Full Text AA-95-003 SMALL GRANTS FOR NEW ALCOHOLISM TREATMENT RESEARCHERS NIH GUIDE, Volume 24, Number 6, February 17, 1995 RFA: AA-95-003 P.T. 34 Keywords: Alcohol/Alcoholism Treatment, Medical+ 0745058 National Institute on Alcohol Abuse and Alcoholism Application Receipt Date: July 12, 1995 PURPOSE The National Institute on Alcohol Abuse and Alcoholism (NIAAA) is seeking small grant (R03) applications to stimulate and facilitate the entry of promising new investigators into the field of alcoholism treatment research. This pilot small grant (R03) program is designed to provide rapid review and funding decisions for applications. The NIAAA encourages investigators at the beginning of their research careers to submit applications for small-scale research projects (up to $10,000 for direct costs per year for up to two years) related to issues surrounding assessment and treatment of alcoholism. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This Request for Applications (RFA), Small Grants for New Alcoholism Treatment Researchers, is related to the priority areas of alcohol abuse reduction and alcoholism treatment. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001-00474-0 or Summary Report: Stock No. 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202-783-3238). ELIGIBILITY Applications for this RFA may be submitted by foreign and domestic, public and private non-profit and for-profit organizations such as universities, colleges, hospitals, treatment facilities, research institutions, units of State and local government, and eligible agencies of the Federal government. Women and minority investigators and persons with disabilities are encouraged to apply. To be considered for this award, the proposed Principal Investigator must be at the beginning of her/his research career and be able to secure a meaningful mentoring relationship with an experienced researcher. Such experience must be in some way relevant to the project, though it need not be specifically in the field of alcoholism treatment. Special target groups for this award include predoctoral graduate students, postdoctoral fellows, as well as clinicians now working in the field of alcoholism treatment. Investigators who have received a research project grant (R01), small grant (R03), exploratory/development grant (R21), First Independent Research Support and Transition (FIRST) (R29) award, scientist development award for clinicians (K20), or a scientist development award (K21) will not be considered for award. MECHANISMS OF SUPPORT These awards will be funded under the small grant (R03) mechanism. Support may be requested for up to two years for up to $10,000 for direct costs per year. These awards are not renewable, but a one- year no cost extension may be requested. Replacement of the Principal Investigator on this award is not permitted. Transfer of the award with the Principal Investigator to another institution for the remainder of the grant period may be requested as long as the relationship with the mentor is maintained. Grant funds may be used for expenses clearly related and necessary to conduct the research projects, including both direct costs that can be specifically identified with the project and allowable indirect costs of the institution. The award may not be used for salary support of either the principal investigator or mentor, but may be used to support the costs of technicians and for dissertation research. FUNDS AVAILABLE It is estimated that approximately $100,000 will be available for approximately seven to eight grants under this RFA in FY 1996. This level of support is dependent on the receipt of a sufficient number of applications of high scientific merit. Additional applications may also be funded if their scientific and technical merit warrants it. Although this program is provided for in the financial plans of NIAAA, the award of grants pursuant to this RFA is also contingent upon the availability of funds for this purpose. RESEARCH OBJECTIVES The objective of this RFA is to stimulate and encourage promising new researchers to enter the field of alcoholism treatment research. The initial experience of applying for research funding should be positive and reinforcing. Hence, it is anticipated that the prospects for funding meritorious projects under this RFA will likely be more favorable than is normally the case. The Treatment Research Branch of the Division of Clinical and Prevention Research supports research on management of alcoholism, alcohol abuse, and alcohol-related disorders, including evaluation of new treatment methods, assessment of effectiveness of various kinds of behavioral and pharmacologic interventions, development of new diagnostic instruments, and elaboration and refinement of assessment/methodologies for research on effectiveness and costs of treatment. This award is designed as a rapid mechanism that provides "seed" funds for new investigators who have not received research or career development grant funds from NIAAA in the past. It supports primarily: o Pilot projects on treatment issues and outcomes; o Psychometric analyses and instrument development; and o Secondary analyses of existing data sets. INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN SUBJECTS It is the policy of the NIH that women and members of minority groups and their subpopulations must be included in all NIH supported biomedical and behavioral research projects involving human subjects, unless a clear and compelling rationale and justification is provided that inclusion is inappropriate with respect to the health of the subjects or the purpose of the research. This new policy results from the NIH Revitalization Act of 1993 (Section 492B of Public Law 103-43) and supersedes and strengthens the previous policies (Concerning the Inclusion of Women in Study Populations, and Concerning the Inclusion of Minorities in Study Populations) which have been in effect since 1990. The new policy contains some new provisions that are substantially different from the 1990 policies. All investigators proposing research involving human subjects should read the "NIH Guidelines For Inclusion of Women and Minorities as Subjects in Clinical Research," which have been published in the Federal Register of March 28, 1994 (FR 59 14508-14513), and reprinted in the NIH Guide for Grants and Contracts of March 18, 1994, Volume 23, Number 11. Investigators may obtain copies from these sources or from the program staff or contact person listed under INQUIRIES. Program staff may also provide additional relevant information concerning the policy. APPLICATION PROCEDURES The research grant application form PHS 398 (rev. 9/91) is to be used in applying for these grants. These forms are available at most institutional offices of sponsored research; from the Office of Grants Information, Division of Research Grants, National Institutes of Health, 5333 Westbard Avenue, Room 449, Bethesda, md 20892, telephone 301-710-0267; and from the NIAAA program administrator listed under INQUIRIES. The RFA label available in the PHS 398 (rev. 9/91) application form must be affixed to the bottom of the face page of the application. Failure to use this label could result in delayed processing of the application such that it may not reach the review committee in time for review. In addition, the RFA title and number must be typed on line 2a of the face page of the application form and the YES box must be marked. The biographical sketches for both the applicant and mentor must be submitted with the application and be kept to a minimum (not to exceed 2 pages each). Sections 1-4 of the Research Plan must be brief and in no case should the entire Research Plan exceed 10 pages. Applications failing to meet these page limitations will be returned without review. Include sufficient but concise information to facilitate an effective evaluation. The following information should be included in the Research Plan: a description of the objectives of the research and what the research is intended to accomplish; why the work is important; and a brief description of the research design and the procedures to be used to accomplish the objectives of the project. Applicants should also provide a description of the research mentor's qualifications and experience, and evidence that the mentor has reviewed the proposal and supports the applicant's efforts. In all other respects, applications must meet the conditions set out in form PHS 398, including a standard cover page, a statement of current and pending research support, and a budget. Applicants are reminded to adhere to requirements concerning participation of human subjects, as described on page 22 and page 25 of PHS 398 (rev. 9/91). The signed original, including the checklist, and three signed, legible copies of the completed application must be sent to: Division of Research Grants National Institutes of Health 6701 Rockledge Drive, MSC 7710 Bethesda, MD 20892-7710 Bethesda, MD 20817 (express mail) At the time of submission, two additional copies of the application must also be sent to: Chief, Extramural Project Review Branch Office of Scientific Affairs National Institute on Alcohol Abuse and Alcoholism Willco Building, Suite 409 6000 Executive Boulevard Rockville, MD 20892-7003 Rockville, MD 20852 (express mail) Telephone: (301) 443-4375 FAX: (301) 443-6077 Applications must be received by July 12, 1995. If an application is received after that date, it will be returned to the applicant. The Division of Research Grants (DRG) will not accept any application in response to this RFA that is essentially the same as one currently pending initial review, unless the applicant withdraws the pending application. The DRG will not accept any application that is essentially the same as one already reviewed. This does not preclude the submission of substantial revisions of applications already reviewed, but such applications must include an introduction addressing the previous critique. REVIEW CONSIDERATIONS The Division of Research Grants, NIH, serves as a central point for receipt of applications for most discretionary PHS grant programs. Upon receipt, applications will be reviewed for completeness by DRG and responsiveness by the NIAAA. Incomplete applications will be returned to the applicant without further consideration. If the application is not responsive to the RFA, NIAAA staff will contact the applicant to determine whether to return the application to the applicant or advise the applicant to revise and resubmit it as a regular Small Grant application for review in competition with unsolicited applications at the next review cycle. Applications may be triaged by an NIAAA peer review group on the basis of relative competitiveness. The NIH will withdraw from further competition those applications judged to be non-competitive for award and notify the applicant and institutional official. Those applications judged to be competitive will undergo further scientific merit review by a peer review committee convened by the NIAAA. Those applications that are complete and responsive will be evaluated in accordance with the criteria stated below for scientific/technical merit by an appropriate peer review group convened by the NIAAA. Applications may also be reviewed by mail ballot. Review Criteria Criteria to be used in the scientific and technical merit review of Small Grants for New Alcoholism Treatment Researchers applications are: 1. The scientific, technical, health, or medical significance and originality of the proposed research. 2. The appropriateness and adequacy of the research design and methodology proposed to carry out the proposed research. 3. Adequacy of data analysis plan, e.g., inclusion of appropriate power analysis, data reduction strategy, psychometric properties of instruments. 4. Demonstration of an adequate mentoring relationship with an experienced researcher. 5. The adequacy of the qualifications and relevant research experience of the principal investigator and the principal investigator's mentor. 6. The availability of adequate data, facilities, general environment for the conduct of the proposed research, other resources, and collaborative arrangements necessary for the research. 7. The reasonableness of budget estimates for the proposed research. 8. Adequacy of plans to include both genders and minorities and their subgroups as appropriate for the scientific goals of the research. Plans for the recruitment and retention of subjects will also be evaluated. The initial review group will also examine the provisions for the protection of human and animal subjects, and the safety of the research environment. AWARD CRITERIA Applications recommended for approval will be considered for funding on the basis of the overall scientific and technical merit of the application as determined by peer review, NIAAA programmatic needs and balance, and the availability of funds. INQUIRIES Potential applicants are encouraged to seek preapplication consultation and may contact the individual listed below for consultation in preparing an application under this RFA. Direct inquiries regarding program issues to: Joanne Fertig, Ph.D. Division of Clinical and Prevention Research National Institute on Alcohol Abuse and Alcoholism Willco Building, Suite 505 6000 Executive Boulevard Rockville, MD 20892-7003 Telephone: (301) 443-0796 FAX: (301) 443-8774 Email: jfertig@willco.niaaa.nih.gov Direct inquiries regarding fiscal matters to: Joseph Weeda Office of Planning and Resource Management National Institute on Alcohol Abuse and Alcoholism Willco Building, Suite 504 6000 Executive Boulevard Rockville, MD 20892-7003 Telephone: (301) 443-4703 FAX: (301) 443-3891 Email: jweeda@willco.niaaa.nih.gov AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance No. 93.273. Awards are made under the authorization of the Public Health Service Act, Sections 301 and 464H, and administered under the PHS grants policies and Federal Regulations at Title 42 CFR Part 52, "Grants for Research Projects;" Title 45 CFR Parts 74 and 92, "Administration of Grants;" and 45 CFR Part 46, "Protections of Human Subjects." This program is not subject to the intergovernmental review requirements of Executive Order 12372 or Health Systems Agency review. The PHS strongly encourages all grant recipients to provide a smoke- free workplace and promote the non-use of all tobacco products. This is consistent with the PHS mission to protect and advance the physical and mental health of the American people. .
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