COOPERATIVE CENTERS FOR TRANSLATIONAL RESEARCH ON HUMAN IMMUNOLOGY AND
BIODEFENSE
RELEASE DATE: September 16, 2002
RFA: AI-02-042
National Institute of Allergy and Infectious Diseases (NIAID)
(http://www.niaid.nih.gov)
LETTER OF INTENT RECEIPT DATE: December 20, 2002
APPLICATION RECEIPT DATE: January 22, 2003
THIS RFA CONTAINS THE FOLLOWING INFORMATION
o Purpose of this RFA
o Research Objectives
o Mechanisms of Support
o Funds Available
o Eligible Institutions
o Individuals Eligible to Become Principal Investigators
o Special Requirements
o Where to Send Inquiries
o Letter of Intent
o Submitting an Application
o Peer Review Process
o Review Criteria
o Receipt and Review Schedule
o Award Criteria
o Required Federal Citations
PURPOSE OF THIS RFA
The National Institute of Allergy and Infectious Diseases (NIAID) invites
applications from single institutions or consortia of institutions to
establish Cooperative Centers for Translational Research on Human Immunology
and Biodefense. The long-term goal of this program is the translation of
research using animal models of immunity to infection into clinical
applications in humans. The immediate purpose is to support stable, flexible,
centralized infrastructure and research needed to promote and coordinate
multidisciplinary basic and clinical research in human immunology as it
relates to defense against agents of bioterrorism and emerging/re-emerging
infectious diseases. The program will be milestone-based, and will include the
flexibility to quickly redirect or replace research projects during the
funding period. Funding beyond the first year will be contingent upon
satisfactory progress in meeting negotiated milestones. The Cooperative
Agreement mechanism (U19), together with the Exploratory Planning Grant
mechanism (R21), will be used to support the development of multi-investigator
teams with a scope of activities not possible with other funding mechanisms.
Each Center will consist of at least five components: (1) Research Resource
Technical Development of assays, reagents, and technologies to advance more
rapid and more definitive analyses of human immune responses, (2) a minimum of
three Research Projects focused on understanding human immune response and
regulation in the context of NIAID Category A-C pathogens or their
products (see list at
http://www2.niaid.nih.gov/Biodefense/bandc_priority.htm),note that
clinical trials, HIV research, and behavioral research will not be supported
by this program, (3) Core Facilities to support the research projects or to
facilitate management of the Center, (4) short-term Pilot Projects, and (5) an
Education Component focused on short-term training in the technical or
theoretical aspects of human immunology research and biodefense.
Synergistic interaction is a key feature of this program. Each Center will
provide unique and complementary strengths in terms of technical potential and
specific areas of immunological investigation, and all Centers will share
responsibility for program development and resource coordination via a Centers
Steering Committee. Applicants must include research projects that address a
central theme of immunological interest in the context of biodefense, as well
as describe the unique technical expertise offered for the development and
utilization of assays, reagents, and technologies.
All applicants must comply with the requirements outlined in the section below
entitled "SPECIAL REQUIREMENTS."
RESEARCH OBJECTIVES
Background
The definitive study of immune response and regulation is much more difficult
to achieve in humans than in animal model systems. Not only are experimental
approaches limited, but genetic and environmental heterogeneity make it much
more difficult to obtain reproducible results. Although many very talented and
highly productive immunologists conduct animal studies that lead to rapid
advances in fundamental knowledge and define tantalizing candidate approaches
to the prevention or treatment of human disease, fewer researchers conduct
immunological studies in the human. Many results obtained in animals do
translate faithfully in the human, but some clearly do not. Therefore,
research must also be conducted with human samples, to either verify findings
or discover the relevant human pathways. A research program with a primary
focus on infrastructure support for technology development and accessibility
will help to open the bottleneck of human research and facilitate the
translation of basic research into clinical applications.
Human studies must be based on assays that can generate reproducible and
meaningful data, and that can be used by many research groups to form a
reliable foundation of knowledge. Therefore, new or improved technologies are
needed to allow more definitive studies of immunological mechanisms, leading
to more reliable clinical evaluation of disease progress, vaccine efficacy, or
benefit of immune-based therapies.
The scientific focus of this Centers program is immune biodefense against
infectious pathogens and their products. Immune-based defenses against
deliberately released or naturally occurring pathogens constitute very
powerful weapons that complement drug-based approaches to control infectious
disease. Safe and effective vaccine development will depend on better
understanding of systemic and localized immune capacity, and of human
variability at both the innate and adaptive levels of immunity and
immunoregulation. Molecular mechanisms responsible for potent short-term
immune responses and for long-term immune memory must be understood and
optimized for new applications. Immune-based reagents, such as antibodies or
defensins, should be developed for the passive protection of at-risk
populations, and immune targets should be defined and tested to enhance
immunomodulatory strategies. This program is expected to substantially support
the biodefense effort by providing stable funding for immunology Centers
focused on the translation from animal to human research.
Research Objectives and Scope
The ultimate goal of this program is to facilitate the discovery and
translation of immunological knowledge into new strategies to prevent and
treat infectious disease in humans. The immediate goals are to support (1)
Research Resource Technical Development via sufficient infrastructure for the
development of reagents, assays, and technologies for human immunology
research, (2) a minimum of three Research Projects per Center focused on
immunity to NIAID Category A-C pathogens or their products, (3) Core
Facilities to enhance research activities, (4) Pilot Projects for innovative
research, and (5) Education of research personnel in new technology or
principles of human immunology. Each of these essential program components is
discussed in more detail below. The approximate weight that each component
should receive is indicated as a percentage of the annual direct costs to be
proposed. These values are provided as guidance, significant exceptions may be
proposed, but should be well justified. Components of the Center may be
located solely at the parent institution or may be included through
collaborative associations with investigators at other institutions.
(1) Research Resource Technical Development Component (40%)
Applications must include a dedicated component for the identification,
validation, development, standardization, dissemination and/or economization
of specialized assays, reagents, and technologies of use to the research
community for human studies in immunology. Resource development may include,
but is not limited to: improved high throughput rapid screening techniques,
single cell assay development, improved assays of immune effector function,
such as antibody production, cytotoxic activity, or cytokine production,
characterization and function of dendritic cells and other antigen presenting
cells, identification of biomarkers for specific immune responses, receptor
repertoire analysis of responding T or B cells, and in vivo imaging
techniques. This component should include support for personnel with relevant
documented expertise and sufficient effort dedicated to sustain a vigorous
resource development program. Funds for general supplies and specialized
reagents should also be requested. Scale-up plans for the production and
distribution of new reagents should be included. The applicant should explain
the value of the resources proposed for development, both within the context
of other resources currently available to Center investigators, and of
resources available to the general immunology research community. A plan must
be proposed for periodic evaluation of scientific progress. Based on such
internal evaluations, as well as assessments made by the Centers Steering
Committee (see below), replacement projects may be proposed at any time by the
Principal Investigator for review and approval by the NIAID. Such replacement
projects will not undergo additional peer review. When appropriate, new and/or
improved assay, reagent, and technology protocols will be made publicly
available.
(2) Research Project Component (40%)
This program will not support clinical trials, HIV research, and behavioral
research. Basic or applied research projects must focus on immunology research
in the context of the prevention or treatment of NIAID category A-C pathogen-
mediated disease. A minimum of three research projects is required. Applicants
are strongly encouraged to include both basic researchers and those with
clinical experience as project leaders, and to establish close collaborations
between the basic and clinical scientists. Animal studies are allowed, but
only if they are clearly relevant to the human disease, and only if plans are
described for translating the results into studies on human cells or tissues
within the five-year funding period. Multidisciplinary approaches are
encouraged. Each project should address a common scientific theme such that
synergy is evident. A plan must be proposed for periodic evaluation of
scientific progress. For projects that include animal studies, the potential
to begin studies in humans must be evaluated periodically. Based on such
internal evaluations, as well as assessments made by the Centers Steering
Committee (see below), replacement projects may be proposed at any time by the
Principal Investigator for review and approval by the NIAID. Such replacement
projects will not undergo additional peer review.
(3) Core Facility Component (10%)
Facilities to support the Research Projects and/or to facilitate management of
the Center and interactions among the Centers may be proposed if they will be
utilized by at least two of the Research Projects, by the Research Resource
Technical Development Component plus at least one of the Research Projects, or
by the Principal Investigator for administration of the program. Such core
facilities should be well justified and clearly non-duplicative of other
facilities or services available to the Center investigators. If replacement
projects significantly change the use of such facilities, funds may be
rebudgeted within the Center after approval by the NIAID. Facilities may
include administrative, clinical, statistical, technical (e.g., flow
cytometry, proteomics), or other supportive activities. If appropriate to the
particular Center, repositories for cells, tissues, or reagents may be funded
under this component. In this case, proposals should include methods to
obtain, protect, and archive relevant pathological, clinical, and family
history information. In addition, appropriate informatics capability should be
provided to track data and link to other data sets. A plan for distribution of
samples should also be included and should conform to the NIH policy on data
and resource sharing (http://www.nih.gov/science/models/sharing.html).
(4) Pilot Project Component (5%)
In order to take maximum advantage of new research opportunities, to provide
support for high-risk, high-impact ideas, and to promote collaborations,
applicants should include examples of two pilot projects to support
feasibility studies likely to lead to independent R01 funding. The research
proposed should focus on NIAID Category A-C agents. This component is intended
to provide additional flexibility to the program and will support studies of
limited duration (six months to two years) and of limited budget ($50-100,000
direct costs per pilot project per year). These funds may not be used for
equipment purchase. Applicants should provide a short description of two
proposed pilot projects as examples to be used during the review of the Center
application. The description should be covered in three pages or less, and
will serve to demonstrate the applicant"s capabilities to conceptualize and
design novel studies. Award of the Cooperative Agreement does not imply that
these particular proposed pilot projects will be implemented. In the
application, the Principal Investigator should describe a process for the
proposal, review, and selection of the actual pilot projects to be submitted
for NIAID approval for implementation by that Center. Pilot projects that
include collaborations between Centers will be encouraged in order to take
advantage of specialized expertise and to promote further synergy.
(5) Education Component (5%)
The applicant should include plans to train laboratory staff, postdoctoral
fellows, or faculty members in the use of assays, reagents, or technologies to
study human immunology in the context of biodefense. Centers will be strongly
encouraged to include trainees from non-Center laboratories in addition to
Center laboratories. Education on the principles of human immunology may also
be included, although formal courses will not be supported. Funds may not be
used to support the salaries or stipends of the trainees. However, funds may
be used for appropriate research supplies, and to compensate the effort of the
facility personnel that provide the training. In addition, funds may be used
to cover travel, housing, and per diem expenses, for a period up to two weeks,
for non-government scientists from other domestic institutions to visit the
Center to learn new techniques. Up to five visiting scientists may be
supported per year in this manner. Finally, these funds may be used to support
a seminar series or symposia comprised of speakers invited from other
institutions to present research results on the immunology of NIAID Category
A-C infectious diseases. A plan for the process to be used for selection of
trainees should be included in the application.
Research Projects and Pilot Projects must include research on NIAID Category
A-C pathogens or their products. Such research may include, but is not limited
to: molecular mechanisms of innate immunity, innate immune receptors as
targets for adjuvant development, passive immunotherapy mediated by innate
immune molecules, antibodies, or soluble receptors, mechanisms of synergy and
regulation at the innate-adaptive immune interface, optimization of
antimicrobial B and T cell effector mechanisms, antigen processing and
presentation to T cells, antigen presenting cell functions, mechanisms of
mucosal immunity, immunoregulation in the neonate or the elderly, generation
and maintenance of B and T cell memory, mechanisms of microbial immune
evasion, and in vivo imaging of immune responses.
Inclusion of an external Scientific Advisory Committee may be proposed but is
not required. If proposed, the applicant should explain the duties of such a
Committee, and should include costs for meetings of Committee members with
Center personnel. However, specific potential members of an external
Scientific Advisory Committee should not be proposed in the application and
should not be contacted prior to award.
MECHANISMS OF SUPPORT
This RFA will use the NIH Exploratory/Developmental Research Project Grant
mechanism (R21) to fund activities to plan a U19 application, as well as the
NIH Multi-Project Cooperative Agreement mechanism (U19).
The total requested project period for an application submitted in response to
this RFA may not exceed one year for an R21.
The U19 is a cooperative agreement award mechanism in which the Principal
Investigator retains the primary responsibility and dominant role for
planning, directing, and executing the proposed project, with NIH staff being
substantially involved as a partner with the Principal Investigator, as
described under the section "Cooperative Agreement Terms and Conditions of
Award." Essential elements of the multi-project cooperative agreement
mechanism also include: (1) a minimum of three interrelated individual
research projects organized around a central theme, (2) collaborative efforts
and interaction among independent projects and their investigators to achieve
a common goal, (3) a single Principal Investigator who will be scientifically
and administratively responsible for the group effort, and who must commit an
appropriate level of effort to the program, (4) a single applicant institution
that will be legally and financially responsible for the use and disposition
of the funds awarded, and (5) support provided, as necessary, for "Core"
resources or facilities, each of which is expected to be utilized by at least
two research projects in order to facilitate the research effort.
Construction or renovation costs are not allowed under this RFA.
At some institutions, the nucleus of a research group that could conduct a U19
Centers program as described in this RFA may already exist, and such groups
will be able to submit suitable applications for U19 awards directly. However,
some groups may need an opportunity to establish themselves and formulate
plans in preparation for submitting a U19 application. The Exploratory Grant
(R21) mechanism may be used when the applicant wishes to request a one-year
period of planning and preliminary investigation prior to preparing a U19
application. The R21 application may request one-year funds for partial
salaries of key investigators and technical staff, as well as for supplies and
small equipment needs. The direct costs requested are not to exceed $200,000.
Although there is no minimum effort requirement for the Principal Investigator
of a R21 grant, an appropriate commitment must be made. A R21 grant is not
required as a precursor to a U19 Center application. Furthermore, funding of a
R21 grant does not obligate the NIAID to fund a subsequent U19 Center grant.
The NIAID expects to re-announce this RFA next year for U19 grants only, in
order to accept revised or new U19 applications for funding in fiscal year
2004. However, re-announcement of the RFA will be dependent on the
availability of sufficient funds. Therefore, this RFA may be a one-time
solicitation. Furthermore, future unsolicited, competing-continuation
applications based on this project will compete with all investigator-
initiated applications and will be reviewed according to the customary peer
review procedures.
As an applicant you will be solely responsible for planning, directing, and
executing the proposed project. This RFA is a one-time solicitation. Future
unsolicited, competing-continuation applications based on this project will
compete with all investigator-initiated applications and will be reviewed
according to the customary peer review procedures.
FUNDS AVAILABLE
The NIAID intends to commit approximately $12M in FY 2003 to fund
approximately 3 U19 grants and 5-7 R21 grants in response to this RFA. An
applicant may request a project period of up to five (5) years for the U19 and
one year for an R21. Applicants may request up to $2,000,000 annual direct
costs for U19 grants, and up to $200,000 annual direct costs for R21 grants.
Because the nature and scope of the proposed research will vary from
application to application, it is anticipated that the size and duration of
each U19 award will also vary. Although the financial plans of the NIAID
provide support for this program, awards pursuant to this RFA are contingent
upon the availability of funds and the receipt of a sufficient number of
meritorious applications.
Investigators whose applications direct costs are over $2,000,000 must contact
program staff (listed below) and receive a written letter of approval stating
NIAID will accept and review the application. This is no way guarantees
funding.
ELIGIBLE INSTITUTIONS
You may submit (an) application(s) if your institution has any of the
following characteristics:
o For-profit or non-profit organizations
o Public or private institutions, such as universities, colleges, hospitals,
and laboratories
o Units of State and local governments
o Eligible agencies of the Federal government
o Domestic
INDIVIDUALS ELIGIBLE TO BECOME PRINCIPAL INVESTIGATORS
Any individual with the skills, knowledge, and resources necessary to carry
out the proposed research is invited to work with their institution to develop
an application for support. Individuals from underrepresented racial and
ethnic groups as well as individuals with disabilities are always encouraged
to apply for NIH programs.
SPECIAL REQUIREMENTS
A. Requirements for U19 Application
U19 applications in response to this RFA must be prepared using a multi-
project grant application format, as described at
http://www.niaid.nih.gov/ncn/grants/multibron.htm The U19 grant application
should specify the administrative and organizational structure(s) that will be
used to support the research. The synergies to be achieved through the
establishment of multidisciplinary teams and novel collaborators should be
fully described. The Principal Investigator is responsible for ensuring that
the scientific goals are met, and for developing and managing a decision-
making structure and process that will allow resources to be allocated, and
re-allocated if necessary, to meet these goals. The application should explain
how the different components of the Center, including key personnel, will
interact, and why they promote synergy. "Centers-without-walls" are welcome
under this RFA, if proposed, the applicant should address how such
interactions will be facilitated.
Milestones of Progress
Applications must describe 6- and 12-month milestones for each Center, to
include timelines for establishment and operation of each component, and
scientific milestones for the Research Resource Technical Development and
Research Projects components. NIAID encourages applicants to present explicit,
quantitative milestones. It is recognized that milestones may require revision
and re-negotiation during the course of the project period. Release of each
funding increment by NIAID will be based on a NIAID review of progress towards
achieving the previously agreed upon milestones.
Pilot Projects
Innovative Pilot Projects will be an integral part of this program. Applicants
should provide a short description of two proposed Pilot Projects as examples
to be used during the review of the Center application. The description should
be covered in three pages or less, and will serve to demonstrate the
applicant"s capabilities to conceptualize and design novel studies. Award of
the Cooperative Agreement does not imply that the particular proposed Pilot
Projects will be implemented. A plan for the proposal, review, and
implementation of Pilot Projects by Center investigators must be included in
the application. Projects recommended by the Principal Investigator must
receive NIAID approval before implementation.
Studies with Human Samples
Although clinical trials will not be supported under this RFA, human samples
will be utilized in the research supported by this program. The NIAID
Scientific Coordinator (see below) will facilitate compliance with NIH
policies for monitoring activities commensurate with the degree of potential
risk to human subjects. The NIAID policy including terms and conditions of
award is available at: http://www.niaid.nih.gov/ncn/pdf/clinterm.pdf. As
examples, the NIAID Scientific Coordinator might assist Centers with responses
to questions on human subject protection, might facilitate interactions with
FDA personnel, and might assist in the preparation of INDs.
Statement of Institutional Commitment
The applicant institution should demonstrate its commitment to the stability
and success of the Center by providing a statement of commitment that includes
a plan addressing how the institutional commitment will be established and
maintained, how the institution will maintain accountability for promoting
scientific excellence, and how the Cooperative Centers for Translational
Research on Human Immunology and Biodefense program will be given a high
priority within the institution relative to other research efforts. Examples
of institutional commitment include support for recruitment of scientific
talent, provision of discretionary resources to the Principal Investigator,
assignment of specialized research space, and cost sharing of resources or
large equipment. A letter from the Dean confirming this commitment should be
attached to the application. If a Center involves a consortium arrangement
between two or more institutions, the parent institution that submits the
application must receive a formal written agreement(s) from the other
participant institutions that clearly delineates the institutional commitment
of the participating organization(s).
Intellectual Property Rights
Institutions" rights in inventions made under this funding mechanism and the
reporting requirements for such inventions will be governed by Public Law 96-
517 (the Bayh-Dole Act of 1980), 35 U.S.C. Secs. 200-212, 37 C.F.R. Part 401,
and 45 C.F.R. parts 6 and 8. Institutions and investigators are expected to
share background technology and intellectual property on a non-exclusive and
royalty-free basis with other participating institutions as required to carry
out the aims of the collaborative projects. In the event of a joint invention
involving multiple institutions, the co-inventors" institutions are expected
to cooperate in the filing of any resulting patent applications and in
developing a plan to achieve commercial application of the technology.
Applicants are expected to abide by the "Principles and Guidelines for
Recipients of NIH Research Grants and Contracts on Obtaining and Disseminating
Biomedical Research Resources," as published in the Federal Register December
23, 1999, Volume 64, Number 246, Pages 72090-72096. The Centers Steering
Committee will be asked to develop a policy on publication and sharing of data
obtained by the collaborative efforts of the Cooperative Centers for
Translational Research on Human Immunology and Biodefense.
Annual Workshop
Principal Investigators will be expected to participate in an annual workshop
organized by the Centers Steering Committee in order to: share both positive
and negative results with other Centers, share materials including reagents
and techniques, assess progress, identify new research opportunities, and
establish research priorities and collaborations that will maximize the impact
of the program to improve human vaccines and immunotherapies for biodefense.
Therefore, travel funds for the Principal Investigator and other selected
Center investigators and collaborators should be budgeted for this purpose. A
Centers Steering Committee meeting will also be held in conjunction with the
workshop.
B. Organizational Requirements for U19 Awards
Centers Steering Committee
Within 2 months of award, the NIAID will establish a Centers Steering
Committee to serve as the governing body of the Cooperative Centers for
Translational Research on Human Immunology and Biodefense. At a minimum, the
Steering Committee will be composed of the Principal Investigators of each of
the awarded U19 grants and the NIAID Scientific Coordinator. Each member of
the Steering Committee will have one vote. The Steering Committee or the NIAID
may identify and appoint other members, as appropriate. A Chairperson will be
selected by the Steering Committee from among the non-federal Committee
members. Subcommittees of the Steering Committee may be established as
necessary. The Steering Committee will meet 3 times during the first year,
including a meeting in conjunction with the Annual Workshop, and semi-annually
thereafter. Proposed budgets should include funds to cover travel costs for
these meetings. Each Steering Committee member will be expected to participate
in all meetings and activities, e.g., conference calls and special
subcommittees, as may be necessary for optimal operation of the
CooperativeCenters for Translational Research on Human Immunology and
Biodefense program.
The Steering Committee will be responsible for: promoting synergistic
interactions within each Center and among the Centers, evaluating the use of
Education Components, evaluating plans for the redirection of ongoing projects
for NIAID approval, developing a policy on publication and sharing of data
obtained by the collaborative efforts of the Centers, and recommending the
incorporation of additional expertise or research resources. Separate funds
will be available to the Steering Committee to support the Cooperative
Resources deemed necessary.
Cooperative Resources
The Centers Steering Committee may establish and support Cooperative Resources
that provide central assistance and technical expertise for projects
undertaken by Center investigators under this program. Examples include
genomic/proteomic, tetramer, or sophisticated flow cytometry facilities. The
Centers Steering Committee will determine procedures for the designation of
such Cooperative Resources, and will determine the scope of work and level of
support based on Center priorities and requirements. Non-administrative Core
Facilities proposed by individual Centers may be expanded to become
Cooperative Resources using the separate funds available to the Centers
Steering Committee. Cooperative Resources may be housed at particular Centers
or may be supported through a subcontract to other facilities.
Cooperation with Other NIH-Sponsored Programs
In order to most efficiently utilize research resources and rapidly exchange
scientific information to promote biodefense objectives, the Cooperative
Centers for Translational Research on Human Immunology and Biodefense will
coordinate their efforts with other NIH-funded programs, including but not
limited to the following NIAID programs: Regional Centers of Excellence for
Biodefense and Emerging Infectious Diseases Research, Vaccine and Treatment
Evaluation Units, Biodefense and Emerging Infections Research Resource
Program, Tetramer Facility, Respiratory Pathogens Network, Food and Waterborne
Diseases Integrated Research Network, Immune Tolerance Network, and
International Histocompatibility Working Group.
GUIDANCE FOR R21 PLANNING GRANT APPLICATIONS
Applicants should follow a single-project application format describing the
activities proposed for a one-year period that will prepare the Principal
Investigator to submit a U19 application in response to a future RFA to
support Cooperative Centers of Translational Research on Human Immunology and
Biodefense (CCTRHIB). Appropriate activities may include, but are not limited
to: the establishment or expansion of multi-investigator or interdisciplinary
relationships, exploration of organizational concepts, building an
administrative organization, development of the rationale and research design
for the subsequent Center, development of assays or technologies for the
Research Resource Technical Development component, and the collection of
preliminary data for the Research Projects component. These activities should
be described in the context of the anticipated U19 Center grant application
goals and requirements. Funds may be used for salary support, as appropriate,
training in scientific procedures, travel to establish collaborations, or
laboratory supplies and small equipment. The standard PHS 398 form should be
used and sections A-D must not exceed 25 pages. A modular budget should be
proposed (https://grants.nih.gov/grants/funding/modular/modular.htm).
In order to indicate that the application is for an R21 award, please use the
following Application Title: "R21 Planning Grant for the CCTRHIB Program".
Also, please state in the Abstract that the application is for an R21 Planning
Grant for the CCTRHIB Program. In the Research Design and Methods section of
the application, please describe your plans for assembling appropriate Center
member candidates, and plans to obtain any needed preliminary data or research
resources, to support a future U19 application. Plans to develop each of the
essential components of a U19 application should be included: the Research
Resource Technical Development, Research Projects, Core Facilities, Pilot
Projects, and Education components. For each component, describe the
particular strengths to be incorporated into a potential Center and the
advantages of such a Center to the CCTRHIB program as a whole. Describe
available infrastructure and how you will build on these resources. Provide
sufficient information to allow reviewers to realistically evaluate the
probability that a strong U19 application can be developed within the one-year
time frame.
COOPERATIVE AGREEMENT (U19) TERMS AND CONDITIONS OF AWARD
The following terms and conditions will be incorporated into the award
statement and provided to the Principal Investigator as well as the
institutional official at the time of award.
These special Terms of Award are in addition to, and not in lieu of, otherwise
applicable OMB administrative guidelines, HHS Grant Administration Regulations
at 45 CFR part 74 and 92, and other HHS, PHS, and NIH Grant Administration
policy statements.
The administrative and funding instrument used for this program is the multi-
project cooperative agreement (U19). The U19 is a cooperative agreement award
mechanism in which the Principal Investigator retains the primary
responsibility and dominant role for planning, directing, and executing the
proposed project, with NIH staff being substantially involved as a partner
with the Principal Investigator, as described below. Consistent with this
concept, the dominant role and prime responsibility for the activity resides
with the awardees for the project as a whole, although specific tasks and
activities in carrying out the research will be shared among the awardees and
the NIAID Scientific Coordinator.
1. Monitoring Human Subjects Protection.
When human samples are a component of the research proposed, NIAID policy
requires that studies be monitored commensurate with the degree of potential
risk to human subjects. Terms and Conditions of Award will be included with
awards. The NIAID policy including terms and conditions of award is available
at: http://www.niaid.nih.gov/ncn/pdf/clinterm.pdf.
2. Awardee Rights and Responsibilities
Awardees will have primary responsibility for defining the research
objectives, approaches and details of the projects within the guidelines of
the RFA and for performing the scientific activity. Specifically, awardees
have primary responsibility as described below.
Milestones of Progress
Each Center must establish 6- and 12-month milestones and timelines for
establishment and operation of each component, and scientific milestones for
the Research Resource Technical Development and Research Projects components.
NIAID encourages applicants to present explicit, quantitative milestones. It
is recognized that milestones may require revision and re-negotiation during
the course of the project period. Release of each funding increment by NIAID
will be based on a NIAID review of progress towards achieving the previously
agreed upon milestones.
Pilot Projects
Award of the Cooperative Agreement does not imply that the particular proposed
Pilot Projects will be implemented. A plan for the proposal, review, and
implementation of Pilot Projects by Center investigators must be included in
the application. Projects recommended by the Principal Investigator must
receive NIAID approval before implementation. The research proposed must focus
on NIAID Category A-C agents. This component is intended to provide additional
flexibility to the program and will support studies of limited duration (six
months to two years) and of limited budget ($50-100,000 direct costs per pilot
project per year). These funds may not be used for equipment purchase or
renovations.
Studies with Human Samples
Although clinical trials will not be supported under this RFA, human samples
will be utilized in the research supported by this program. The NIAID
Scientific Coordinator (see below) will facilitate compliance with NIH
policies for monitoring activities commensurate with the degree of potential
risk to human subjects. The NIAID policy including terms and conditions of
award is available at: http://www.niaid.nih.gov/ncn/pdf/clinterm.pdf. As
examples, the NIAID Scientific Coordinator might assist Centers with responses
to questions on human subject protection, might facilitate interactions with
FDA personnel, and might assist in the preparation of INDs. The NIH brochure
entitled "Research on Human Specimens: Are You Conducting Research Using Human
Subjects?" may also be of use to applicants
(http://www-cdp.ims.nci.nih.gov/policy.html).
Intellectual Property Rights
Institutions" rights in inventions made under this funding mechanism and the
reporting requirements for such inventions will be governed by Public Law 96-
517 (the Bayh-Dole Act of 1980), 35 U.S.C. Secs. 200-212, 37 C.F.R. Part 401,
and 45 C.F.R. parts 6 and 8. Institutions and investigators are expected to
share background technology and intellectual property on a non-exclusive and
royalty-free basis with other participating institutions as required to carry
out the aims of the collaborative projects. In the event of a joint invention
involving multiple institutions, the co-inventors" institutions are expected
to cooperate in the filing of any resulting patent applications and in
developing a plan to achieve commercial application of the technology.
Applicants are expected to abide by the "Principles and Guidelines for
Recipients of NIH Research Grants and Contracts on Obtaining and Disseminating
Biomedical Research Resources," as published in the Federal Register December
23, 1999, Volume 64, Number 246, Pages 72090-72096. The Centers Steering
Committee will be asked to develop a policy on publication and sharing of data
obtained by the collaborative efforts of the Cooperative Centers for
Translational Research on Human Immunology and Biodefense.
Annual Workshop
Principal Investigators must participate in an annual workshop organized by
the Centers Steering Committee in order to: share both positive and negative
results with other Centers, share materials including reagents and techniques,
assess progress, identify new research opportunities, and establish research
priorities and collaborations that will maximize the impact of the program to
improve human vaccines and immunotherapies for biodefense. A Centers Steering
Committee meeting will also be held in conjunction with the workshop.
Centers Steering Committee
Within 2 months of award, the NIAID will establish a Centers Steering
Committee to serve as the governing body of the Cooperative Centers for
Translational Research on Human Immunology and Biodefense. At a minimum, the
Steering Committee will be composed of the Principal Investigators of each of
the awarded U19 grants and the NIAID Scientific Coordinator. Each member of
the Steering Committee will have one vote. The Steering Committee or the NIAID
may identify and appoint other members, as appropriate. A Chairperson will be
selected by the Steering Committee from among the non-federal Committee
members. Subcommittees of the Steering Committee may be established as
necessary. The Steering Committee will meet 3 times during the first year,
including a meeting in conjunction with the Annual Workshop, and semi-annually
thereafter. Each Steering Committee member must participate in all meetings
and activities, e.g., conference calls and special subcommittees, as may be
necessary for optimal operation of the Cooperative Centers for Translational
Research on Human Immunology and Biodefense program.
The Steering Committee will be responsible for: promoting synergistic
interactions within each Center and among the Centers, evaluating the use of
Education Components, evaluating plans for the redirection of ongoing projects
for NIAID approval, developing a policy on publication and sharing of data
obtained by the collaborative efforts of the Centers, and recommending the
incorporation of additional expertise or research resources. Separate funds
will be available to the Steering Committee to support the Cooperative
Resources deemed necessary.
Cooperative Resources
The Centers Steering Committee may establish and support Cooperative Resources
that provide central assistance and technical expertise for projects
undertaken by Center investigators under this program. Examples include
genomic/proteomic, tetramer, or sophisticated flow cytometry facilities. The
Centers Steering Committee will determine procedures for the designation of
such Cooperative Resources, and will determine the scope of work and level of
support based on Center priorities and requirements. Non-administrative Core
Facilities proposed by individual Centers may be expanded to become
Cooperative Resources using the separate funds available to the Centers
Steering Committee. Cooperative Resources may be housed at particular Centers
or may be supported through a subcontract to other facilities.
Cooperation with Other NIH-Sponsored Programs
In order to most efficiently utilize research resources and rapidly exchange
scientific information to promote biodefense objectives, the Cooperative
Centers for Translational Research on Human Immunology and Biodefense will
coordinate their efforts with other NIH-funded programs, including but not
limited to the following NIAID programs: Regional Centers of Excellence for
Biodefense and Emerging Infectious Diseases Research, Vaccine and Treatment
Evaluation Units, Biodefense and Emerging Infections Research Resource
Program, Tetramer Facility, Respiratory Pathogens Network, Food and Waterborne
Diseases Integrated Research Network, Immune Tolerance Network, and
International Histocompatibility Working Group.
3. NIAID Staff Responsibilities
A program officer from the Basic Immunology Branch, Division of Allergy,
Immunology, and Transplantation, NIAID, will serve as NIAID"s Scientific
Coordinator and will provide NIAID staff assistance. The NIAID Scientific
Coordinator will have substantial scientific/programmatic involvement during
the conduct of this activity through technical assistance, advice, and
coordination above and beyond normal program stewardship for grants.
The NIAID Scientific Coordinator will attend all Centers Steering Committee
meetings and participate with one vote in this and in other Committee and
Subcommittee activities. The NIAID Scientific Coordinator will also provide
expertise in technology and resource development, availability, and
application, development, design, and implementation of studies with human
samples, policies and procedures for the protection of human subjects, and
will serve as a liaison to other NIH-sponsored programs to facilitate
collaboration and coordination.
In addition, the NIAID Program Director, a program officer from the Basic
Immunology Branch, Division of Allergy, Immunology and Transplantation, NIAID,
will be responsible for normal programmatic monitoring and stewardship for the
award.
The NIAID Program Director will approve changes in proposed milestones,
approve proposed Pilot Projects, and approve redirection of Research Projects
or Research Resource Technical Development components.
The NIAID Program Director will review progress through consideration of
annual progress reports and periodic reports on ongoing progress, findings,
and future plans presented during meetings and conference calls, publications,
site visits, etc.
The NIAID Grants Management Specialist, in consultation with the NIAID Program
Director, must approve in writing any changes in the Principal Investigator of
the U19 grant, or changes in the Principal Investigator of a Research Resource
Technical Development or Research Project component.
The NIAID Program Director may also serve as the NIAID Scientific Coordinator.
4. Collaborative Responsibilities
Collaborative responsibilities are as detailed above in the section on
Cooperative Agreement (U19) Terms and Conditions of Award under "Awardee
Rights and Responsibilities" for the Centers Steering Committee, Milestones of
Progress, Pilot Projects, Cooperative Resources, and Intellectual Property
sections.
5. Arbitration
Any disagreement that may arise on scientific or programmatic matters (within
the scope of the award) between award recipients and the NIAID may be brought
to arbitration. An arbitration panel will be composed of three members -- one
selected by the Steering Committee or by the individual awardee in the event
of an individual disagreement, a second member selected by the NIAID, and the
third member with expertise in the relevant area and selected by the two prior
members will be formed to review any scientific or programmatic issue that is
significantly restricting progress. While the decisions of the Arbitration
Panel are binding, these special arbitration procedures will in no way affect
the awardee"s right to appeal an adverse action in accordance with PHS
regulations at 42 CFR Part 50, subpart D, and HHS regulations at 45 CFR Part
16.
WHERE TO SEND INQUIRIES
We strongly encourage inquiries concerning this RFA and welcome the
opportunity to answer questions from potential applicants. Inquiries may fall
into three areas: scientific/research, peer review, and financial or grants
management issues:
o Direct your questions about scientific/research issues to:
Helen Quill, Ph.D.
Division of Allergy, Immunology, and Transplantation
National Institute of Allergy and Infectious Diseases
Room 5140, MSC-7640
6700-B Rockledge Drive
Bethesda, MD 20892-7640
Telephone: (301) 496-7551
FAX: (301) 402-2571
E-Mail: hq1t@nih.gov
o Direct your questions about peer review issues, address the letter of
intent, mail two copies of the application and all five sets of appendices to:
Ed Schroder, Ph.D.
Division of Extramural Activities
National Institute of Allergy and Infectious Diseases
Room 2151, MSC-7616
6700-B Rockledge Drive
Bethesda, MD 20892-7616
Telephone: (301) 435-8537
FAX: (301) 402-2638
E-Mail: es170m@nih.gov
o Direct your questions about financial or grants management matters to:
Ann Devine
Division of Extramural Activities
National Institute of Allergy and Infectious Diseases
Room 2118, MSC-7614
6700-B Rockledge Drive
Bethesda, MD 20892-7614
Telephone: (301) 402-5601
Fax: (301) 480-3780
E-Mail: ad22x@nih.gov
LETTER OF INTENT
Prospective applicants for U19 or R21 grants are asked to submit a letter of
intent that includes the following information:
o Descriptive title of the proposed research
o Name, address, and telephone number of the Principal Investigator
o Names of other key personnel
o Participating institutions
o Number and title of this RFA
Although a letter of intent is not required, is not binding, and does not
enter into the review of a subsequent application, the information that it
contains allows IC staff to estimate the potential review workload and plan
the review.
The letter of intent is to be sent by the date listed at the beginning of this
document. The letter of intent should be sent to:
Ed Schroder, Ph.D.
Division of Extramural Activities
National Institute of Allergy and Infectious Diseases
Room 2151, MSC-7616
6700-B Rockledge Drive
Bethesda, MD 20892-7616 (20817 for express mail)
Telephone: (301) 435-8537
FAX: (301) 402-2638
E-Mail: es170m@nih.gov
SUBMITTING AN APPLICATION
Applicants for U19 grants must follow special application guidelines in the
NIAID Brochure entitled INSTRUCTIONS FOR APPLICATIONS FOR MULTI-PROJECT
AWARDS, this brochure is available via the WWW at:
http://www.niaid.nih.gov/ncn/grants/multibron.htm.
Applications for U19 and R21 grants must be prepared using the PHS 398
research grant application instructions and forms (rev. 5/2001). The PHS 398
is available at https://grants.nih.gov/grants/funding/phs398/phs398.html in an
interactive format. For further assistance contact GrantsInfo, Telephone
(301) 710-0267, Email: GrantsInfo@nih.gov.
USING THE RFA LABEL: For both U19 and R21 applications, the RFA label
available in the PHS 398 (rev. 5/2001) application form must be affixed to the
bottom of the face page of the application. Type the RFA number on the label.
Failure to use this label could result in delayed processing of the
application such that it may not reach the review committee in time for
review. In addition, the RFA title and number must be typed on line 2 of the
face page of the application form and the YES box must be marked. The RFA
label is also available at:
https://grants.nih.gov/grants/funding/phs398/label-bk.pdf.
SENDING AN APPLICATION TO THE NIH: Submit a signed, typewritten original of
the application, including the Checklist, and three signed, photocopies, in
one package to:
Center For Scientific Review
National Institutes Of Health
6701 Rockledge Drive, Room 1040, MSC 7710
Bethesda, MD 20892-7710
Bethesda, MD 20817 (for express/courier service)
At the time of submission, two additional exact copies of the grant
application and all five sets of any appendix material must be sent to:
Ed Schroder, Ph.D.
Division of Extramural Activities
National Institute of Allergy and Infectious Diseases
Room 2151, MSC-7616
6700-B Rockledge Drive
Bethesda, MD 20892-7616 (20817 for express mail)
Telephone: (301) 435-8537
FAX: (301) 402-2638
E-Mail: es170m@nih.gov
Applications that are not received as a single package on the receipt date or
that do not conform to the instructions contained in PHS 398 (rev. 5/01)
Application Kit (as modified in, and superseded by, the NIAID BROCHURE
ENTITLED "INSTRUCTIONS FOR APPLICATIONS FOR MULTI-PROJECT AWARDS"), will be
judged non-responsive and will be returned to the applicant.
It is highly recommended that the appropriate NIAID program contact be
consulted before submitting the letter of intent and during the early stages
of preparation of the application. (See scientific/research program contact
under INQUIRIES).
APPLICATION PROCESSING: Applications must be received by the application
receipt date listed in the heading of this RFA. If an application is received
after that date, it will be returned to the applicant without review.
The Center for Scientific Review (CSR) will not accept any application in
response to this RFA that is essentially the same as one currently pending
initial review, unless the applicant withdraws the pending application. The
CSR will not accept any application that is essentially the same as one
already reviewed. This does not preclude the submission of substantial
revisions of applications already reviewed, but such applications must include
an Introduction addressing the previous critique.
Concurrent submission of an R01 and a Component Project of a Multi-project
Application: Current NIH policy permits a component research project of a
multi-project grant application to be concurrently submitted as a traditional
individual research project (R01) application. If, following review, both the
multi-project application and the R01 application are found to be in the
fundable range, the investigator must relinquish the R01 and will not have the
option to withdraw from the multi-project grant. This is an NIH policy
intended to preserve the scientific integrity of a multi-project grant, which
may be seriously compromised if a strong component project(s) is removed from
the program. Investigators wishing to participate in a multi-project grant
must be aware of this policy before making a commitment to the Principal
Investigator and awarding institution.
PEER REVIEW PROCESS
Upon receipt, applications will be reviewed for completeness by the CSR and
responsiveness by the NIAID. Incomplete and/or non-responsive applications
will be returned to the applicant without further consideration.
Applications that are complete and responsive to the RFA will be evaluated for
scientific and technical merit by an appropriate peer review group convened by
the NIAID in accordance with the review criteria stated below. As part of the
initial merit review, all applications will:
o Receive a written critique
o Undergo a selection process in which only those applications deemed to have
the highest scientific merit, generally the top half of applications under
review, will be discussed and assigned a priority score
o Receive a second level review by the National Institute of Allergy and
Infectious Diseases Council
REVIEW CRITERIA
The GENERAL REVIEW CRITERIA for U19 multi-project cooperative agreement
applications are presented in the NIAID brochure entitled "INSTRUCTIONS FOR
APPLICATIONS FOR MULTI-PROJECT AWARDS" at
http://www.niaid.nih.gov/ncn/grants/multibron.htm.
SPECIFIC REVIEW CRITERIA for U19 applications: In addition to the above
criteria, your application will also be reviewed with respect to the
following:
1. Organization and Scientific Potential of the Center
(a) Adequacy of the applicant"s plan to establish, coordinate, and manage a
synergistic research program to achieve the goals of the Cooperative Centers
for Translational Research on Human Immunology and Biodefense program.
(b) Sufficient focus on human immunology and assay, reagent and technology
development.
(c) Scientific/technical merit and innovation of the proposed goals of the
Center.
(d) Expertise and productivity of proposed Center investigators.
(e) Potential of the proposed Center to develop critical new knowledge about
the immunology of Category A-C biodefense and emerging infectious diseases.
(f) Merit and appropriateness of the documented institutional support to the
goals of the Center.
(g) Adequacy and feasibility of applicant"s described milestones of progress
that will be used to assess productivity and accountability.
2. Research Resource Technical Development Component
Adequacy of the applicant"s plans to develop, validate, and disseminate new
assays, reagents, and technologies for the timely and optimal study of human
immunology for biodefense.
3. Research Project Component
(a) Adequacy of the applicant"s plans to conduct synergistic basic and/or
applied research on Category A-C pathogens to discover fundamentally new
principles of human immunity and/or to promote the most rapid progress in
achieving applications for human protection.
(b) Technical feasibility of plans to conduct studies with human samples or to
translate results from animal work into the human.
4. Core Facilities Component
(a) Appropriateness of the proposed core facilities in the context of the
overall research plan of the Center application and the context of currently
available facilities.
(b) Feasibility and clarity of plans for prioritizing the use of facilities by
Center members.
(c) Use of core facilities to conserve resources for common tasks such as MHC
typing, microarray gene or protein expression assays, or MHC-peptide tetramer
generation.
5. Pilot Project Component
(a) Scientific strengths of the two proposed examples of pilot projects in the
context of Category A-C agents.
(b) Adequacy, fairness, and scientific basis of the applicant"s plans to
propose pilot projects for implementation.
(c) Plans to monitor success of the pilot projects in terms of subsequent
independent funding obtained to further develop the projects begun as pilots.
6. Education Component
(a) Adequacy of the applicant"s plans to select and train laboratory staff,
postdoctoral fellows, faculty members, and scientists who are not Center
members in the use of assays, reagents, and technologies to study human
immunology in the context of biodefense.
(b) Appropriateness of plans to support short-term training for scientists
from non-Center institutions, if proposed.
(c) Appropriateness of plans to support seminar series/symposia, if proposed.
SPECIAL REVIEW CRITERIA for R21 applications: your application will be
reviewed to determine the probability that a strong U19 application can be
developed, within the one-year period of award, that satisfies the criteria
listed above for a U19 grant.
ADDITIONAL REVIEW CRITERIA: In addition to the above criteria, your
application will also be reviewed with respect to the following:
o PROTECTIONS: The adequacy of the proposed protection for humans, animals, or
the environment, to the extent they may be adversely affected by the project
proposed in the application.
o INCLUSION: The adequacy of plans to include subjects from both genders, all
racial and ethnic groups (and subgroups), and children as appropriate for the
scientific goals of the research. Plans for the recruitment and retention of
subjects will also be evaluated. (See Inclusion Criteria included in the
section on Federal Citations, below)
o BUDGET: The reasonableness of the proposed budget and the requested period
of support in relation to the proposed research.
RECEIPT AND REVIEW SCHEDULE
Letter of Intent Receipt Date: December 20, 2002
Application Receipt Date: January 22, 2003
Scientific Peer Review Date: June 2003
Advisory Council Review: July 2003
Earliest Anticipated Start Date: September 2003
AWARD CRITERIA
Award criteria that will be used to make award decisions include:
o Scientific merit (as determined by peer review)
o Availability of funds
o Programmatic priorities.
REQUIRED FEDERAL CITATIONS
MONITORING PLAN AND DATA SAFETY AND MONITORING BOARD: Research components
involving Phase I and II clinical trials must include provisions for
assessment of patient eligibility and status, rigorous data management,
quality assurance, and auditing procedures. In addition, it is NIH policy
that all clinical trials require data and safety monitoring, with the method
and degree of monitoring being commensurate with the risks (NIH Policy for
Data Safety and Monitoring, NIH Guide for Grants and Contracts, June 12, 1998:
https://grants.nih.gov/grants/guide/notice-files/not98-084.html).
INCLUSION OF WOMEN AND MINORITIES IN CLINICAL RESEARCH: It is the policy of
the NIH that women and members of minority groups and their sub-populations
must be included in all NIH-supported clinical research projects unless a
clear and compelling justification is provided indicating that inclusion is
inappropriate with respect to the health of the subjects or the purpose of the
research. This policy results from the NIH Revitalization Act of 1993 (Section
492B of Public Law 103-43).
All investigators proposing clinical research should read the AMENDMENT "NIH
Guidelines for Inclusion of Women and Minorities as Subjects in Clinical
Research - Amended, October, 2001," published in the NIH Guide for Grants and
Contracts on October 9, 2001
(https://grants.nih.gov/grants/guide/notice-files/NOT-OD-02-001.html), a complete
copy of the updated Guidelines are available at
https://grants.nih.gov/grants/funding/women_min/guidelines_amended_10_2001.htm.
The amended policy incorporates: the use of an NIH definition of clinical
research, updated racial and ethnic categories in compliance with the new OMB
standards, clarification of language governing NIH-defined Phase III clinical
trials consistent with the new PHS Form 398, and updated roles and
responsibilities of NIH staff and the extramural community. The policy
continues to require for all NIH-defined Phase III clinical trials that: a)
all applications or proposals and/or protocols must provide a description of
plans to conduct analyses, as appropriate, to address differences by
sex/gender and/or racial/ethnic groups, including subgroups if applicable, and
b) investigators must report annual accrual and progress in conducting
analyses, as appropriate, by sex/gender and/or racial/ethnic group
differences.
INCLUSION OF CHILDREN AS PARTICIPANTS IN RESEARCH INVOLVING HUMAN SUBJECTS:
The NIH maintains a policy that children (i.e., individuals under the age of
21) must be included in all human subjects research, conducted or supported by
the NIH, unless there are scientific and ethical reasons not to include them.
This policy applies to all initial (Type 1) applications submitted for receipt
dates after October 1, 1998.
All investigators proposing research involving human subjects should read the
"NIH Policy and Guidelines" on the inclusion of children as participants in
research involving human subjects that is available at
https://grants.nih.gov/grants/funding/children/children.htm.
REQUIRED EDUCATION ON THE PROTECTION OF HUMAN SUBJECT PARTICIPANTS: NIH policy
requires education on the protection of human subject participants for all
investigators submitting NIH proposals for research involving human subjects.
You will find this policy announcement in the NIH Guide for Grants and
Contracts Announcement, dated June 5, 2000, at
https://grants.nih.gov/grants/guide/notice-files/NOT-OD-00-039.html.
HUMAN EMBRYONIC STEM CELLS (hESC): Criteria for federal funding of research on
hESCs can be found at https://grants.nih.gov/grants/stem_cells.htm and at
https://grants.nih.gov/grants/guide/notice-files/NOT-OD-02-005.html. Only
research using hESC lines that are registered in the NIH Human Embryonic Stem
Cell Registry will be eligible for Federal funding (see http://escr.nih.gov).
It is the responsibility of the applicant to provide the official NIH
identifier(s)for the hESC line(s)to be used in the proposed research.
Applications that do not provide this information will be returned without
review.
PUBLIC ACCESS TO RESEARCH DATA THROUGH THE FREEDOM OF INFORMATION ACT: The
Office of Management and Budget (OMB) Circular A-110 has been revised to
provide public access to research data through the Freedom of Information Act
(FOIA) under some circumstances. Data that are (1) first produced in a
project that is supported in whole or in part with Federal funds and (2) cited
publicly and officially by a Federal agency in support of an action that has
the force and effect of law (i.e., a regulation) may be accessed through FOIA.
It is important for applicants to understand the basic scope of this
amendment. NIH has provided guidance at
https://grants.nih.gov/grants/policy/a110/a110_guidance_dec1999.htm.
Applicants may wish to place data collected under this PA in a public archive,
which can provide protections for the data and manage the distribution for an
indefinite period of time. If so, the application should include a
description of the archiving plan in the study design and include information
about this in the budget justification section of the application. In
addition, applicants should think about how to structure informed consent
statements and other human subjects procedures given the potential for wider
use of data collected under this award.
URLs IN NIH GRANT APPLICATIONS OR APPENDICES: All applications and proposals
for NIH funding must be self-contained within specified page limitations.
Unless otherwise specified in an NIH solicitation, Internet addresses (URLs)
should not be used to provide information necessary to the review because
reviewers are under no obligation to view the Internet sites. Furthermore,
we caution reviewers that their anonymity may be compromised when they
directly access an Internet site.
HEALTHY PEOPLE 2010: The Public Health Service (PHS) is committed to achieving
the health promotion and disease prevention objectives of "Healthy People
2010," a PHS-led national activity for setting priority areas. This RFA is
related to one or more of the priority areas. Potential applicants may obtain
a copy of "Healthy People 2010" at http://www.health.gov/healthypeople.
AUTHORITY AND REGULATIONS
This program is described in the Catalogue of Federal Domestic Assistance in
the following citations: No. 93.855, Immunology, Allergy, and Transplantation
Research and No. 93.856, Microbiology and Infectious Diseases Research. Awards
are made under authorization of Sections 301 and 405 of the Public Health
Service Act as amended (42 USC 241 and 284) and administered under NIH grants
policies and Federal Regulations 42 CFR 52 and 45 CFR Parts 74 and 92. This
program is not subject to the intergovernmental review requirements of
Executive Order 12372 or Health Systems Agency review.
The NIH Grants Policy Statement is available at
https://grants.nih.gov/grants/policy/policy.htm. This document includes
general information about the grant application and review process,
information on the terms and conditions that apply to NIH Grants and
cooperative agreements, and a listing of pertinent offices and officials at
the NIH.
The PHS strongly encourages all grant recipients to provide a smoke-free
workplace and discourage the use of all tobacco products. In addition, Public
Law 103-227, the Pro-Children Act of 1994, prohibits smoking in certain
facilities (or in some cases, any portion of a facility) in which regular or
routine education, library, day care, health care, or early childhood
development services are provided to children. This is consistent with the
PHS mission to protect and advance the physical and mental health of the
American people.