PRESCRIPTION DRUG USE, ABUSE, AND DIVERSION NIH GUIDE, Volume 23, Number 21, June 3, 1994 PA NUMBER: PA-94-070 P.T. 34 Keywords: Drugs/Drug Abuse Mental Disorders Pharmaceuticals National Institute on Drug Abuse National Institute of Mental Health PURPOSE The purpose of this program announcement is to encourage research on the use, misuse, abuse, and diversion of prescription psychoactive medications such as the opioids, stimulants, antipsychotics, antidepressants, anti-parkinsonism agents, anxiolytics, and sedative-hypnotics. Studies on the risk of addiction in patients being appropriately treated with psychoactive medications (particularly the analgesics, stimulants, anxiolytics, and sedative-hypnotics) for acute and chronic medical and psychiatric illnesses are particularly encouraged. Studies that assess the risk of abuse or addiction to prescribed psychoactive medications for known therapeutic indications in patients with a history of polydrug abuse are also encouraged. HEALTHY PEOPLE 2000 The Public Health Service (PHS) is committed to achieving the health promotion and disease prevention objectives of "Healthy People 2000," a PHS-led national activity for setting priority areas. This program announcement, Prescription Drug Use, Abuse, and Diversion, is primarily related to the priority area of alcohol and other drugs. Potential applicants may obtain a copy of "Healthy People 2000" (Full Report: Stock No. 017-001-00474-0, or Summary Report: Stock No. 017-001-00473-1) through the Superintendent of Documents, Government Printing Office, Washington, DC 20402-9325 (telephone 202-783-3238). ELIGIBILITY REQUIREMENTS Applications may be submitted by foreign and domestic for-profit and non-profit organizations, public and private, such as universities, colleges, hospitals, laboratories, units of State and local governments, and eligible agencies of the Federal government. Women and minority investigators are encouraged to apply. Foreign institutions are not eligible for First Independent Research Support and Transition (FIRST) (R29) awards. MECHANISM OF SUPPORT The mechanisms available for support of this program announcement are the research project grant (R01), small grant award (R03), and FIRST award (R29). Because the nature and scope of the research proposed in response to this program announcement may vary, it is anticipated that the size of an award will vary also. RESEARCH OBJECTIVES Background This program announcement is a direct result of a prior request to the National Institute on Drug Abuse (NIDA) by the Office of National Drug Control Policy to evaluate the impact of prescription drug diversion control systems on medical practice and patient care. In response to this request, NIDA funded a review of available data and held two Technical Reviews to identify specific research areas. This review presented preliminary evidence that the treatment of patients with chronic and recurrent illnesses may be adversely affected by health professionals' fears that patients may abuse or become addicted to psychoactive medications. In addition, physicians may have concerns that regulatory agencies will discipline their prescribing practices and, as a result, undermedicate patients with legitimate need. (Reference, NIDA Research Monograph #131, 1993). While there is a need to prevent prescription drug abuse and diversion, this must be balanced with the need to have psychoactive medications available for legitimate medical and psychotherapeutic use. Many anecdotes suggest that drug diversion control programs may adversely affect patient care. However, no systematic patient-based clinical research studies in which prescriptions are related to therapeutic need and risk of drug dependence are available to evaluate the merits of these reports. To evaluate validly and effectively any changes in prescribing patterns and the impact of comprehensive prescription drug regulatory mechanisms on patient care, research is needed that incorporates medical care data about individual patients and their use of psychoactive medications. Clinical studies are needed that take into account patients' histories, diagnoses and treatment, and the clinical appropriateness or inappropriateness of changes in prescribing practices. Surveys are also necessary to determine how attitudes, knowledge, and patterns of prescribing vary across categories of patients and prescribers in response to prescription drug control programs. While existing data suggest that many patients benefit from long- term therapeutic use of psychoactive medications without evidence of abuse or addiction, no systematic studies exist either to identify those at risk of such consequences or to specify practice strategies best suited for at-risk patients. A range of research is needed to develop these strategies--from specifying the extent and nature of the problem (including health and social consequences) and identifying their determinants, to discovering effective clinical practices that identify those at risk and disseminating these practices to foster more appropriate care. Research on addiction risk factors associated with the chronic therapeutic use of analgesics, stimulants, and sedative-hypnotics for psychiatric and other medical illnesses is especially needed. Improved means of identifying who is at high risk of abusing or becoming addicted to prescribed psychoactive medications are needed to develop more effective prevention and intervention strategies. Program Description The primary purpose of this program announcement is to stimulate research on risk factors for abuse and addiction associated with the therapeutic use of analgesics, stimulants, anxiolytics, and sedative-hypnotics prescribed for psychiatric and other medical conditions (e.g., treatment-resistant depression, anxiety, panic disorder, attention-deficit hyperactivity disorder, obesity, malignant and non-malignant pain). Research is encouraged on the development and use of screening and assessment instruments to assess conveniently and reliably predictors of addiction in patients being treated with psychoactive medications for well-established medical and psychiatric indications. In addition, research on various clinical intervention strategies is also encouraged, particularly if the strategies present some potential for wide dissemination. Furthermore, studies to evaluate comprehensively the impact of prescription drug regulatory programs on medical practice and patient care are especially pertinent to the needs of this program. Applicants are advised to review existing information relevant to the Impact of Prescription Drug Diversion Control Systems on Medical Practice and Patient Care, published in the NIDA Research Monograph #131, 1993. Areas of research interest include, but are not limited to, the following: o Discovery of risk factors for abuse and addiction in patients with chronic or recurring psychiatric or medical conditions who take psychoactive medications chronically or recurrently. Obviously, in this group of patients, dependence upon medications needs to be distinguished from abuse of or addiction to them, if possible. o Clinical studies that assess the risk of abuse or addiction to any prescribed psychoactive medication for known therapeutic indications in patients with a history of polydrug abuse. o Clinical studies to determine effective clinical practices in the management of pain or anxiety in substance abusing patients. o Studies to develop better screening and assessment instruments for primary care settings to assess the need for and addictive risk of analgesics, stimulants, anxiolytics, and sedative-hypnotics in those patients being treated for medical or psychiatric complaints or conditions. o Surveys of the attitudes that primary care physicians have toward prescribing psychotropic medications, particularly in relation to attitudes about use of triplicate forms for prescribing controlled substances and in relation to attitudes about patients with drug abuse or psychiatric problems. o Detailed, comparative studies of the prescribing habits of various medical specialties. Since the populations that various specialties treat differ, these comparative studies should compare how case mix may influence the sensitivity and specificity of prescribing practices in relation to indications for prescribing controlled medications or for alternative treatments. Understanding the separate prescribing practices of internists, pediatricians, family practitioners, psychiatrists, anesthesiologists, neurologists, and oncologists is important. o Clinical research studies to determine the impact of diversion control mechanisms on medical practice and patient care, particularly prospective clinical outcome studies that incorporate prescriber and patient-level data from records of medical services, prescription drug utilization, data from health insurance claim files, and patient and practitioner interviews. Clinical studies are needed that take into account patients' histories, diagnoses, treatments and the clinical appropriateness or inappropriateness of changes in prescribing practices. o Epidemiologic and clinical studies to determine whether some patient populations may be under- or overmedicated or have difficulty obtaining adequate treatment with controlled substances as a result of prescription drug control programs. Models and instruments that have been developed to measure patients' satisfaction, quality of life, and functional status should be included in these studies. o Epidemiologic studies that explore the current prevalence of use of treatments for treatment-resistant depression, anxiety, panic disorder, attention-deficit hyperactivity disorder, obesity, and malignant and non-malignant pain. Alternative treatments include the use of non-controlled medications, as well as psychotherapeutically or physically based interventions. Studies that investigate any population-based feasibility of using effective and appropriate treatments that do not involve use of controlled substances are especially desirable. o Additional emphasis must be placed on including minorities and women of all ages in studies of diseases, disorders, and conditions that affect them specifically. o Policy studies to determine the impact of specific prescription drug regulatory mechanisms on medical practice and patient care. o Development of criteria or standards to be used in case identification of irresponsible prescribers and study of their use during case review by prescription drug diversion control systems (encompasses practice parameters and peer review). o Studies of the nature and magnitude of prescription drug diversion from both licit and illicit sources, the cost of processes involved in diversion control, reductions in diversion, and related outcomes resulting from regulatory changes. o Cost/benefit studies to determine how prescription drug regulatory programs affect the balance between preventing diversion and over-regulating medical prescribing practices. o Development and testing of epidemiological systems that utilize Federal and State data bases and are capable of effectively monitoring any diversion of pharmaceuticals. Systems that have the potential for generalized application in many jurisdictions and States, and for research purposes additional to monitoring drug diversion, are especially desirable. o Behaviorally based studies of physicians, pharmacists, nurses, and patients to determine the impact of comprehensive prescription drug regulatory mechanisms on health care practices, prescribing behaviors, medication dispensing, and delivered patient care. Studies of factors influencing prescribing decisions are needed to develop effective practitioner and patient education programs. o Clinical and epidemiological studies of drug-abusing populations in and out of treatment and in various treatment settings (e.g., primary care, emergency rooms) pursuing the objectives: (1) to determine the nature, extent, and patterns of abuse of prescription drugs (including non-controlled drugs); (2) to find the sources of abused prescription drugs (including "doctor shopping"); (3) to understand the consequences of prescription drug use, misuse, and abuse to these individuals and their communities; (4) to assess the practical consequences of drug diversion to drug-abusing individuals and their communities; and (5) to estimate the incidence and prevalence of medical and psychiatric conditions in drug-abusing populations. o Development and evaluation of innovative, skills-based, curricula in medical education that teaches how to prescribe medications and treatments appropriately and heightens professional awareness concerning patients likely to abuse psychoactive drugs. o Development of interventions, ranging from one-to-one approaches to computerized strategies, to change patterns of misprescribing. Assessment of the stability of improved prescribing and its effects on patient outcomes would be integral to evaluating an intervention's utility. The importance of a sound research plan and qualified research staff cannot be over-emphasized. It is recommended that investigators use the most rigorous methodology consistent with the purposes of the research. All applications must address issues of project feasibility, collaborative arrangements, study design and methodology, sampling procedures, instrumentation, data collection, quality control, and data analyses as appropriate. Since these kinds of research focus on areas of stigmatization and drug abuse, investigators should consider carefully how the confidentiality of patients and physicians will be protected during the course of the research. STUDY POPULATIONS INCLUSION OF WOMEN AND MINORITIES IN RESEARCH INVOLVING HUMAN SUBJECTS It is the policy of the NIH that women and members of minority groups and their subpopulations must be included in all NIH supported biomedical and behavioral research projects involving human subjects, unless a clear and compelling rationale and justification is provided that inclusion is inappropriate with respect to the health of the subjects or the purpose of the research. This new policy results from the NIH Revitalization Act of 1993 (Section 492B of Public Law 103-43) and supersedes and strengthens the previous policies (Concerning the Inclusion of Women in Study Populations, and Concerning the Inclusion of Minorities in Study Populations), which have been in effect since 1990. The new policy contains some new provisions that are substantially different from the 1990 policies. All investigators proposing research involving human subjects should read the "NIH Guidelines For Inclusion of Women and Minorities as Subjects in Clinical Research", which have been published in the Federal Register of March 9, 1994 (FR 59 11146-11151), and reprinted in the NIH GUIDE FOR GRANTS AND CONTRACTS of March 18, 1994, Volume 23, Number 11. Investigators may obtain copies from these sources or from the program staff or contact person listed below. Program staff may also provide additional relevant information concerning the policy. APPLICATION PROCEDURES Applications are to be submitted on the grant application form PHS 398 (rev. 9/91) and will be accepted at the standard application deadlines as indicated in the application kit. Application kits are available at most institutional offices of sponsored research and from the Office of Grants Information, Division of Research Grants, National Institutes of Health, Westwood Building, Room 449, Bethesda, MD 20892, telephone 301/710-0267. The title and number of the program announcement must be typed in item 2a of face page of the application. FIRST applications must include at least three sealed letters of reference attached to the face page of the original application. FIRST applications submitted without the required number of reference letters will be considered incomplete and will be returned without review. The completed original application and five legible copies of the PHS 398 form must be sent or delivered to: Division of Research Grants National Institutes of Health Westwood Building, Room 240 Bethesda, MD 20892** REVIEW CONSIDERATIONS The Division of Research Grants, NIH, serves as a central point for receipt of applications for most discretionary DHHS grant programs. Applications received under this program announcement will be assigned to an initial review group (IRG) in accordance with established PHS referral guidelines. The IRGs, consisting primarily of non-Federal scientific and technical experts, will review the applications for scientific and technical merit in accordance with the standard NIH peer review procedures. Notification of the review recommendations will be sent to the applicant after the initial review. Applications will receive a second-level review by an appropriate National Advisory Council, whose review may be based on policy considerations as well as scientific merit. Only applications recommended for further consideration by the Council may be considered for funding. AWARD CRITERIA Applications recommended for further consideration by an appropriate National Advisory Council will compete for available funds with all other approved applications assigned to the appropriate Institute. The following will be considered in making funding decisions: quality of the proposed project as determined by peer review; availability of funds; and institute program needs and balance. INQUIRIES Written and telephone inquiries are encouraged. The opportunity to clarify any issues or questions from potential applicants is welcome. Direct inquiries regarding the programmatic issues focusing upon epidemiology or services research on addiction risk in patients being treated with analgesics, stimulants, anxiolytics and sedative-hypnotics for chronic medical and psychiatric illnesses and for studies that assess the risk of abuse or addiction to prescribed medications in patients with a history of drug abuse to: Dorynne Czechowicz, M.D. Division of Clinical Research National Institute on Drug Abuse 5600 Fishers Lane, Room 10A-12 Rockville, MD 20857 Telephone: (301) 443-4877 Direct inquiries regarding programmatic issues focusing primarily upon epidemiology or services research regarding the psychiatric uses/abuses of anti-psychotic medications, antidepressant medications (including tricyclic antidepressants, monoamine oxidase inhibitors, selective serotonin reuptake inhibitors), buspirone and related medications, and medications used to treat pseudo-parkinsonism to: Douglas Moul, M.D., M.P.H Division of Epidemiology and Services Research National Institute of Mental Health 5600 Fishers Lane, Room 10C-09 Rockville, MD 20857 Telephone: (301) 443-3774 Direct inquires regarding fiscal issues to: Gary Fleming, J.D., M.A. Grants Management Branch National Institute on Drug Abuse 5600 Fishers Lane, Room 8A-54 Rockville, MD 20857 Telephone: (301) 443-6710 Diana S. Trunnell Grants Management Branch National Institute of Mental Health 5600 Fishers Lane, Room 7C-08 Rockville, MD 20857 Telephone: (301) 443-3065 AUTHORITY AND REGULATIONS This program is described in the Catalog of Federal Domestic Assistance No. 93.279. Awards are made under authorization of Section 301 of the Public Health Service Act (42 USC 241) and administered under PHS policies and Federal Regulations at Title 42 CFR 52 "Grants for Research Projects," Title 45 CFR Part 74 and 92, "Administration of Grants" and 45 CFR Part 46, "Protection of Human Subjects". Title 42 CFR Part 2, "Confidentiality of Alcohol and Drug Abuse Patient Records" may also be applicable to these awards. This program is not subject to the intergovernmental review requirements of Executive Order 12372 or Health Systems Agency review. Sections of the Code of Federal Regulations are available in booklet form from the U.S. Government Printing Office. Grants must be administered in accordance with the PHS Grants Policy Statement, (revised 10/90), which may be available from your office of sponsored research. .
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