, or treatment of diseases, disorders or conditions, including but not limited to clinical trials. The usual NIH policies concerning research on human subjects also apply. Basic research or clinical studies in which human tissues cannot be identified or linked to individuals are excluded. However, every effort should be made to include human tissues from women and racial/ethnic minorities when it is important to apply the results of the study broadly, and this should be addressed by applicants. If the required information is not contained within the application, the application will be returned. Peer reviewers will address specifically whether the research plan in the application conforms to these policies. If the representation of women or minorities in a study design is inadequate to answer the scientific question(s) addressed AND the justification for the selected study population is inadequate, it will be considered a scientific weakness or deficiency in the study design and will be reflected in assigning the priority score to the application. All applications for clinical research submitted to NIH are required to address these policies. NIH funding components will not support applications that do not comply. LETTER OF INTENT Prospective applicants are asked to submit, by February 5, 1994, a letter of intent that includes a descriptive title of the overall proposed research, the name, address and telephone number of the Principal Investigator, and the number and title of this RFA. Prospective applicants are also asked to submit a list of the key investigators and their institution(s). Although the letter of intent is not required, is not binding, does not commit the sender to submit an application, and does not enter into the review of subsequent applications, the information that it contains allows NIAID staff to estimate the potential review workload and to avoid conflict of interest in the review. The letter of intent is to be sent to Dr. Olivia Preble at the address listed under INQUIRIES. APPLICATION PROCEDURES Applications are to be submitted on form PHS 398 (rev. 9/91), the standard application form for research grants. Application kits are available at most institutional offices of sponsored research and may be obtained from the Office of Grants Information, Division of Research Grants, National Institutes of Health, Westwood Building, Room 449, Bethesda, MD 20892, telephone 301/710-0267. Applicants must adhere to the format and requirements specified in the PHS 398 application kit. For purposes of identification and processing, mark "YES" in item 2a on the face page of the application and type in the RFA number AI-94-009 and the title "MYCOLOGY RESEARCH UNITS." The RFA label available in the form PHS 398 must be affixed to the bottom of the face page of the original application. Failure to use this label could result in delayed processing of the application such that it may not reach the review committee in time for review. The signed, typewritten original of the application, including the Checklist, and three exact single-sided copies must be sent to: Division of Research Grants National Institutes of Health Westwood Building, Room 240* Bethesda, MD 20892** At the time of submission, two additional copies and all five sets of appendices must also be sent to Dr. Olivia Preble at the address listed under INQUIRIES. To ensure their review, applications must be received by both the Division of Research Grants and Dr. Olivia Preble by March 18, 1994. Applications not received by this receipt date will be considered non-responsive and will be returned to the applicant without review. If the application submitted in response to this RFA is substantially similar to a grant application already submitted to the NIH for review, but has not yet been reviewed, the applicant will be asked to withdraw either the pending application or the new one. Simultaneous submission of essentially identical applications will not be allowed, nor will essentially identical applications be reviewed by different review committees. Therefore, an application cannot be submitted in response to this RFA that is essentially identical to one that has already been reviewed. This does not preclude the submission of substantial revisions of applications already reviewed, but such applications must include an introduction addressing the previous critique. REVIEW CONSIDERATIONS Review Procedures Applications will be reviewed by DRG staff for completeness and by NIAID staff to determine administrative and programmatic responsiveness to this RFA. Those judged to be incomplete or nonresponsive will be returned to the applicant without review. Those considered complete and responsive may be subjected to a triage review by an NIAID peer review group to determine their scientific merit relative to the other applications submitted in response to this RFA. The NIAID will withdraw from competition those applications judged by the triage peer review group to be noncompetitive for award and will so notify the applicant investigator and the institutional business official. Those applications judged to be competitive for award will be reviewed for scientific and technical merit by a Review Committee convened by the Division of Extramural Activities, NIAID. The second level of review will be provided by the National Advisory Allergy and Infectious Diseases Council. Review Criteria The review criteria for P01 grant applications are the review criteria for large, multicomponent, interdisciplinary program projects as outlined in the NIAID brochure, Program Project and Center Grants. The program project grant application should include a justification for the appropriateness of that granting mechanism. The distinguishing features of a program project grant include: o A unifying well-defined goal or problem area of research to which each project relates and contributes, thereby producing a research environment that allows each research effort to share the creative strengths of others. o A program director who possesses recognized scientific and administrative competence; he/she must show a substantial commitment of time and effort to the program and exercise leadership in its quality control. o Each research project must, as assessed by peer review, stand on its own independent scientific merit, as well as complement other projects whenever feasible. o These multiple projects require the participation of established investigators in several disciplines, or investigators with special expertise in several areas of one discipline. All investigators must contribute to and share in the responsibilities of fulfilling the program objective. o Ability of the proposed research to provide knowledge of medically important fungi, which will result in improvement in the prevention, diagnosis, and treatment of fungal infections. Applicants from institutions that have a General Clinical Research Center (GCRC) funded by the NIH National Center for Research Resources may wish to identify the GCRC as a resource for conducting the proposed research. If so, a letter of agreement from either the GCRC program director or Principal Investigator could be included with the application. AWARD CRITERIA Funding decisions will be made on the basis of scientific and technical merit as determined by peer review, program needs and balance, and the availability of funds. The totality of the awarded projects will reflect the diversity of the medically relevant fungi. INQUIRIES Written and telephone inquiries concerning this RFA are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Requests for the NIAID Information Brochure on Program Project and Center Grants AND the document (containing updated instructions) entitled "SPECIAL INSTRUCTIONS FOR PREPARING THE GROUP APPLICATION FOR PROGRAM PROJECTS," as well as inquiries regarding programmatic issues may be directed to: Dennis M. Dixon, Ph.D. Division of Microbiology and Infectious Diseases National Institute of Allergy and Infectious Diseases Solar Building, Room 3A34 6003 Executive Boulevard Bethesda, MD 20892 Telephone: (301) 496-7728 FAX: (301) 402-2508 Email: [email protected] Direct inquiries regarding review issues, address the letter of intent to, and mail two copies of the application and all five sets of appendices to: Olivia Preble, Ph.D. Division of Extramural Activities National Institute of Allergy and Infectious Diseases Solar Building, Room 4C20 6003 Executive Boulevard Bethesda, MD 20892 Telephone: (301) 496-8208 FAX: (301) 402-2638 Direct inquiries regarding fiscal matters to: Mr. Todd C. Ball Division of Extramural Activities National Institute of Allergy and Infectious Diseases Solar Building, Room 4B35 6003 Executive Boulevard Bethesda, MD 20892 Telephone: (301) 496-7075 Schedule Letter of Intent Receipt Date: February 5, 1994 Application Receipt Date: March 18, 1994 Scientific Review Date: July 1994 Advisory Council Date: September 1994 Earliest Date of Award: December 1994 AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance, No. 93.856 - Microbiology & Infectious Diseases Research. Awards will be made under the authority of the Public Health Service Act, Title III, Section 301 (Public Law 78-410, as amended; 42 USC 241) and administered under PHS grants policies and Federal Regulations 42 CFR Part 74. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or Health Systems Agency review. .
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